Modern Compliance
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Modern Compliance
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Author : John H. Walsh
language : en
Publisher:
Release Date : 2015-10-01
Modern Compliance written by John H. Walsh and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015-10-01 with categories.
In a world of ever-increasing complexity, Modern Compliance is the new industry standard for thehard facts and soft skills of compliance best practices. It is written to help understand the internalcontrol structures and ethical considerations necessary to navigate one of the most challengingroles in American business today: Chief Compliance Officer at a financial services firm. It bringstogether the scholarship of 30 of the best known professionals in the Compliance arena, each ofwhom is a well-recognized leader in his or her area of practice.
Modern Compliance
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Author : John H. Walsh
language : en
Publisher:
Release Date : 2017-10-15
Modern Compliance written by John H. Walsh and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017-10-15 with categories.
Fully Compliant
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Author : Travis Waugh
language : en
Publisher: Association for Talent Development
Release Date : 2019-06-25
Fully Compliant written by Travis Waugh and has been published by Association for Talent Development this book supported file pdf, txt, epub, kindle and other format this book has been release on 2019-06-25 with Business & Economics categories.
A Better Kind of Compliance Training Compliance training succeeds when you balance an organization’s legal responsibilities with the real needs of the employees who you hope will learn and change their behavior. In Fully Compliant, Travis Waugh challenges traditional compliance training that focuses only on the legal risk of failing to comply with a specific mandate. With an ever-increasing number of compliance subjects to address, such programs are unsustainable. Instead, organizations must design compliance programs that serve a higher, broader purpose and build robust, resilient cultures focusing on integrity and ethics learning. Optimal compliance programs are flexible and create real learning experiences that change real behavior, thus diminishing the chance of misconduct in the first place. This book connects the three levers of human behavior—context, habit, and motivation— to help organizations craft holistic compliance training programs that do far more than check a box. It identifies ways to pick up small but meaningful wins in turning around an existing compliance program or designing a new course, which can turn stakeholders from skeptics into learning champions. And it offers an eight-step road map for implementing your own compliance learning plan. With this book, you’ll be able to: Create behavior-based compliance training that generates measurable benefits. Make compliance training more engaging and impactful, not one-size-fits-all. Remain relevant as advances in technology shift compliance expectations in the years ahead. By putting the learner first, you can develop compliance that stick
Information Technology Risk Management And Compliance In Modern Organizations
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Author : Gupta, Manish
language : en
Publisher: IGI Global
Release Date : 2017-06-19
Information Technology Risk Management And Compliance In Modern Organizations written by Gupta, Manish and has been published by IGI Global this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017-06-19 with Computers categories.
Attacks on information systems and applications have become more prevalent with new advances in technology. Management of security and quick threat identification have become imperative aspects of technological applications. Information Technology Risk Management and Compliance in Modern Organizations is a pivotal reference source featuring the latest scholarly research on the need for an effective chain of information management and clear principles of information technology governance. Including extensive coverage on a broad range of topics such as compliance programs, data leak prevention, and security architecture, this book is ideally designed for IT professionals, scholars, researchers, and academicians seeking current research on risk management and compliance.
Compliance
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Author : Daniel S. Lewis
language : en
Publisher: Createspace Independent Publishing Platform
Release Date : 2016-11-10
Compliance written by Daniel S. Lewis and has been published by Createspace Independent Publishing Platform this book supported file pdf, txt, epub, kindle and other format this book has been release on 2016-11-10 with categories.
Compliance failures have cost global financial services firms in excess of $300bn since 2010. Compliance has since become one of the most important functions in financial services firms. This short guide to Compliance explains what Compliance is, what the Compliance function does, and what some of the continuing challenges might be for the modern Compliance function.
Hedge Fund Compliance
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Author : Jason A. Scharfman
language : en
Publisher: John Wiley & Sons
Release Date : 2016-11-11
Hedge Fund Compliance written by Jason A. Scharfman and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2016-11-11 with Business & Economics categories.
