Banking And Securities Regulation In The Netherlands
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Banking And Securities Regulation In The Netherlands
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Author : Bas Jennen
language : en
Publisher: Kluwer Law International B.V.
Release Date : 2010-08-27
Banking And Securities Regulation In The Netherlands written by Bas Jennen and has been published by Kluwer Law International B.V. this book supported file pdf, txt, epub, kindle and other format this book has been release on 2010-08-27 with Law categories.
This book’s primary goal is to give a non-Dutch lawyer a basic understanding of the Dutch financial regulatory environment. In most countries financial regulation is not the easiest accessible area of the law and the Netherlands is no exception. For anyone involved in the Dutch financial industry this book will prove an indispensable toll to have some meaningful insights into the Dutch regulatory landscape. The authors are experienced practitioners who have advised domestic and international clients on Dutch financial law for many years. Together they also have extensive transactional experience as well as considerable in-house experience at both the Dutch financial regulators. Bank and Financial Securities Regulation in the Netherlands will prove a practical and comprehensive guide for non-Dutch lawyers as well as businesses and individuals who are active in the Dutch financial industry. It may also help- other Dutch lawyers to advise their non-Dutch counterparts on some of the intricacies of Dutch financial law.
Securities Regulation In The Netherlands
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Author : Niels R. van de Vijver
language : en
Publisher: Kluwer Law International
Release Date : 1994
Securities Regulation In The Netherlands written by Niels R. van de Vijver and has been published by Kluwer Law International this book supported file pdf, txt, epub, kindle and other format this book has been release on 1994 with Law categories.
Forum Internationale , a Foundation under Dutch law, invites speakers from abroad to give lectures. The topics extend over commercial law in its widest sense & include commercial arbitration. When inviting speakers from outside The Netherlands, the Board of the Foundation looks for subjects with an innovating aspect. Binder for Forum Internationale separately available: ISBN 90-T299-301-1 USD 19.00/NLG 34.00/GBP 14.00
Securities Regulation In The Netherlands
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Author : Niels van de Vijver
language : en
Publisher: Springer
Release Date : 2000-04-07
Securities Regulation In The Netherlands written by Niels van de Vijver and has been published by Springer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2000-04-07 with Business & Economics categories.
Amsterdam securities exchanges are among the busiest in the world, and know no national boundaries. Yet is has not been easy for investors and their advisors to find a clear, straightforward guide to the essential structure and concepts of Netherlands securities laws and regulations. Now, this new edition of a popular summary, incorporating recent changes in the regulatory environment, provides everything an investor needs to know in order to trade confidently on these major global markets andndash; and does so in plain language, without unnecessary details and long explanations. An introductory chapter explains the Dutch securities markets, their regulatory authorities and sources of law, and the impact of the ongoing harmonisation of European securities law. Subsequent chapters cover public offerings, publicly held companies, the securities business (including trading in stocks, bonds, options, and futures, both through exchanges and over the counter), and investment undertakings. A final chapter on antifraud provisions includes the latest refinements on disclosure obligations and sanctions for tipping.
The Kingdom Of The Netherlands Netherlands
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Author : International Monetary Fund
language : en
Publisher: International Monetary Fund
Release Date : 2004-09-29
The Kingdom Of The Netherlands Netherlands written by International Monetary Fund and has been published by International Monetary Fund this book supported file pdf, txt, epub, kindle and other format this book has been release on 2004-09-29 with Business & Economics categories.
This paper presents findings of Financial System Stability Assessment for the Netherlands, including Reports on the Observance of Standards and Codes on Banking Supervision, Securities Regulation, Insurance Regulation, and Corporate Governance. Overall, the financial system is sound, resilient to potential adverse shocks, and well supervised. Risks both on the international front and domestically appear well within the capacity of the banks to manage them. The pensions sector, though still sensitive to significant equity price reversals, is in a rebuilding stage, underpinned by firm supervisory action.
Financial Law In The Netherlands
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Author : Marcel C. A. Nieuwenhuijzen
language : en
Publisher: Kluwer Law International B.V.
Release Date : 2010-01-01
Financial Law In The Netherlands written by Marcel C. A. Nieuwenhuijzen and has been published by Kluwer Law International B.V. this book supported file pdf, txt, epub, kindle and other format this book has been release on 2010-01-01 with Law categories.
