Stock Exchange Regulation
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Strengths And Weaknesses In Securities Market Regulation
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Author : Jennifer A. Elliott
language : en
Publisher: International Monetary Fund
Release Date : 2007-11
Strengths And Weaknesses In Securities Market Regulation written by Jennifer A. Elliott and has been published by International Monetary Fund this book supported file pdf, txt, epub, kindle and other format this book has been release on 2007-11 with Business & Economics categories.
This paper examines the strengths and weaknesses of securities regulatory systems worldwide with a view to a better understanding of common problems and areas of global concern. We found that a consistent theme emerges regarding the lack of ability of regulators to effectively enforce compliance with existing rules and regulation. In many countries, a combination of factors, including insufficient legal authority, a lack of resources, political will and skills, has undermined the regulator's capacity to effectively execute regulation. This weakness is more acute in areas of increased technical complexity such as standards for and supervision of the valuation of assets and risk management practices.
International Securities Regulation
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Author : Robert Charles Rosen
language : en
Publisher: Oxford University Press, USA
Release Date : 1992
International Securities Regulation written by Robert Charles Rosen and has been published by Oxford University Press, USA this book supported file pdf, txt, epub, kindle and other format this book has been release on 1992 with Securities categories.
L This set acts as an instant-access guide to all of the pertinent information concerning the rules and regulations of the world's 49 major stock exchanges. Each chapter provides thebreadth of information needed to confidently research, list, and trade securities worldwide. Each stock exchange includes an expansive commentary, a list of key contacts and chief officers, the types of instruments traded, tax and capital gains information, and much more. This set is an asset not only for the legal practitioner but also for executives, fund managers, and other securities industry professionals.
Stock Exchange Regulation
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Author : United States. Congress. House. Committee on Interstate and Foreign Commerce
language : en
Publisher:
Release Date : 1934
Stock Exchange Regulation written by United States. Congress. House. Committee on Interstate and Foreign Commerce and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1934 with Stock exchanges categories.
International Securities Law And Regulation
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Author : Dennis Campbell
language : en
Publisher: BRILL
Release Date : 2021-09-13
International Securities Law And Regulation written by Dennis Campbell and has been published by BRILL this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021-09-13 with Law categories.
With this valuable text securities lawyers from the world's major trading nations offer valuable insights into the workings and legal underpinnings of global securities markets. They examine listing requirements for various stock exchanges and markets, the globalization of mutual funds, the impact of offshore funds, Internet and public offerings, planning and distribution of private securities, requirements for public offerings, disclosure and compliance requirements across international markets, and a great deal more. Published under the Transnational Publishers imprint.
Regulating Competition In Stock Markets
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Author : Lawrence R. Klein
language : en
Publisher: John Wiley & Sons
Release Date : 2012-04-25
Regulating Competition In Stock Markets written by Lawrence R. Klein and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012-04-25 with Business & Economics categories.
A guide to curbing monopoly power in stock markets Engaging and informative, Regulating Competition in Stock Markets skillfully analyzes the impact of the recent global financial crisis on health and happiness, and uses this opportunity to put regulatory systems in perspective. Happiness is lost because of emotional and physical health deterioration resulting from the crisis. Therefore, the authors conclude that financial crisis prevention should be the focus of public policy. This book is the most comprehensive study so far on potential risks to the stock market, especially various forms of market manipulation that lead to mania and eventual crisis. Based on litigation cases from international stock markets, and borrowing multidisciplinary findings in the fields of finance, economics, accounting, media studies, criminology, legal studies, psychology, and medicine, this book is the first to provide thorough micro-level regulatory proposals rooted in financial reality. By focusing on securities trading, they apply antitrust measures to limiting monopolistic power that is used for the manipulation of investors' perception and monopolistic profit. These proposals are quantifiable, adjustable, inexpensive, and can be easily implemented by any securities regulating agency for real-time oversight and daily operations. The recommendations found here are intended to improve the fairness and transparency of the financial markets, thereby perfecting the market competition, protecting investors, stabilizing the market, and preventing crises Explores how avoiding crises can to contribute to a more scientific, health aware, and civilized economic and social development Written by a team of authors who have extensive experience in this dynamic field, including Nobel Laureate Lawrence R. Klein Since the founding of the first, organized stock exchange in Amsterdam 400 years ago, no systematic economic research results on stock markets have been implemented in stock market regulation around the world. Regulating Competition in Stock Markets aims to fill this void.
Stock Exchange Regulation Hearing On H R 8720 Feb 14 Mar 24 1934
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Author : United States. Congress. House. Committee on Interstate and Foreign Commerce
language : en
Publisher:
Release Date : 1934
Stock Exchange Regulation Hearing On H R 8720 Feb 14 Mar 24 1934 written by United States. Congress. House. Committee on Interstate and Foreign Commerce and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1934 with categories.
Rules And Regulations For The Conduct Of Business On The Stock Exchange
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Author : Francis Levien
language : en
Publisher:
Release Date : 1890
Rules And Regulations For The Conduct Of Business On The Stock Exchange written by Francis Levien and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1890 with categories.
The Industrial Organization And Regulation Of The Securities Industry
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Author : Andrew W. Lo
language : en
Publisher: University of Chicago Press
Release Date : 2008-04-15
The Industrial Organization And Regulation Of The Securities Industry written by Andrew W. Lo and has been published by University of Chicago Press this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008-04-15 with Business & Economics categories.
The regulation of financial markets has for years been the domain of lawyers, legislators, and lobbyists. In this unique volume, experts in industrial organization, finance, and law, as well as members of regulatory agencies and the securities industry, examine the securities industry from an economic viewpoint. Ten original essays address topics including electronic trading and the "virtual"stock exchange; trading costs and liquidity on the London and Tokyo Stock Exchanges and in the German and Japanese government bond markets; international coordination among regulatory agencies; and the impact of changing margin requirements on stock prices, volatility, and liquidity. This clear presentation of groundbreaking research will appeal to economists, lawyers, and legislators who seek a refreshingly new perspective on policy issues in the securities industry.
Regulation Of The Stock Exchange
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Author : United States. Congress. Senate. Committee on Banking and Currency
language : en
Publisher:
Release Date : 1914
Regulation Of The Stock Exchange written by United States. Congress. Senate. Committee on Banking and Currency and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1914 with New York stock exchange. [from old catalog] categories.
Rules And Regulations Of The Stock Exchange
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Author : Stock Exchange (London, England)
language : en
Publisher:
Release Date : 1964
Rules And Regulations Of The Stock Exchange written by Stock Exchange (London, England) and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1964 with Stock exchanges categories.