A Practitioner S Guide To The Fsa Regulation Of Investment Banking
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A Practitioner S Guide To The Fsa Regulation Of Investment Banking
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Author : Nigel Boardman
language : en
Publisher:
Release Date : 2006
A Practitioner S Guide To The Fsa Regulation Of Investment Banking written by Nigel Boardman and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2006 with Investment banking categories.
A guide to the changes affecting corporate finance regulation with an emphasis on the investment banking sector. Written by a team of leading practitioners, it provides insight into the implications of the regulatory environment for a range of corporate finance activities. It is suitable for lawyers, accountants, and corporate finance personnel.
A Practitioner S Guide To The Fsa Regulation Of Investment Banking
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Author : Nigel Boardman
language : en
Publisher:
Release Date : 2002
A Practitioner S Guide To The Fsa Regulation Of Investment Banking written by Nigel Boardman and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2002 with Investment banking categories.
The investment banking industry is increasingly broad-based and covers many corporate finance activities such as debt and equity financings, leveraged buy-outs and mergers and acquisitions. With the Financial Services Authority's regime now underway, it remains essential that practitioners and others continue to have a proper understanding of the regulation and legislation underpinning the implementation of these activities - as well as an awareness of the regulation defining categories of customer, financial promotion, market abuse, misleading statements and practices. This book is written by a team of experts covering the range of corporate finance and advisory activities.
A Practitioner S Guide To The Fsa Regulation Of Designated Investment Business
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Author :
language : en
Publisher:
Release Date : 2008
A Practitioner S Guide To The Fsa Regulation Of Designated Investment Business written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008 with Financial services industry categories.
A Practitioner S Guide To The Fsa Regulation Of Designated Investment Business
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Author : Tim Cornick
language : en
Publisher:
Release Date : 2004
A Practitioner S Guide To The Fsa Regulation Of Designated Investment Business written by Tim Cornick and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2004 with Financial services industry categories.
The second edition of 'A Practitioner's Guide to the FSA Regulation of Designated Investment Business' deals with the specific issues that are relevant to regulated firms on a daily basis. It analyses the investments that are regulated, considers the impact of the Conduct of Business Rules and looks occupational pension schemes and more.
A Practitioner S Guide To The Fsa Regulation Of Banking
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Author : John Tattersall
language : en
Publisher:
Release Date : 2002
A Practitioner S Guide To The Fsa Regulation Of Banking written by John Tattersall and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2002 with Banking law categories.
The regulatory environment in which the banking sector operates has been evolving significantly, not onlys a result of the implementation of the Financial Services and Markets Act, but also due to external regulatory developments at both the EU and international level. This new book focuses on the risk-based approach to regulation, which will impact on the way banks are regulated on a day-to-day basis. It examines, amongst other areas, credit risk, liquidity risk and operational risk, as well as providing detailed commentary on authorisation and supervision and the FSA's enforcement regime.
A Practitioner S Guide To The Regulation Of Investment Banking
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Author : Simon Gleeson
language : en
Publisher:
Release Date : 2013-11-12
A Practitioner S Guide To The Regulation Of Investment Banking written by Simon Gleeson and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2013-11-12 with Banking law categories.
A complete guide to the regulation of investment banking activities. Since publication of the 2nd edition in 2007 there have been a number of very significant developments which will fundamentally affect the way that investment banking is conducted in the UK, Europe and internationally. The 3rd edition has been substantially restructured and revised to take into account these developments, including the Vickers Report, Basel III, MiFID II and the Dodd Frank Act in the US.
European Capital Markets Law
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Author : Rüdiger Veil
language : en
Publisher: Bloomsbury Publishing
Release Date : 2017-04-06
European Capital Markets Law written by Rüdiger Veil and has been published by Bloomsbury Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017-04-06 with Law categories.
