Annual Report Securities Investor Protection Corporation
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Annual Report Securities Investor Protection Corporation
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Author : Securities Investor Protection Corporation
language : en
Publisher:
Release Date : 1998
Annual Report Securities Investor Protection Corporation written by Securities Investor Protection Corporation and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with categories.
Securities Investor Protection
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Author : Richard J. Hillman
language : en
Publisher: DIANE Publishing
Release Date : 2001-09
Securities Investor Protection written by Richard J. Hillman and has been published by DIANE Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2001-09 with Business & Economics categories.
Assesses the operations of the Securities Investor Protection Corp. (SIPC), established in 1970. It discusses: (1) the basis for SIPC policies involving unauthorized trading and the extent that these policies are disclosed to investors; (2) the basis for SIPC policies involving the affiliates of SIPC member firms and the extent that these policies are disclosed to investors; (3) the SECs oversight of SIPC; and (4) the disclosure rules for SIPC, the FDIC, and state insurance guarantee associations, as well as the related implications for consumers as the financial services industry consolidates. Includes recommendations to the SIPC and the SEC regarding disclosure of SIPC policies and SEC's SIPC oversight.
Annual Report Of The Securities And Exchange Commission
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1937
Annual Report Of The Securities And Exchange Commission written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1937 with Securities categories.
Securities Investor Protection
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Author : United States. General Accounting Office
language : en
Publisher:
Release Date : 2001
Securities Investor Protection written by United States. General Accounting Office and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2001 with Disclosure of information categories.
Securities Investor Protection
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Author : United States. General Accounting Office
language : en
Publisher:
Release Date : 1992
Securities Investor Protection written by United States. General Accounting Office and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1992 with Securities categories.
Annual Report Of The Sec
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1975
Annual Report Of The Sec written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1975 with Holding companies categories.
Securities Investor Protection
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Author : United States Accounting Office
language : en
Publisher: Createspace Independent Publishing Platform
Release Date : 2018-02-13
Securities Investor Protection written by United States Accounting Office and has been published by Createspace Independent Publishing Platform this book supported file pdf, txt, epub, kindle and other format this book has been release on 2018-02-13 with categories.
GAO-01-653 Securities Investor Protection: Steps Needed to Better Disclose SIPC Policies to Investors
Annual Report
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Author : Pennsylvania. Securities Commission
language : en
Publisher:
Release Date : 1995
Annual Report written by Pennsylvania. Securities Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1995 with Securities categories.
Accounting Reform And Investor Protection Reports Bills And The Sarbanes Oxley Act Of 2002
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Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
language : en
Publisher:
Release Date : 2003
Accounting Reform And Investor Protection Reports Bills And The Sarbanes Oxley Act Of 2002 written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003 with Corporation law categories.
Financial Advice And Investor Protection
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Author : Booysen, Sandra
language : en
Publisher: Edward Elgar Publishing
Release Date : 2021-12-07
Financial Advice And Investor Protection written by Booysen, Sandra and has been published by Edward Elgar Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021-12-07 with Law categories.
This comprehensive book offers a rigorous analysis of the legal debates, approaches and practice-related issues surrounding financial advice and investor protection. Despite widespread recognition of the importance of financial inclusion more broadly construed, recent financial crises have highlighted deficits in retail investor protection – this book informs the development of robust yet adaptable frameworks to protect investors, including effective enforcement and dispute resolution.