The long-awaited guide for modern hedge fund compliance program development Hedge Fund Compliance + Website provides straightforward, practical guidance toward developing a hedge fund compliance program, drawn from the author's experience training financial regulators, consulting with government entities, and analyzing hedge fund compliance structures across the globe. In-depth explanations of compliance principles are backed by illustrative case studies and examples. Highly in-demand templates of popular hedge fund compliance documentation provide actionable illustrations of key compliance policies. Designed to assist investors, fund managers, service providers, and compliance job seekers directly, this book describes the fundamental building blocks of the hedge fund compliance function. Compliance is one of the fastest growing areas in the hedge fund space. This reference book provides an essential foundation in modern hedge fund compliance, reflecting the recent changes of this dynamic field. Design and run a hedge fund compliance program Access templates of core compliance documentation and checklists Discover how investors can evaluate and monitor compliance programs Interviews with hedge fund compliance practitioners A steady stream of regulatory changes, combined with the enhanced enforcement efforts of regulators, ensure that hedge funds' compliance-related expenditures will continue to grow. While hedge fund compliance legislation continues to evolve globally, little practical guidance exists for those tasked with the boots-on-the-ground aspects of developing an actual compliance program to comply with best practices and regulatory guidance from leading hedge fund regulators including the US Securities and Exchange Commission, the National Futures Association, the Commodity Futures Trading Commission and the United Kingdom's Financial Conduct Authority. Hedge fund professionals and investors need a fundamental framework for establishing and evaluating an effective program, and when compliance is the issue, trial and error carries too much risk. Hedge Fund Compliance + Website provides clear guidance and practical tools to meet today's compliance professional needs.
Beyond Compliance
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Author : Ann E. Kent
language : en
Publisher: NUS Press
Release Date : 2009
Beyond Compliance written by Ann E. Kent and has been published by NUS Press this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009 with China categories.
An extensively researched study of Chinese participation in international organisations, this book argues that the record of China's international behaviour since the 1970s indicates the long-term effectiveness of the multilateral system.
Next Generation Compliance
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Author : Cynthia Giles
language : en
Publisher: Oxford University Press
Release Date : 2022
Next Generation Compliance written by Cynthia Giles and has been published by Oxford University Press this book supported file pdf, txt, epub, kindle and other format this book has been release on 2022 with Environmental law categories.
Nearly everyone accepts as gospel two assumptions: compliance with environmental rules is high, and enforcement is responsible for making compliance happen. Both are wrong. In fact, serious violations of environmental regulations are widespread, and by far the most important driver of compliance results is not enforcement but the structure of the rule itself. In Next Generation Compliance, Cynthia Giles shows that well-designed regulations deploying creative strategies to make compliance the default can achieve excellent implementation outcomes. Poorly designed rules that create many opportunities to evade, obfuscate, or ignore will have dismal performance that no amount of enforcement will ever fix. Rampant violations have real consequences: unhealthy air, polluted water, contaminated drinking water, exposure to dangerous chemicals, and unrestrained climate-forcing pollution. They also land hardest on already overburdened communities - that's why Next Gen and environmental justice are tightly linked. The good news is there are tools to build much better compliance into regulations, including many tested strategies that can be the building blocks of programs that withstand the inevitable pressures of real life. Next Generation Compliance shows how regulators can avoid the compliance calamities that plague far too many environmental rules today, a lesson that is particularly urgent for regulations tackling climate change. It has an optimistic message: there are ways to ensure reliable results, if regulators jettison incorrect assumptions and design rules that are resilient to the mess and complexity of the real world.
Modern Theories And Practices For Cyber Ethics And Security Compliance
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Author : Yaokumah, Winfred
language : en
Publisher: IGI Global
Release Date : 2020-04-10
Modern Theories And Practices For Cyber Ethics And Security Compliance written by Yaokumah, Winfred and has been published by IGI Global this book supported file pdf, txt, epub, kindle and other format this book has been release on 2020-04-10 with Computers categories.
In today’s globalized world, businesses and governments rely heavily on technology for storing and protecting essential information and data. Despite the benefits that computing systems offer, there remains an assortment of issues and challenges in maintaining the integrity and confidentiality of these databases. As professionals become more dependent cyberspace, there is a need for research on modern strategies and concepts for improving the security and safety of these technologies. Modern Theories and Practices for Cyber Ethics and Security Compliance is a collection of innovative research on the concepts, models, issues, challenges, innovations, and mitigation strategies needed to improve cyber protection. While highlighting topics including database governance, cryptography, and intrusion detection, this book provides guidelines for the protection, safety, and security of business data and national infrastructure from cyber-attacks. It is ideally designed for security analysts, law enforcement, researchers, legal practitioners, policymakers, business professionals, governments, strategists, educators, and students seeking current research on combative solutions for cyber threats and attacks.
Next Generation Compliance
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Author : Cynthia J. Giles
language : en
Publisher:
Release Date : 2022
Next Generation Compliance written by Cynthia J. Giles and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2022 with Environmental law categories.
"Senior environmental officials at both the state and federal level often give the public the same reassurance about environmental compliance. Almost all companies comply, they say. The large companies comply; it is mainly the small ones that have compliance issues. Does the evidence agree? In a word: no. The data reveal that for most rules the rate of serious noncompliance -- violations that pose the biggest risks to public health and the environment -- is 25% or more. For many rules with big health consequences the serious noncompliance rates for large facilities are 50% to 70% or even higher. And those are just the ones we know about; for many rules, the U.S. Environmental Protection Agency (EPA) has no idea what the rate of noncompliance is"--