Securities Laws Enforcement
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Enforcement Of Corporate And Securities Law
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Author : Robin Hui Huang
language : en
Publisher: Cambridge University Press
Release Date : 2017-09-28
Enforcement Of Corporate And Securities Law written by Robin Hui Huang and has been published by Cambridge University Press this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017-09-28 with Business & Economics categories.
This book assembles the world's most authoritative specialists for a comparative analysis of the enforcement of corporate and securities laws in thirteen national jurisdictions. It examines the enforcement of corporate and securities laws across the globe and across different legal and political systems from an in-depth comparative perspective.
The Enforcement Of Securities Law In China
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Author : Wenming Xu
language : en
Publisher: Springer Nature
Release Date : 2022-03-14
The Enforcement Of Securities Law In China written by Wenming Xu and has been published by Springer Nature this book supported file pdf, txt, epub, kindle and other format this book has been release on 2022-03-14 with Law categories.
This book takes a law and economic approach to examine the securities law enforcement in China and provides an in-depth empirical analysis on the enforcement inputs and outputs. In contrast to previous studies, it systematically collects a large sample of judicated securities fraud cases and public sanctions as disclosed by the listed companies. The enforcement regime is further divided into the private enforcement exemplified by the civil litigation imitated by harmed investors and public enforcement by sanctions proceedings initiated by public agencies. Academic researchers, policy makers and practitioners, who are interested in the securities market and regulation could find the information provided in this book interesting.
The Guide To International Enforcement Of The Securities Laws
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Author : John Buretta
language : en
Publisher:
Release Date : 2020
The Guide To International Enforcement Of The Securities Laws written by John Buretta and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2020 with Securities categories.
Securities Laws Enforcement
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Author : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
language : en
Publisher:
Release Date : 1989
Securities Laws Enforcement written by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1989 with Securities categories.
The Securities Law Enforcement Remedies Act Of 1989
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Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
language : en
Publisher:
Release Date : 1990
The Securities Law Enforcement Remedies Act Of 1989 written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1990 with Fines (Penalties) categories.
International Securities Enforcement Cooperation Act Of 1988
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Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
language : en
Publisher:
Release Date : 1988
International Securities Enforcement Cooperation Act Of 1988 written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1988 with Corruption investigation categories.
International Enforcement Jurisdiction In Securities Law
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Author : Michael Müller
language : en
Publisher: GRIN Verlag
Release Date : 2011-10
International Enforcement Jurisdiction In Securities Law written by Michael Müller and has been published by GRIN Verlag this book supported file pdf, txt, epub, kindle and other format this book has been release on 2011-10 with Law categories.
Seminar paper from the year 2011 in the subject Law - Comparative Legal Systems, Comparative Law, The University of Texas at Austin, language: English, abstract: Money makes the world go round. If not a truism, at least it holds for financial markets. The amount of capital traded thereupon outreaches human imagination by far. At the same time, financial markets create specific dangers for their participants. These dangers are essentially predicated upon information asymmetries between companies as capital seekers and investors as capital providers. The traditional approach to eliminate these information asymmetries is by regulation rather than leaving the solution to the market mechanism . Thus, financial markets are regulated markets. The means of such regulation are usually twofold. First, capital seekers are imposed upon a duty to disclose material information. Secondly, if they do not sufficiently comply with this duty, sanctions are imposed. This, of course, poses the question of who can enforce these legal rules. The answer is twofold. Some rules create private causes of action enabling the impaired party to seek relief with the courts. Others provide for enforcement by an administrative agency. This, however, raises the question which agency is called to perform this task. Traditionally, the answer has been easy as financial markets used to be national markets. Consequently, pursuant to traditional concepts of sovereignty in international law, each country could and would determine the competent agency. Regulation was and still mainly is national. Meanwhile, globalization and the revolution in telecommunication technology have blurred the borderlines between originally separated financial markets. Financial markets are now becoming international markets. This reveals an incongruity. Although financial markets are international markets, they are nationally regulated. One might suggest implementing an international regulation to avoid this discrepancy and, in
Public And Private Enforcement Of Securities Laws
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Author : PROFESSOR MICHAEL. LEGG
language : en
Publisher:
Release Date : 2022
Public And Private Enforcement Of Securities Laws written by PROFESSOR MICHAEL. LEGG and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2022 with Securities categories.
"This book undertakes unique case studies, including interviews with participants, as well as empirical analysis, of public and private enforcement of Australian securities laws addressing continuous disclosure. Enforcement of laws is crucial to effective regulation. Historically, enforcement was the province of a government regulator with significant discretion (public enforcement). However, more and more citizens are being expected to take action themselves (private enforcement). Consistent with regulatory pluralism, public and private enforcement exist in parallel, with the capacity to both help and hinder each other, and the achievement of the goals of enforcement in a range of areas of regulation. The rise of the shareholder class action in Australia, backed by litigation funding or lawyers, has given rise to enforcement overlapping with that of the government regulator, the Australian Securities and Investments Commission. The ramifications of overlapping enforcement are explained based on detailed analysis. The analysis is further bolstered by the regulator's approach to enforcement changing from a compliance orientation to a "Why not litigate?" approach. The analysis and ramifications of the Australian case studies involve matters of regulatory theory and practice that apply across jurisdictions. The book will appeal to practitioners, regulators and academics interested in regulatory policy and enforcement, and the operation of regulators and class actions, including their interaction."--
Enforcement Of Corporate And Securities Law China And The World
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Author : Robin Hui Huang
language : en
Publisher:
Release Date :
Enforcement Of Corporate And Securities Law China And The World written by Robin Hui Huang and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on with categories.
An Act To Amend The Federal Securities Laws In Order To Facilitate Cooperation Between The United States And Foreign Countries In Securities Law Enforcement
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Author : United States
language : en
Publisher:
Release Date : 1990
An Act To Amend The Federal Securities Laws In Order To Facilitate Cooperation Between The United States And Foreign Countries In Securities Law Enforcement written by United States and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1990 with Agricultural price supports categories.