Asset Management And Investor Protection
DOWNLOAD
READ ONLINE
Download Asset Management And Investor Protection PDF/ePub or read online books in Mobi eBooks. Click Download or Read Online button to get Asset Management And Investor Protection book now. This website allows unlimited access to, at the time of writing, more than 1.5 million titles, including hundreds of thousands of titles in various foreign languages. If the content not found or just blank you must refresh this page
Asset Management And Investor Protection
DOWNLOAD
READ ONLINE
Author : Julian Franks
language : en
Publisher: OUP Oxford
Release Date : 2003-01-16
Asset Management And Investor Protection written by Julian Franks and has been published by OUP Oxford this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003-01-16 with Business & Economics categories.
Asset management is a major industry playing an increasingly important role in economic activity around the world. Asset managers provide services to individuals, governments, public agencies, banks, pension funds, insurance companies, and charities, to name a few. Traditionally, asset management has been primarily associated with the 'stock market' economies of the UK and the USA, but, as this book shows, some of the most spectacular growth in activity of recent years has occurred in Continental Europe. This has presented opportunities and challenges. New forms of financial instruments and institutions have emerged in countries that have traditionally relied on debt and non-market forms of intermediation. Competition has intensified, and entry has occurred both within and across national markets. However, this growth has been accompanied by potential problems: while investors enjoy a wider range of products and services, they face more complex instruments and transactions. Therefore, the potential for failures, such as misdealing and fraud, may have increased. The natural response is to strengthen regulation, but there is a fine balance to be struck between inadequate and excessive regulation of asset managers. This is particularly complicated in the context of European capital markets. European countries have traditionally had very different financial systems and asset management businesses, therefore it is no surprise to discover many different approaches to regulating asset managers. How should the European Commission respond to this diversity? Should it seek to create greater uniformity via common regulatory rules? The particular focus of this book is financial resource requirements. There is currently an active debate about the role capital requirements should play in asset management, particularly in the European context. In order to address this issue, the authors argue that it is necessary to understand the nature of the asset management business in different countries and the risks that it faces. They therefore discuss how the asset management business operates; how it is organized; the nature and size of risks in the business, who bears them, and how they are financed; and what the alternative forms of investor protection are, together with their associated costs and benefits.
Asset Management And Investor Protection
DOWNLOAD
READ ONLINE
Author : Julian Ralph Franks
language : en
Publisher:
Release Date : 2023
Asset Management And Investor Protection written by Julian Ralph Franks and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2023 with Asset-liability management categories.
Mention Enron or BCCI and a lack of financial regulation springs to mind. Consumer confidence is at a low ebb as consumers feel unprotected. This comparative survey of European and US consumer protection schemes offers detailed information on how much protection investors really have in these troubled times.
Asset Management And Investor Protection
DOWNLOAD
READ ONLINE
Author : Julian R. Franks
language : en
Publisher: Oxford University Press on Demand
Release Date : 2003
Asset Management And Investor Protection written by Julian R. Franks and has been published by Oxford University Press on Demand this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003 with Business & Economics categories.
Asset management is a major industry playing an increasingly important role in economic activity around the world. Asset managers provide services to individuals, governments, public agencies, banks, pension funds, insurance companies, and charities, to name a few. Traditionally, assetmanagement has been primarily associated with the 'stock market' economies of the UK and the USA, but, as this book shows, some of the most spectacular growth in activity of recent years has occurred in Continental Europe.This has presented opportunities and challenges. New forms of financial instruments and institutions have emerged in countries that have traditionally relied on debt and non-market forms of intermediation. Competition has intensified, and entry has occurred both within and across national markets.However, this growth has been accompanied by potential problems: while investors enjoy a wider range of products and services, they face more complex instruments and transactions. Therefore, the potential for failures, such as misdealing and fraud, may have increased. The natural response is tostrengthen regulation, but there is a fine balance to be struck between inadequate and excessive regulation of asset managers.This is particularly complicated in the context of European capital markets. European countries have traditionally had very different financial systems and asset management businesses, therefore it is no surprise to discover many different approaches to regulating asset managers. How should theEuropean Commission respond to this diversity? Should it seek to create greater uniformity via common regulatory rules?The particular focus of this book is financial resource requirements. There is currently an active debate about the role capital requirements should play in asset management, particularly in the European context. In order to address this issue, the authors argue that it is necessary to understandthe nature of the asset management business in different countries and the risks that it faces. They therefore discuss how the asset management business operates; how it is organized; the nature and size of risks in the business, who bears them, and how they are financed; and what the alternativeforms of investor protection are, together with their associated costs and benefits.
Risk Regulation And Investor Protection
DOWNLOAD
READ ONLINE
Author : Julian R. Franks
language : en
Publisher:
Release Date : 1989
Risk Regulation And Investor Protection written by Julian R. Franks and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1989 with Business & Economics categories.
