The Regulatory Reporting Compliance Handbook
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Regulatory Reporting Compliance Handbook
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Author : Price Waterhouse
language : en
Publisher:
Release Date : 1994
Regulatory Reporting Compliance Handbook written by Price Waterhouse and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1994 with Banking law categories.
Regulatory Reporting Compliance Handbook
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Author : Price Waterhouse (Firm)
language : en
Publisher: Irwin Professional Publishing
Release Date : 1993-01-01
Regulatory Reporting Compliance Handbook written by Price Waterhouse (Firm) and has been published by Irwin Professional Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 1993-01-01 with Banking law categories.
The Regulatory Reporting Handbook
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Author : Price water house Coopers
language : en
Publisher: M.E. Sharpe
Release Date : 2000-09-30
The Regulatory Reporting Handbook written by Price water house Coopers and has been published by M.E. Sharpe this book supported file pdf, txt, epub, kindle and other format this book has been release on 2000-09-30 with Business & Economics categories.
Annotation. Inaccurate or incomplete reporting can undermine any bank's compliance program. This is a guide through all the regulatory reports financial institutions are required to file. With special indices designed to aid in finding information quickly and efficiently, it includes new forms and reports for securities activities plus the latest on anti-boycott rules, the Bank Secrecy Act, and the Suspicious Activities Report. Copyright © Libri GmbH. All rights reserved.
The Regulatory Reporting Compliance Handbook
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Author :
language : en
Publisher: Irwin Professional Publishing
Release Date : 1995-07-01
The Regulatory Reporting Compliance Handbook written by and has been published by Irwin Professional Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 1995-07-01 with Banking law categories.
This volume catalogs the regulatory reports that financial institutions are required to file. It includes information on such reports as call reports, criminal referral forms, deposit account reports, foreign activity reports, foreign bank and branch reports, holding company reports and others.
Governance Risk And Compliance Handbook
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Author : Anthony Tarantino
language : en
Publisher: John Wiley & Sons
Release Date : 2008-03-11
Governance Risk And Compliance Handbook written by Anthony Tarantino and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008-03-11 with Business & Economics categories.
Providing a comprehensive framework for a sustainable governance model, and how to leverage it in competing global markets, Governance, Risk, and Compliance Handbook presents a readable overview to the political, regulatory, technical, process, and people considerations in complying with an ever more demanding regulatory environment and achievement of good corporate governance. Offering an international overview, this book features contributions from sixty-four industry experts from fifteen countries.
Corporate Legal Compliance Handbook 3rd Edition
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Author : Banks and Banks
language : en
Publisher: Wolters Kluwer
Release Date : 2020-06-19
Corporate Legal Compliance Handbook 3rd Edition written by Banks and Banks and has been published by Wolters Kluwer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2020-06-19 with Law categories.
Corporate Legal Compliance Handbook, Third Edition, provides the knowledge necessary to implement or enhance a compliance program in a specific company, or in a client's company. The book focuses not only on doing what is legal or what is right--the two are both important but not always the same--but also on how to make a compliance program actually work. The book is organized in a sequence that follows how to approach a compliance program. It gives the compliance officer, consultant, or attorney a good grounding in the basics of compliance law. This includes such things as the rules about corporate and individual liability, an understanding of the basics of the key laws that impact companies, and the workings of the U.S. Sentencing Guidelines. Successful programs also require an understanding of educational techniques, good communication skills, and the use of computer tools. The effective compliance program also takes into account how to deliver messages using a variety of media to reach employees in different locations, of different ages or education, who speak different languages. Note: Online subscriptions are for three-month periods.
Manager S Guide To Compliance
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Author : Anthony Tarantino
language : en
Publisher: John Wiley & Sons
Release Date : 2012-06-25
Manager S Guide To Compliance written by Anthony Tarantino and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012-06-25 with Business & Economics categories.
