Modernizing U S Securities Regulation

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Modernizing U S Securities Regulation

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Author : Kenneth Lehn
language : en
Publisher: Irwin Professional Publishing
Release Date : 1992

Modernizing U S Securities Regulation written by Kenneth Lehn and has been published by Irwin Professional Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 1992 with Business & Economics categories.

New developments in securities markets, particularly in the areas of technology, financial products, and foreign securities markets, are challenging the Securities and Exchange Commission to reconsider its regulatory policies. This book offers detailed prescriptions for effective regulation from experienced regulators and noted scholars in the field. A definitive collection that illustrates how research and expert opinion can help the SEC frame issues and establish objective criteria for evaluating the effectiveness of its policies.

Investment Company Reporting Modernization Us Securities And Exchange Commission Regulation Sec 2018 Edition

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Author : The Law Library
language : en
Publisher: Independently Published
Release Date : 2019-01-19

Investment Company Reporting Modernization Us Securities And Exchange Commission Regulation Sec 2018 Edition written by The Law Library and has been published by Independently Published this book supported file pdf, txt, epub, kindle and other format this book has been release on 2019-01-19 with Law categories.

The Law Library presents the complete text of the Investment Company Reporting Modernization (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition). Updated as of May 29, 2018 The Securities and Exchange Commission is adopting new rules and forms as well as amendments to its rules and forms to modernize the reporting and disclosure of information by registered investment companies. The Commission is adopting new Form N-PORT, which will require certain registered investment companies to report information about their monthly portfolio holdings to the Commission in a structured data format. In addition, the Commission is adopting amendments to Regulation S-X, which will require standardized, enhanced disclosure about derivatives in investment company financial statements, as well as other amendments. The Commission is adopting new Form N-CEN, which will require registered investment companies, other than face-amount certificate companies, to annually report certain census-type information to the Commission in a structured data format. The Commission is adopting amendments to Forms N-1A, N-3, and N-CSR to require certain disclosures regarding securities lending activities. Finally, the Commission is rescinding current Forms N-Q and N-SAR and amending certain other rules and forms. Collectively, these amendments will, among other things, improve the information that the Commission receives from investment companies and assist the Commission, in its role as primary regulator of investment companies, to better fulfill its mission of protecting investors, maintaining fair, orderly and efficient markets, and facilitating capital formation. Investors and other potential users can also utilize this information to help investors make more informed investment decisions. This ebook contains: - The complete text of the Investment Company Reporting Modernization (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition) - A dynamic table of content linking to each section - A table of contents in introduction presenting a general overview of the structure

Modernization Of Oil And Gas Reporting Us Securities And Exchange Commission Regulation Sec 2018 Edition

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Author : The Law Library
language : en
Publisher: Independently Published
Release Date : 2019-01-28

Modernization Of Oil And Gas Reporting Us Securities And Exchange Commission Regulation Sec 2018 Edition written by The Law Library and has been published by Independently Published this book supported file pdf, txt, epub, kindle and other format this book has been release on 2019-01-28 with Law categories.

The Law Library presents the complete text of the Modernization of Oil and Gas Reporting (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition). Updated as of May 29, 2018 The Commission is adopting revisions to its oil and gas reporting disclosures which exist in their current form in Regulation S-K and Regulation S-X under the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as Industry Guide 2. The revisions are intended to provide investors with a more meaningful and comprehensive understanding of oil and gas reserves, which should help investors evaluate the relative value of oil and gas companies. In the three decades that have passed since adoption of these disclosure items, there have been significant changes in the oil and gas industry. The amendments are designed to modernize and update the oil and gas disclosure requirements to align them with current practices and changes in technology. The amendments concurrently align the full cost accounting rules with the revised disclosures. The amendments also codify and revise Industry Guide 2 in Regulation S-K. In addition, they harmonize oil and gas disclosures by foreign private issuers with the disclosures for domestic issuers. This ebook contains: - The complete text of the Modernization of Oil and Gas Reporting (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition) - A dynamic table of content linking to each section - A table of contents in introduction presenting a general overview of the structure

After Enron

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Author : John Armour
language : en
Publisher: Bloomsbury Publishing
Release Date : 2006-11-14

After Enron written by John Armour and has been published by Bloomsbury Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2006-11-14 with Law categories.

At the end of the twentieth century it was thought by many that the Anglo-American system of corporate governance was performing effectively and some observers claimed to see an international trend towards convergence around this model. There can be no denying that the recent corporate governance crisis in the US has caused many to question their faith in this view. This collection of essays provides a comprehensive attempt to answer the following questions: firstly, what went wrong - when and why do markets misprice the value of firms, and what was wrong with the incentives set by Enron? Secondly, what has been done in response, and how well will it work - including essays on the Sarbanes-Oxley Act in the US, UK company law reform and European company law and auditor liability reform, along with a consideration of corporate governance reforms in historical perspective. Three approaches emerge. The first two share the premise that the system is fundamentally sound, but part ways over whether a regulatory response is required. The third view, in contrast, argues that the various scandals demonstrate fundamental weaknesses in the Anglo-American system itself, which cannot hope to be repaired by the sort of reforms that have taken place. "This collection of papers by leading US and European corporate law scholars provides fresh and rigorous analyses of the recent corporate governance scandals and the strategies devised by regulators to guard against future governance failures." Randall Thomas, John Beasley Professor of Law and Business, Vanderbilt University School of Law, Vanderbilt University.

Modernizing The U S Financial Regulatory System

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Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
language : en
Publisher:
Release Date : 2009

Modernizing The U S Financial Regulatory System written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009 with Financial crises categories.

U S Regulation Of The International Securities And Derivatives Markets

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Author :
language : en
Publisher: Aspen Law & Business Publishers
Release Date : 2002

U S Regulation Of The International Securities And Derivatives Markets written by and has been published by Aspen Law & Business Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 2002 with Business & Economics categories.

Modernizing America S Financial Regulatory Structure

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Author : United States. Congressional Oversight Panel
language : en
Publisher:
Release Date : 2009

Modernizing America S Financial Regulatory Structure written by United States. Congressional Oversight Panel and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009 with Financial crises categories.

Modernizing The American Financial Regulatory System Recommendations For Improving Oversight Protecting Consumers And Ensuring Stability February 2009

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Author : United States. Congressional Oversight Panel
language : en
Publisher:
Release Date : 2009

Modernizing The American Financial Regulatory System Recommendations For Improving Oversight Protecting Consumers And Ensuring Stability February 2009 written by United States. Congressional Oversight Panel and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009 with Financial crises categories.

Modernizing America S Financial Regulatory Structure S Hrg 111 8 January 14 2009 111 1 Hearing

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Author :
language : en
Publisher:
Release Date : 2009

Modernizing America S Financial Regulatory Structure S Hrg 111 8 January 14 2009 111 1 Hearing written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009 with categories.

The Department Of The Treasury Blueprint For A Modernized Financial Regulatory Structure

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Author :
language : en
Publisher: United States Department of the Treasury
Release Date : 2008-06-24

The Department Of The Treasury Blueprint For A Modernized Financial Regulatory Structure written by and has been published by United States Department of the Treasury this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008-06-24 with Business & Economics categories.

Presents a series of “short-term” and “intermediate-term” recommendations that could immediately improve and reform the U.S. regulatory structure. The short-term recommendations focus on taking action now to improve regulatory coordination and oversight in the wake of recent events in the credit and mortgage markets. The intermediate recommendations focus on eliminating some of the duplication of the U.S. regulatory system, but more importantly try to modernize the regulatory structure applicable to the banking, insurance, securities, and futures industries.