Propriet Rias
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Protecting Your Practice
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Author : Katherine Vessenes
language : en
Publisher: John Wiley & Sons
Release Date : 2010-06-10
Protecting Your Practice written by Katherine Vessenes and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2010-06-10 with Business & Economics categories.
This is the benchmark book for building client relationships, growing a practice, and avoiding litigation--written in association with the world's leading organization for financial services professionals. Audience: Broker-dealers and their home-office personnel, registered reps, accountants, tax advisers, insurance agents and insurance companies, wire houses, fee and commission planners, attorneys, trust officers, estate planners, and development officers in planned-giving departments. As investors gravitate toward no-load mutual funds and do-it-yourself investing through discount brokers, professionals are being squeezed by competition, consumer wariness, and tighter enforcement by the SEC, NASD, and state securities regulators. This book addresses these challenges, helping anyone offering financial advice to be more competitive, build client loyalty, and avoid the liabilites that come with managing someone's money in today's complex investment environment. How to offer better service, comply with key regulations, maintain vital records with a minimum of paperwork, and protect a business from malpractice claims.
Federal Register
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Author :
language : en
Publisher:
Release Date : 2012-12
Federal Register written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012-12 with Delegated legislation categories.
Application Development And Design Concepts Methodologies Tools And Applications
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Author : Management Association, Information Resources
language : en
Publisher: IGI Global
Release Date : 2017-08-11
Application Development And Design Concepts Methodologies Tools And Applications written by Management Association, Information Resources and has been published by IGI Global this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017-08-11 with Computers categories.
Advancements in technology have allowed for the creation of new tools and innovations that can improve different aspects of life. These applications can be utilized across different technological platforms. Application Development and Design: Concepts, Methodologies, Tools, and Applications is a comprehensive reference source for the latest scholarly material on trends, techniques, and uses of various technology applications and examines the benefits and challenges of these computational developments. Highlighting a range of pertinent topics such as software design, mobile applications, and web applications, this multi-volume book is ideally designed for researchers, academics, engineers, professionals, students, and practitioners interested in emerging technology applications.
Pro Javascript Ria Techniques
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Author : Dennis Odell
language : en
Publisher: Apress
Release Date : 2009-07-25
Pro Javascript Ria Techniques written by Dennis Odell and has been published by Apress this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009-07-25 with Computers categories.
Pro JavaScript RIA Techniques: Best Practices, Performance, and Presentation shows you how you can build JavaScript RIAs (rich Internet applications) with compelling user interfaces and great performance. With the best practices and optimization techniques you'll learn in this book, you can optimize performance without sacrificing a rich user interface. Using a combination of innovative ideas and intelligent use of HTML, CSS, JavaScript, and plug–ins, this book shows you how to make decisions based on best web standard development practices and real–world browser data. Through practical examples, you'll see how to optimize both design and performance with an eye toward future enhancements and efficient maintenance. Starting with the essential principles and techniques of semantic markup, build efficient, responsive web applications based on web standard best practices and real–world experience. Apply practical techniques and see how to reuse examples of broadly relevant page components to improve the interface and performance of existing sites. Explore ways to push the boundaries of the possible with existing browser technology.
The Ria S Compliance Solution Book
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Author : Elayne Robertson Demby
language : en
Publisher: John Wiley & Sons
Release Date : 2010-05-20
The Ria S Compliance Solution Book written by Elayne Robertson Demby and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2010-05-20 with Business & Economics categories.
Registered investment advisers are accustomed to regulatory scrutiny. But the pressure to understand changing compliance regulations and to meet the requirements they impose has never been more intense. A range of scandals and abuses—from the laundering of terrorist funds to mutual fund trading shenanigans—has caused the Securities and Exchange Commission to tighten regulation and step up enforcement. Unfortunately, definitive compliance information—the kind that can save advisers precious time and spare them serious trouble--has not been easy to find. Until now. The RIA's Compliance Solution Book gathers the information needed most and puts it all in one place. Here advisers will find plain-English translations of the rules that regulate such issues as: advisory contracts and fees advertising and client communications RIA compliance programs and codes of ethics custody of customer accounts completing, filing, and amending Form ADV selecting brokers and executing trades
Emerging Intelligent Technologies In Industry
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Author : Dominik Ryżko
language : en
Publisher: Springer Science & Business Media
Release Date : 2011-08-20
Emerging Intelligent Technologies In Industry written by Dominik Ryżko and has been published by Springer Science & Business Media this book supported file pdf, txt, epub, kindle and other format this book has been release on 2011-08-20 with Computers categories.
Intelligent technologies are the essential factors of innovation, and enable the industry to overcome technological limitations and explore the new frontiers. Therefore it is necessary for scientists and practitioners to cooperate and inspire each other, and use the latest research results in creating new designs and products. The idea of this book came out with the industrial workshop organized at the ISMIS conference in Warsaw, 2011. The book covers several applications of emerging, intelligent technologies in various branches of the industry. The contributions describe modern intelligent tools, algorithms and architectures, which have the potential to solve real problems, experienced by practitioners in various industry sectors. We hope this volume will show new directions for cooperation between science and industry and will facilitate efficient transfer of knowledge in the area of intelligent information systems.
Military Thought
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Author :
language : en
Publisher:
Release Date : 2003
Military Thought written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003 with Military art and science categories.
Ria Federal Tax Handbook
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Author : Research Institute of America
language : en
Publisher: Research Institute of America
Release Date : 2000-11
Ria Federal Tax Handbook written by Research Institute of America and has been published by Research Institute of America this book supported file pdf, txt, epub, kindle and other format this book has been release on 2000-11 with Business & Economics categories.
Ria Federal Tax Handbook 2007
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Author : Research Institute of America, inc
language : en
Publisher:
Release Date : 2006
Ria Federal Tax Handbook 2007 written by Research Institute of America, inc and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2006 with Law categories.
Backbase 4 Ria Development
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Author : Ghica Van Emde Boas
language : en
Publisher: Packt Publishing Ltd
Release Date : 2009-12-09
Backbase 4 Ria Development written by Ghica Van Emde Boas and has been published by Packt Publishing Ltd this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009-12-09 with Computers categories.
Create Enterprise-grade Rich Internet Applications using the Backbase client framework.