Illegal Insider Trading
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Insider Dealing
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Author : Gil Brazier
language : en
Publisher: Routledge
Release Date : 2012-09-10
Insider Dealing written by Gil Brazier and has been published by Routledge this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012-09-10 with Law categories.
This book concentrates on the restatement of the law contained in Part 5 of the Criminal Justice Act 1993. It sets out the law and practice governing the commission of the criminal offence of insider dealing (and of certain other securities market offences) in the United Kingdom. In doing so, it also places the relevant legislation into the context of securities law as a whole. The historical background is explained and there is discussion of the way in which securities business is effected in the City and how it is presently regulated. The book is practical in its approach and will therefore appeal to experienced practitioners and compliance officers.
Research Handbook On Insider Trading
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Author : Stephen M. Bainbridge
language : en
Publisher: Edward Elgar Publishing
Release Date : 2013
Research Handbook On Insider Trading written by Stephen M. Bainbridge and has been published by Edward Elgar Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2013 with Insider trading in securities categories.
"The Handbook begins with a section devoted to legal issues surrounding the US's ban on insider trading, which is one of the oldest and most energetically enforced in the world. Using this section as a foundation, contributors go on to discuss several specific court cases as well as important developments in empirical research on the subject. The Handbook concludes with a section devoted to international perspectives, providing insight into insider trading laws in China, Japan, Australia, New Zealand, the United Kingdom and the European Union." -- Back cover.
The Insider S Dossier
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Author : Andrew Packer
language : en
Publisher: Humanix Books
Release Date : 2014-04-22
The Insider S Dossier written by Andrew Packer and has been published by Humanix Books this book supported file pdf, txt, epub, kindle and other format this book has been release on 2014-04-22 with Business & Economics categories.
The Insider’s Dossier will seamlessly guide you through investing alongside the most in-the-know professionals, debunking the widespread myth that insider trading is illegal. Not only is it legal when following proper protocol, but author Andrew Packer helps you to decode the Wall Street lingo, so that even the novice could easily follow corporate insiders for returns that significantly outperform the market year over year. In easy-tounderstand terms, Packer describes: • The difference between legal and illegal insider trading • How to evaluate insider activity in order to optimize your investment advantage • The key to swiftly decoding SEC filing forms for up-to-the-minute insider activity • Understanding and utilizing web-based, technical analysis tools • How to separate key insiders from the average corporate investor • Investing beyond simple trades, clearly and concisely explaining the ins and outs of options trading, and much more. . . About
Strategic Illegal Insider Trading Prior To Price Sensitive Announcements
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Author : Thomas H. McInish
language : en
Publisher:
Release Date : 2013
Strategic Illegal Insider Trading Prior To Price Sensitive Announcements written by Thomas H. McInish and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2013 with categories.
It is found that insiders are more likely to trade on high volume days, which indicates an effort to hide their trades. Further, insider trading raises the number of days with abnormally high trading volume only slightly, again indicating that insiders are avoiding attracting attention. No evidence is found that insider trading intensity increases on the insider trading day closest to the announcement day. The hypothesis that index returns for insider trading days and non-trading days are the same cannot be rejected, which is consistent with insiders avoiding detection. For stocks sold by insiders, returns are higher for insider trading days than for non-insider trading days. Hence, insiders are selling on days when the market is up, which tends to hide their trading. But for stocks bought by insiders, returns are significantly higher on insider trading days than on non-insider-trading days, indicating that in this case insiders may attract unwanted attention.
Illegal Insider Trading How Widespread Is The Problem And Is There Adequate Criminal Enforcement Hearing
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Author :
language : en
Publisher: DIANE Publishing
Release Date :
Illegal Insider Trading How Widespread Is The Problem And Is There Adequate Criminal Enforcement Hearing written by and has been published by DIANE Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on with categories.
The Regulation Of Insider Trading
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Author : Barry Alexander K. Rider
language : en
Publisher:
Release Date : 1979
The Regulation Of Insider Trading written by Barry Alexander K. Rider and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1979 with Law categories.
Insider Trading And Market Manipulation
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Author : Janet Austin
language : en
Publisher: Edward Elgar Publishing
Release Date : 2017-12-29
Insider Trading And Market Manipulation written by Janet Austin and has been published by Edward Elgar Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017-12-29 with categories.
This book explores how the globalization of securities markets has affected market manipulation and insider trading. It delves into the responses of securities regulators, discussing new regulations designed to deter such misconduct, as well as they ways in which detection, investigation and prosecution techniques are adapting to tackle insider trading and market manipulation that crosses international boundaries.
Defining Material Nonpublic
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Author : Cindy A. Schipani
language : en
Publisher:
Release Date : 2015
Defining Material Nonpublic written by Cindy A. Schipani and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015 with categories.
The statutory penalties for illegal insider trading have become almost as severe as first-degree murder, yet we see insiders make tens of thousands of lucrative transactions every year. Moreover, the increase in penalties over time has done little to slow down insider trading. We argue that the resolution of their paradox lies in understanding the concept of material, non-public information. As long as there is no clear definition of what is illegal under the statutes, insiders and tippees will continue to trade profitably, with little to fear from seemingly draconian sanctions. To prevent further abuse of insiders' informational privileges, we offer a new evidentiary presumption. We propose that the a prima facie case for illegality be found upon proof that: 1) the information giving rise to the trade is of the type that requires an 8-K filing by the corporation; 2) upon announcement, it must lead to statistically significant abnormal stock returns; and 3) the insider trading must have occurred within two months prior to the announcement of the information. Of course, our presumption does not cover all possible instances of insider trading and it is not intended to be comprehensive. For instance, insiders may trade on material, nonpublic information and yet, they may still end up losing money due to unexpected circumstances. Insiders may also exploit long-lived information beyond two months. Our objective is to provide a prima facie presumption of what is always considered material, nonpublic information, similar to Rule 14e-3, which has declared takeover-related information to be always material and nonpublic. We expect that other types of trading will still fall in a grey area and will need to be resolved through a fact-finding process. Yet, we expect additional clarity will allow all insiders who want to be on the safe side of the law the ability to ensure that their transactions do not meet any of the conditions set forth above.
Insider Trading
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Author : Barry Alexander K. Rider
language : en
Publisher:
Release Date : 1983
Insider Trading written by Barry Alexander K. Rider and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1983 with Insider trading in securities categories.
The Impact Of Illegal Insider Trading In Dealer And Specialist Markets
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Author : Raymond P.H. Fishe
language : en
Publisher:
Release Date : 2002
The Impact Of Illegal Insider Trading In Dealer And Specialist Markets written by Raymond P.H. Fishe and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2002 with categories.
This paper provides direct evidence on the reaction of market makers to informed trading in both specialist and dealer markets. We examine the illegal trades of five stockbrokers who purchased securities based on stock-specific information obtained from advance, non-public copies of Business Weeks Inside Wall Street column. We find that these trades are associated with substantial pre-release volume and price increases, especially for Nasdaq stocks. Transactions based on this inside information yielded significant abnormal returns, provided stocks were promptly resold. Yet, in contrast to theoretical predictions, we find that both quoted and effective bid-ask spreads are unaffected by these informed trades. Instead, for both Nasdaq and Exchange listed stocks, market makers adjust the depth at the ask quotes. Ask depth falls once insider trading begins, then rebounds, generally above its initial level after it ends. We document that specialists decrease quoted depth relatively more than Nasdaq dealers, suggesting that specialist markets more readily detect informed trading. Overall, our results indicate that market makers use depth as the tool to manage asymmetric information risk during insider trading episodes.