The book provides a practical survey of Dutch financial law, and explains the following topics: specific rules applicable to investment institutions; specific rules applicable to debt instruments; offering securities in both primary and secondary markets; set-off and calculation of obligations of market participants (netting); structures for custody and book-entry transfer of securities; obtaining and terminating listings; mandatory bids, competing bids, friendly and unfriendly bids under public offering regulations; alternative investment funds and fund governance; meaning, jargon and function of derivatives, forwards, futures, options, swaps, etc.; securities repurchase and lending transactions; bond regulations; caretaking duties in private and public law; structure of legal proceedings of a prospectus liability claim; unfair commercial practices rules; case law in insider trading and market manipulation; securities litigation in Dutch private, criminal, and administrative law.
Prudential Regulation Of Banks And Securities Firms
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Author : Guido Ferrarini
language : en
Publisher:
Release Date : 1995
Prudential Regulation Of Banks And Securities Firms written by Guido Ferrarini and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1995 with Law categories.
This work contains the updated papers delivered at a conference on Prudential Regulation which was held in November 1994 in Siena. the work is divided into three parts: the capital of banks and securities firms risks in Banking and Securities Activities Mechanisms for the Protection of Depositors and Investors The contributions have been written by leading academics and practitioners, including some members of the Advisory Board on the European Financial Services Law.
International Securities Law
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Author : Marc Steinberg
language : en
Publisher: Springer
Release Date : 1999-08-12
International Securities Law written by Marc Steinberg and has been published by Springer this book supported file pdf, txt, epub, kindle and other format this book has been release on 1999-08-12 with Business & Economics categories.
The globalisation of the securities markets, rapid technological advancement, the perpetration of widespread cross-border fraud and the proliferation of emerging capital markets have made international financial law an increasingly important area of regulation, practice and research. Its significance will continue to grow in the 21st century, making the advent of a book focusing on developments in international securities law extremely timely. Key topics covered in this book include disclosure requirements, insider trading regulation, global offerings, transnational regulatory co-operation, the role of the International Organization of Securities Commissions (IOSCO), memoranda of understanding and emerging capital markets. Discussion of these issues is supported by examination of the law and policy in numerous countries, including developed and emerging capital markets. The author makes detailed analysis of applicable legal principles with regard to a wide range of topics, discusses proposed standards for law reform and makes recommendations to enhance international cooperation.
Kingdom Of The Netherlands Netherlands
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Author : International Monetary Fund. Monetary and Capital Markets Department
language : en
Publisher: International Monetary Fund
Release Date : 2017-04-03
Kingdom Of The Netherlands Netherlands written by International Monetary Fund. Monetary and Capital Markets Department and has been published by International Monetary Fund this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017-04-03 with Business & Economics categories.
This paper presents an assessment of financial system stability in the Netherlands. The country is home to a global systemically important bank and a global systemically important insurer. The banking system comprises half of the financial sector and is concentrated in four domestic banks. Major reforms, driven by the European Union and global developments, have significantly strengthened financial sector oversight. The authorities’ response to the global financial crisis was far-reaching and addressed many deficiencies. The Single Supervisory Mechanism has enhanced bank supervision, as have strengthened capital and liquidity regulations. Insurance supervision is also stricter thanks to Solvency II, and there is a new framework for the pension sector.
Kingdom Of The Netherlands Netherlands Financial Sector Assessment Program
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Author : International Monetary Fund. Monetary and Capital Markets Department
language : en
Publisher: International Monetary Fund
Release Date : 2017-04-13
Kingdom Of The Netherlands Netherlands Financial Sector Assessment Program written by International Monetary Fund. Monetary and Capital Markets Department and has been published by International Monetary Fund this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017-04-13 with Business & Economics categories.
This Technical Note discusses the findings and recommendations of the Financial Sector Assessment Program for the Netherlands regarding auditor oversight, collective investment fund management, and regulatory issues. The legal regime and the day-to-day supervision activities conducted by the Netherlands Authority for the Financial Markets and the Dutch central bank are extensive and consistent with international expectations. The approach to the supervision of the small but growing crowd-funding sector strikes a fair balance between enhancing innovation and protecting investors. The Dutch regime for audits and auditor oversight also complies with the expectations of the International Organization of Securities Commissions and appears to work well in practice.
Kingdom Of The Netherlands Netherlands
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Author : International Monetary Fund
language : en
Publisher:
Release Date : 2011-07-25
Kingdom Of The Netherlands Netherlands written by International Monetary Fund and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2011-07-25 with categories.
The Netherlands Authority for Financial Markets (AFM) has developed a robust supervisory framework, which exhibits high levels of implementation of the International Organization of Securities Commissions Principles. The AFM’s efforts are complemented by The NetherlandsCentral Bank's (DNB) program of prudential supervision, which is reasonable and credible. Gaps in the legal framework for issuers, and on management of collective investment schemes, in the case of the DNB, have imposed limitations. Their ability to react in a swift manner to emerging risks in the financial sector is limited.