Ensuring Effectiveness Fairness And Transparency In Securities Law Enforcement
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Ensuring Effectiveness Fairness And Transparency In Securities Law Enforcement
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Author : United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Securities, and Investment
language : en
Publisher:
Release Date : 2018
Ensuring Effectiveness Fairness And Transparency In Securities Law Enforcement written by United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Securities, and Investment and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2018 with categories.
Ensuring Effectiveness Fairness And Transparency In Securities Law Enforcement
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Author : United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Securities, and Investment
language : en
Publisher:
Release Date : 2018
Ensuring Effectiveness Fairness And Transparency In Securities Law Enforcement written by United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Securities, and Investment and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2018 with Securities categories.
Indonesia
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Author : International Monetary Fund
language : en
Publisher: International Monetary Fund
Release Date : 2012-07-18
Indonesia written by International Monetary Fund and has been published by International Monetary Fund this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012-07-18 with Business & Economics categories.
This paper discusses implementation of the International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation in Indonesia. The Capital Markets and Financial Institutions Supervisory Agency (BAPEPAM-LK) has taken impressive steps to increase the transparency of regulation and to institute a comprehensive operational program that meets international norms and Indonesia’s understanding of best practices. This paper reveals that the regulatory framework, regulatory powers, and requirements pertaining to the securities regulator are highly transparent. The roles of the regulators and supervisors are also clearly defined.
Enforcement Manual
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Author : United States. Securities and Exchange Commission. Division of Enforcement
language : en
Publisher:
Release Date : 2008
Enforcement Manual written by United States. Securities and Exchange Commission. Division of Enforcement and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008 with Corporation law categories.
Financial Sector Assessment
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Author : World Bank
language : en
Publisher: World Bank Publications
Release Date : 2005-09-29
Financial Sector Assessment written by World Bank and has been published by World Bank Publications this book supported file pdf, txt, epub, kindle and other format this book has been release on 2005-09-29 with Business & Economics categories.
The experience of many countries around the world clearly shows that while financial sector development can spur economic growth, financial fragility and instability can seriously harm growth. Following the financial crises of the late 1990s, there has been increasing interest in the systematic assessment of the strengths and weaknesses of financial systems, with the ultimate goal of formulating appropriate policies to foster financial stability, and stimulate financial sector development. Consequently, there has been an increased demand from financial sector authorities in many countries, as well as from the Bank and International Monetary Fund (IMF) staff for information on key issues, and sound practices in the assessment of financial systems, and in the design of policy responses. This Handbook of Financial Sector Assessment is a response to this demand. The Handbook presents an overall analytical framework for assessing financial system stability and developmental needs, providing broad guidance on approaches, methodologies, and techniques of assessing financial systems. Although the Handbook draws substantially on Bank and IMF experience with the financial sector assessment programs (FSAPs), and from the broader policy and operational work in both institutions, it is designed for generic use in financial sector assessments, whether conducted by country authorities themselves, or by Bank and IMF teams. It is, therefore, hoped the Handbook will serve as an authoritative source on the objectives, analytical framework, and methodologies of financial sector assessments, as well as a comprehensive reference book for training on the techniques of such assessments.
Recommendations For Central Counterparties
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Author : Group of Ten. Committee on Payment and Settlement Systems
language : en
Publisher:
Release Date : 2004
Recommendations For Central Counterparties written by Group of Ten. Committee on Payment and Settlement Systems and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2004 with Clearing of securities categories.
Singapore
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Author : International Monetary Fund. Monetary and Capital Markets Department
language : en
Publisher: International Monetary Fund
Release Date : 2013-12-05
Singapore written by International Monetary Fund. Monetary and Capital Markets Department and has been published by International Monetary Fund this book supported file pdf, txt, epub, kindle and other format this book has been release on 2013-12-05 with Business & Economics categories.
This paper discusses the findings of the Detailed Assessment of Implementation on the International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation on Singapore. Overall compliance with IOSCO principles is generally high, although the assessors identified some vulnerabilities that need to be resolved. The Monetary Authority of Singapore’s (MAS) enforcement philosophy as regards securities markets and the financial intermediaries active therein is cogent, with outcomes focused and well developed. The Securities and Futures Act (Cap. 289) provides an effective framework to enable the sharing of information and cooperation between MAS and foreign regulators on supervisory and enforcement matters.
Resolving Foreign Bribery Cases With Non Trial Resolutions Settlements And Non Trial Agreements By Parties To The Anti Bribery Convention
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Author : OECD
language : en
Publisher: OECD Publishing
Release Date : 2019-03-10
Resolving Foreign Bribery Cases With Non Trial Resolutions Settlements And Non Trial Agreements By Parties To The Anti Bribery Convention written by OECD and has been published by OECD Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2019-03-10 with categories.
Non-trial resolutions, often referred to as settlements, have been the predominant means of enforcing foreign bribery and other related offences since the entry into force of the OECD Anti-Bribery Convention 20 years ago. The last decade has seen a steady increase in the use of coordinated multi-jurisdictional non-trial resolutions, which have, to date, permitted the highest global amount of combined financial penalties in foreign bribery cases. This study is the first cross-country examination of the different types of resolutions that can be used to resolve foreign bribery cases.
Focus On Capital
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Author : Kenroy Dowers
language : en
Publisher: IDB
Release Date : 2003
Focus On Capital written by Kenroy Dowers and has been published by IDB this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003 with Business & Economics categories.
Local capital market development responds to the need to reduce the risk of financial crises that result from an excessive reliance on external borrowing -- for example, to avoid foreign exchange risk, reduce contagion, and decrease short-term external borrowing. In fact, as financial crises dwarf the role of financial intermediation, the problems of asymmetric information become even more severe, leading to greater public mistrust of financial institutions. The contributors in Focus on Capital tackle various aspects of developing Latin American capital markets. Macroeconomic and structural policies, accounting practices and standards, bond market development, market infrastructure, derivatives markets, corporate governance, ethics, human capital, and regional integration all play a role. One of the shortcomings of many strategies for capital market development -- more important than getting the sequencing wrong -- is failing to understand the links between the various components and the need for an overall strategy as well as plans for each component. Focus on Capital analyzes the status of the markets in Latin America and identifies the technical, political, and financial challenges to building vibrant capital markets and increasing the efficiency benefits of regional economic and financial integration.
108 2 Hearings Departments Of Commerce Justice And State The Judiciary And Related Agencies Appropriations For 2005 Part 4
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Author :
language : en
Publisher:
Release Date : 2004
108 2 Hearings Departments Of Commerce Justice And State The Judiciary And Related Agencies Appropriations For 2005 Part 4 written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2004 with categories.