Compliance requirements are here to stay. Prepare your company for the growing challenge. A Wall Street Journal/Harris poll revealed that two thirds of investors express doubts in the ability of corporate boards of directors to provide effective oversight. In the shadow of recent global scandals involving businesses such as Parmalat and WorldCom, Manager's Guide to Compliance: Best Practices and Case Studies is essential reading for you, whether your organization is a major corporation or a small business. This timely handbook places U.S. and global regulatory information, as well as critical compliance guidance, in an easy-to-access format and helps you make sense of all the complex issues connected with fraud and compliance. "Wide perspectives and best practices combined deliver a punch that will knock your 'SOX' off! The author has blended together a critical mix necessary for effectively handling the requirements of SOX." —Rob Nance, Publisher, AccountingWEB, Inc. "Robust compliance and corporate governance is an absolute necessity in today's business environment. This new book by Anthony Tarantino is an authoritative guide to understanding and implementing compliance and regulatory requirements in the United States and around the world. From SOX to COSO to ERM, this book covers them all." —Martin T. Biegelman, Certified Fraud Examiner, Fellow and Regent Emeritus of the Association of Certified Fraud Examiners, and coauthor of Executive Roadmap to Fraud Prevention and Internal Control: Creating a Culture of Compliance "If compliance wasn't difficult enough, now companies are faced with a barrage of technology vendors claiming to automate compliance as if it were a project. In his new book, Dr. Tarantino paints the reality of the situation: companies need to embrace the broader tenets of governance and use technology to embed governance policies and controls into their daily business processes. Only then can they gain business value from their compliance investments." —Chris Capdevila, CEO and cofounder, LogicalApps
The It Regulatory And Standards Compliance Handbook
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Author : Craig S. Wright
language : en
Publisher: Elsevier
Release Date : 2008-07-25
The It Regulatory And Standards Compliance Handbook written by Craig S. Wright and has been published by Elsevier this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008-07-25 with Computers categories.
The IT Regulatory and Standards Compliance Handbook provides comprehensive methodology, enabling the staff charged with an IT security audit to create a sound framework, allowing them to meet the challenges of compliance in a way that aligns with both business and technical needs. This "roadmap" provides a way of interpreting complex, often confusing, compliance requirements within the larger scope of an organization's overall needs. The ulitmate guide to making an effective security policy and controls that enable monitoring and testing against them The most comprehensive IT compliance template available, giving detailed information on testing all your IT security, policy and governance requirements A guide to meeting the minimum standard, whether you are planning to meet ISO 27001, PCI-DSS, HIPPA, FISCAM, COBIT or any other IT compliance requirement Both technical staff responsible for securing and auditing information systems and auditors who desire to demonstrate their technical expertise will gain the knowledge, skills and abilities to apply basic risk analysis techniques and to conduct a technical audit of essential information systems from this book This technically based, practical guide to information systems audit and assessment will show how the process can be used to meet myriad compliance issues
Anti Money Laundering Compliance Handbook
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Author : Bob Walsh
language : en
Publisher: CreateSpace
Release Date : 2015-10-14
Anti Money Laundering Compliance Handbook written by Bob Walsh and has been published by CreateSpace this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015-10-14 with categories.
This AML Compliance Handbook is a must for all AML professionals!It has been prepared with clear, specific information to serve as a practical, quick-reference guide for regulated companies and their staff whose responsibilities involve compliance in this vital area.The following subject areas comprise the essential components of a sound, well-rounded AML compliance program.* AML regulatory compliance requirements;* "Know-your-customer" (KYC) procedures;* Currency transaction reporting (CTR) processing;* Structuring of transactions;* Foreign Corrupt Practices Act (FCPA)* Office of Foreign Assets Control (OFAC);* Correspondent relationships;* Wire transactions;* "Red-flag" suspicious transactions;* Transaction monitoring practices;* Due-diligence research;* SARs processing; * Terrorist organizations; * AML/KYC technical training;* Case studies; and,* AML/KYC acronyms.The information presented by Bob Walsh has been compiled from decades of in-depth, hands-on experience in the field of Anti-money Laundering. This includes working with some of the largest domestic and international banks, AML/KYC consulting agencies, Federal Bureau of Investigation, and the Federal Reserve Bank of New York in addressing major AML/KYC cases.
Compliance Link
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Author :
language : en
Publisher:
Release Date : 2001
Compliance Link written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2001 with Financial services industry categories.