European capital markets law has developed rapidly in recent years. The former directives have been replaced by regulations and numerous implementing legal acts aimed at ensuring a level playing field across the EU. The financial crisis has given further impetus to the development of a European supervisory structure. This book systematises the European law and examines the underlying concepts from a broadly interdisciplinary perspective. National experiences in selected Member States – Austria, France, Germany, Italy, Spain, Sweden and the United Kingdom – are also explored. The first chapter deals with the foundations of capital markets law in Europe, the second explains the basics, and the third examines the regime on market abuse. Chapter four explores the disclosure system and chapter five the roles of intermediaries, such as financial analysts, rating agencies and proxy advisers. Short selling and high frequency trading is described in chapter six. Chapter seven deals with financial services and chapter eight explains compliance and corporate governance in investment firms. Chapter nine illustrates the regulation of benchmarks. Finally, chapter ten deals with public takeovers. Throughout the book emphasis is placed on legal practice, and frequent reference is made to the key decisions of supervisory authorities and courts.
A Practitioner S Guide To Alternative Investment Funds
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Author : Timothy Spangler
language : en
Publisher:
Release Date : 2010
A Practitioner S Guide To Alternative Investment Funds written by Timothy Spangler and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2010 with Investments categories.
This volume provides a guide to the law and regulation of alternative investment funds. It examines the fundamental structuring and operational issues common to the wide variety of alternative investment funds. This edition has been fully revised to give coverage of stress testing and liquidity and litigation risk.
A Practitioner S Guide To Private Equity
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Author :
language : en
Publisher: Thomas Reuters
Release Date : 2009-01-01
A Practitioner S Guide To Private Equity written by and has been published by Thomas Reuters this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009-01-01 with Corporations categories.
A comprehensive guide to the private equity and venture capital industry. It is suitable for investment professionals, fund managers, lawyers, accountants, bankers and those working within private equity.
Research Handbook On International Insurance Law And Regulation
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Author : Julian Burling
language : en
Publisher: Edward Elgar Publishing
Release Date : 2012
Research Handbook On International Insurance Law And Regulation written by Julian Burling and has been published by Edward Elgar Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012 with Law categories.
'Global insurance and its rapidly evolving law and regulation demands international research. To this aim, the Handbook offers a truly international collection of essays. Highly renowned experts analyze the key topics currently under international discussion and development. While representing a diversity of national jurisdictions, the focus lies on the largest insurance jurisdictions (USA, UK and Germany) but newly important jurisdictions like Brazil and China are considered as well a most valuable and important contribution to international insurance law literature.' Manfred Wandt, Director of the Insurance Law Institute, Goethe-University Frankfurt, Germany 'This Research Handbook is published at an opportune time. A global review of insurance law and regulation is underway. Much reform happens locally with little reference to developments elsewhere and this Research Handbook brings the strands together. It is a comprehensive review by distinguished authors from different backgrounds including both leading academics and practitioners. They consider the definitions of insurance, its economic underpinnings, comparative law and regulations, actual and proposed reforms, the effects on underwriting and claims and how insurance is studied and taught. Good laws and regulation benefit the market and its customers. Bad laws and regulation do the opposite. This book is required reading for all involved in the reform process.' David Hertzell, Law Commissioner 'Globalisation has had no greater impact in the commercial world than on insurance, the law which governs it and the risks it seeks to address. Those who inspired this publication and the contributing authors, are to be thanked for providing such a necessary and useful reference source. It covers so much of what insurance professionals need to be aware of in the insurance/law world of the twenty first century.' Michael Gill, President of the International Insurance Law Association Given its economic importance, insurance is a field that has been underserved as an area of academic study. This detailed book provides much needed coverage of insurance law and regulation in its international context. Produced in association with Lloyd's, it draws on the expertise both of academics and practising lawyers. Containing 30 comprehensive chapters, it provides in-depth studies on key areas, such as the role of international organisations, the judicial interpretation of insurance contract clauses and transnational regulatory recognition. It also provides thorough introductions to important jurisdictions, including the EU, US and Japan as well as focusing on newly emerging economies such as China and Brazil. Specialist topics covered include regulation by and of Lloyd's, the tort of bad faith in the US, microinsurance and takaful insurance. This well-documented resource will appeal to academics and students in insurance law and regulation, policymakers and private practice lawyers. The book also aims to stretch the imagination of anyone with an interest in insurance law and regulation, providing detailed analysis and avenues for further investigation.