Understanding Subcustodian Network Management
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Understanding Subcustodian Network Management
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Author : Bob Walsh
language : en
Publisher:
Release Date : 2016-10-18
Understanding Subcustodian Network Management written by Bob Walsh and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2016-10-18 with categories.
This book is a must for all AML/KYC audit and compliance staff whose responsibilities encompass international subcustodian network management! The author, Bob Walsh, is widely regarded as one of the leading authorities in this field. This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. He is convinced that providing a greater understanding of the inner workings of subcustodian networks and financial services can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include a review of the complex structure and organization of subcustodian networks, correspondent relationships, global custody services, clearing corporations and securities depositories, accounting conventions, foreign exchange, Know Your Customer (KYC) compliance, Foreign Corrupt Practices Act, Office of Foreign Assets Control (OFAC), due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry. Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training; he can be reached at [email protected].
Sub Custodian Network Management
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Author : Bob Walsh
language : en
Publisher: Createspace Independent Publishing Platform
Release Date : 2015-12-08
Sub Custodian Network Management written by Bob Walsh and has been published by Createspace Independent Publishing Platform this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015-12-08 with categories.
This book is an excellent, hands-on guide for all bank staff whose work involves Sub-custodian Network Management and Global Custody Services. The author, Bob Walsh, a leading authority in the field, provides detailed information on the establishment and ongoing management of international sub-custodian networks. Topics include regulatory compliance, operations, recordkeeping, accounting, foreign exchange, correspondent relationships, national securities depositories, and a review of Global Custody Services and the global securities industry.
Global Custody Services
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Author : Bob Walsh
language : en
Publisher: CreateSpace
Release Date : 2015-11-18
Global Custody Services written by Bob Walsh and has been published by CreateSpace this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015-11-18 with categories.
This book is a must for all those who work in the Global Custody business! Its services facilitate and support the investment of trillions of dollars of securities and currencies worldwide. It involves global securities processing and custody, foreign exchange, cash management, securities lending, sub-custodians, asset servicing and more. This book was written by one of the leading authorities in the field, Bob Walsh. In this book, he provides specific information describing how Global Custody services are structured and operate.
Guide For Aml Auditors Subcustodian Network Management
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Author : Bob Walsh
language : en
Publisher: Createspace Independent Publishing Platform
Release Date : 2016-05-25
Guide For Aml Auditors Subcustodian Network Management written by Bob Walsh and has been published by Createspace Independent Publishing Platform this book supported file pdf, txt, epub, kindle and other format this book has been release on 2016-05-25 with categories.
This book is a must for all AML/KYC audit and compliance staff whose responsibilities encompass international subcustodian network management and related audit and compliance! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of subcustodian networks and financial services can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include a review of the complex structure and organization of subcustodian networks, correspondent relationships, global custody services, clearing corporations and securities depositories, accounting conventions, foreign exchange, Know Your Customer (KYC) compliance, Foreign Corrupt Practices Act, Office of Foreign Assets Control (OFAC), due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry.
Financial Markets Operations Management
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Author : Keith Dickinson
language : en
Publisher: John Wiley & Sons
Release Date : 2015-01-15
Financial Markets Operations Management written by Keith Dickinson and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015-01-15 with Business & Economics categories.
A comprehensive text on financial market operations management Financial Market Operations Management offers anyone involved with administering, maintaining, and improving the IT systems within financial institutions a comprehensive text that covers all the essential information for managing operations. Written by Keith Dickinson—an expert on the topic—the book is comprehensive, practical, and covers the five essential areas of operations and management including participation and infrastructure, trade life cycle, asset servicing, technology, and the regulatory environment. This comprehensive guide also covers the limitations and boundaries of operational systems and focuses on their interaction with external parties including clients, counterparties, exchanges, and more. This essential resource reviews the key aspects of operations management in detail, including an examination of the entire trade life cycle, new issue distribution of bonds and equities, securities financing, as well as corporate actions, accounting, and reconciliations. The author highlights specific operational processes and challenges and includes vital formulae, spreadsheet applications, and exhibits. Offers a comprehensive resource for operational staff in financial services Covers the key aspects of operations management Highlights operational processes and challenges Includes an instructors manual, a test bank, and a solution manual This vital resource contains the information, processes, and illustrative examples needed for a clear understanding of financial market operations.
The Year 2000 Challenge To International Banking And Finance
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Author : United States. Congress. House. Committee on Banking and Financial Services
language : en
Publisher:
Release Date : 1998
The Year 2000 Challenge To International Banking And Finance written by United States. Congress. House. Committee on Banking and Financial Services and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with Business & Economics categories.
Global Custody And Clearing Services
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Author : R. McGill
language : en
Publisher: Springer
Release Date : 2007-12-14
Global Custody And Clearing Services written by R. McGill and has been published by Springer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2007-12-14 with Business & Economics categories.
The global custody product was conceived out of changes to United States pension law. Today, service providers act for clients in many countries worldwide, handling assets across 100 countries of investment. The range of services is ever more sophisticated. Measured by the value of assets held under custody, it is a multi trillion dollar industry.
International Chief Financial Officers And Fund Managers Reference Book
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Author :
language : en
Publisher:
Release Date :
International Chief Financial Officers And Fund Managers Reference Book written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on with International business enterprises categories.
Directive On Alternative Investment Fund Managers
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Author : Great Britain: Parliament: House of Lords: European Union Committee
language : en
Publisher: The Stationery Office
Release Date : 2010-02-10
Directive On Alternative Investment Fund Managers written by Great Britain: Parliament: House of Lords: European Union Committee and has been published by The Stationery Office this book supported file pdf, txt, epub, kindle and other format this book has been release on 2010-02-10 with Business & Economics categories.
Directive on alternative investment fund Managers : 3rd report of session 2009-10, Vol. 2: Evidence
The Fund Industry
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Author : Robert Pozen
language : en
Publisher: John Wiley & Sons
Release Date : 2015-01-05
The Fund Industry written by Robert Pozen and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015-01-05 with Business & Economics categories.
A guide to how your money is managed, with foreword by Nobel laureate Robert Shiller The Fund Industry offers a comprehensive look at mutual funds and the investment management industry, for fund investors, those working in the fund industry, service providers to the industry and students of financial institutions or capital markets. Industry experts Robert Pozen and Theresa Hamacher take readers on a tour of the business of asset management. Readers will learn how to research a fund and assess whether it's right for them; then they'll go behind the scenes to see how funds are invested, sold and regulated. This updated edition expands coverage of the segments of the industry where growth is hottest, including hedge funds, liquid alternatives, ETFs and target date funds—and adds an introduction to derivatives. Mutual funds are a key component of financial planning for 96 million Americans. Nearly a quarter of U.S. household savings are invested in funds, which give individual investors affordable access to professional management. This book provides a detailed look at how firms in the industry: Invest those savings in stocks and bonds Evaluate the risks and returns of funds Distribute funds directly to consumers or through financial advisors or retirement plans Handle the complex operational and regulatory requirements of mutual funds Vote proxies at the annual meetings of public companies Expand their operations across borders Along the way, the authors describe the latest trends and discuss the biggest controversies—all in straightforward and engaging prose. The Fund Industry is the essential guide to navigating the mutual fund industry.