This authoritative study of the investment management business focuses on the use of capital requirements for investment managers as a means of investor protection. Commissioned by the Investment Management Regulatory Organization and drawing on extensive discussions with investment managers, it provides a comprehensive account of how the investment management business is organized and identifies its inherent risks. The authors examine the cause and incidence of market failures as well as the dangers to investors through mismanagement and malpractice, and provide an extensive treatment of fraud, with a full listing of British fraud cases since the early 1970s. The report concludes with a summary of the risks faced by investors and recommendations for appropriate forms of protection; and, on the basis of existing regulatory structures in the United Kingdom and the United States, proposes an alternative structure in accordance with the authors' analysis.
Financial Advice And Investor Protection
DOWNLOAD
READ ONLINE
Author : Booysen, Sandra
language : en
Publisher: Edward Elgar Publishing
Release Date : 2021-12-07
Financial Advice And Investor Protection written by Booysen, Sandra and has been published by Edward Elgar Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021-12-07 with Law categories.
This comprehensive book offers a rigorous analysis of the legal debates, approaches and practice-related issues surrounding financial advice and investor protection. Despite widespread recognition of the importance of financial inclusion more broadly construed, recent financial crises have highlighted deficits in retail investor protection – this book informs the development of robust yet adaptable frameworks to protect investors, including effective enforcement and dispute resolution.
Investment Management
DOWNLOAD
READ ONLINE
Author : S.S.Kaptan
language : en
Publisher: Sarup & Sons
Release Date : 2001
Investment Management written by S.S.Kaptan and has been published by Sarup & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2001 with categories.
The Cambridge Handbook Of Investor Protection
DOWNLOAD
READ ONLINE
Author : Arthur B. Laby
language : en
Publisher: Cambridge University Press
Release Date : 2022-10-27
The Cambridge Handbook Of Investor Protection written by Arthur B. Laby and has been published by Cambridge University Press this book supported file pdf, txt, epub, kindle and other format this book has been release on 2022-10-27 with Law categories.
The topic of investor protection has occupied investors, businesses, regulators, academics, and courts since the 1930s. The topic exploded in importance after the 2008 financial crisis and the Bernard Madoff Ponzi scheme of the same year. Investor protection scholarship now seeks to respond to developments such as the institutionalization of the markets, the democratization of finance, and the enhanced role of market professionals and other gatekeepers. Additionally, although the philosophy of full disclosure remains the guiding principle behind the securities laws, recent research has questioned the merits of a disclosure-based regime. In light of these trends, regulators try to strike the right balance between imposing a strict investor protection regime, on the one hand, and giving businesses the freedom to innovate new projects, market new services, and reduce costs, on the other. The Cambridge Handbook of Investor Protection brings together leading scholars to inform this debate and fill a gap left by these developments.
Protecting Investors
DOWNLOAD
READ ONLINE
Author : United States. Securities and Exchange Commission. Division of Investment Management
language : en
Publisher: Securities and Exchange Commission
Release Date : 1992
Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and has been published by Securities and Exchange Commission this book supported file pdf, txt, epub, kindle and other format this book has been release on 1992 with Business & Economics categories.
An Introduction To Fund Management
DOWNLOAD
READ ONLINE
Author : Ray Russell
language : en
Publisher: John Wiley & Sons
Release Date : 2011-02-08
An Introduction To Fund Management written by Ray Russell and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2011-02-08 with Business & Economics categories.
An Introduction to Fund Management introduces readers to the economic rationale for the existence of funds, the different types available, investment strategies and many other related issues from the perspective of the investment manager. It gives an overview of the whole business and explores the process and techniques of fund management, performance measurement and fund administration. This updated edition reflects new regulatory changes and industry developments.
Research Handbook On The Regulation Of Mutual Funds
DOWNLOAD
READ ONLINE
Author : William A. Birdthistle
language : en
Publisher: Edward Elgar Publishing
Release Date : 2018-10-26
Research Handbook On The Regulation Of Mutual Funds written by William A. Birdthistle and has been published by Edward Elgar Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2018-10-26 with Business & Economics categories.
With fifty trillion in worldwide assets, the growth of mutual funds is a truly global phenomenon and deserves a broad international analysis. Local political economies and legal regimes create different regulatory preferences for the oversight of these funds, and academics, public officials, and legal practitioners wishing to understand the global investing environment will require a keen awareness of these international differences. The contributors, leading scholars in the field of investment law from around the world, provide a current legal analysis of funds from a variety of perspectives and using an array of methodologies that consider the large fundamental questions governing the role and regulation of investment funds. This volume also explores the identity and behavior of investors as well as issues surrounding less orthodox funds, such as money market funds, ETFs, and private funds.This Handbook will provide legal and financial scholars, academics, lawyers and regulators with a vital tool for working with mutual funds.