Compliance Und Governance Frameworks
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Compliance Und Governance Frameworks
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Author : Barbara Heinen
language : de
Publisher: GRIN Verlag
Release Date : 2008-06-03
Compliance Und Governance Frameworks written by Barbara Heinen and has been published by GRIN Verlag this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008-06-03 with Business & Economics categories.
Diplomarbeit aus dem Jahr 2006 im Fachbereich BWL - Allgemeines, Note: 1,7, Hochschule Koblenz (ehem. FH Koblenz), Sprache: Deutsch, Abstract: Vor einigen Jahren haben Börsenskandale wie die der Unternehmen Enron und Worldcom das Vertrauen vieler Anleger in börsennotierte Unternehmen erschüttert. Als Antwort darauf wurde der Sarbanes-Oxley Act erlassen, der das Vertrauen der Anleger in die Finanzberichterstattung von Unternehmen wiederherstellen soll. Das Gesetz enthält zahlreiche Regelungen, darunter Anforderungen an ein effektives internes Kontrollsystem der Finanzberichterstattung. Die Maßnahmen mussten für US-amerikanische Unternehmen für Geschäftsjahre, die nach dem 15.11.2004 endeten, und für ausländische an US-Börsen notierte Unternehmen für Geschäftsjahre, die nach dem 15.07.2006 endeten bzw. noch enden, umgesetzt werden. (Für Unternehmen mit einer geringen Marktkapitalisierung von weniger als 75 Mio. US$ ist der Stichtag der 15.07.2007) Viele Unternehmen haben aus Zeit- und Ressourcenmangel zunächst in einem Kraftakt die geforderten Kontrollen manuell umgesetzt. In den nächsten Jahren wird es darum gehen, Sarbanes-Oxley Compliance sowie andere und neue Compliance-Anforderungen mit Hilfe eines nicht nur effektiven, sondern auch effizenten internen Kontrollsystems zu erfüllen. Um dieses Kontrollsystem und Hilfestellung für die Umsetzung im Unternehmen durch verschiedene Frameworks geht es in dieser Arbeit.
It Governance
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Author : Alan Calder
language : en
Publisher: IT Governance Ltd
Release Date : 2009-03-13
It Governance written by Alan Calder and has been published by IT Governance Ltd this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009-03-13 with Business & Economics categories.
This new book sets out for managers, executives and IT professionals the practical steps necessary to meet today's corporate and IT governance requirements. It provides practical guidance on how board executives and IT professionals can navigate, integrate and deploy to best corporate and commercial advantage the most widely used frameworks and standards.
Governance Risk And Compliance Handbook
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Author : Anthony Tarantino
language : en
Publisher: John Wiley & Sons
Release Date : 2008-03-14
Governance Risk And Compliance Handbook written by Anthony Tarantino and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008-03-14 with Business & Economics categories.
Providing a comprehensive framework for a sustainable governance model, and how to leverage it in competing global markets, Governance, Risk, and Compliance Handbook presents a readable overview to the political, regulatory, technical, process, and people considerations in complying with an ever more demanding regulatory environment and achievement of good corporate governance. Offering an international overview, this book features contributions from sixty-four industry experts from fifteen countries.
Cyber Security Management
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Author : Peter Trim
language : en
Publisher: Routledge
Release Date : 2016-05-13
Cyber Security Management written by Peter Trim and has been published by Routledge this book supported file pdf, txt, epub, kindle and other format this book has been release on 2016-05-13 with Business & Economics categories.
Cyber Security Management: A Governance, Risk and Compliance Framework by Peter Trim and Yang-Im Lee has been written for a wide audience. Derived from research, it places security management in a holistic context and outlines how the strategic marketing approach can be used to underpin cyber security in partnership arrangements. The book is unique because it integrates material that is of a highly specialized nature but which can be interpreted by those with a non-specialist background in the area. Indeed, those with a limited knowledge of cyber security will be able to develop a comprehensive understanding of the subject and will be guided into devising and implementing relevant policy, systems and procedures that make the organization better able to withstand the increasingly sophisticated forms of cyber attack. The book includes a sequence-of-events model; an organizational governance framework; a business continuity management planning framework; a multi-cultural communication model; a cyber security management model and strategic management framework; an integrated governance mechanism; an integrated resilience management model; an integrated management model and system; a communication risk management strategy; and recommendations for counteracting a range of cyber threats. Cyber Security Management: A Governance, Risk and Compliance Framework simplifies complex material and provides a multi-disciplinary perspective and an explanation and interpretation of how managers can manage cyber threats in a pro-active manner and work towards counteracting cyber threats both now and in the future.
Governance Risk Management And Compliance
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Author : Richard M. Steinberg
language : en
Publisher: John Wiley & Sons
Release Date : 2011-08-02
Governance Risk Management And Compliance written by Richard M. Steinberg and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2011-08-02 with Business & Economics categories.
An expert's insider secrets to how successful CEOs and directors shape, lead, and oversee their organizations to achieve corporate goals Governance, Risk Management, and Compliance shows senior executives and board members how to ensure that their companies incorporate the necessary processes, organization, and technology to accomplish strategic goals. Examining how and why some major companies failed while others continue to grow and prosper, author and internationally recognized expert Richard Steinberg reveals how to cultivate a culture, leadership process and infrastructure toward achieving business objectives and related growth, profit, and return goals. Explains critical factors that make compliance and ethics programs and risk management processes really work Explores the board's role in overseeing corporate strategy, risk management, CEO compensation, succession planning, crisis planning, performance measures, board composition, and shareholder communications Highlights for CEOs, senior management teams, and board members the pitfalls to avoid and what must go right for success Outlines the future of corporate governance and what's needed for continued effectiveness Written by well-known corporate governance and risk management expert Richard Steinberg Governance, Risk Management, and Compliance lays a sound foundation and provides critical insights for understanding the role of governance, risk management, and compliance and its successful implementation in today's business environment.
Oracle Identity Management
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Author : Marlin B. Pohlman
language : en
Publisher: CRC Press
Release Date : 2008-04-09
Oracle Identity Management written by Marlin B. Pohlman and has been published by CRC Press this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008-04-09 with Business & Economics categories.
In the third edition of this popular reference, identity management specialist Marlin B. Pohlman offers a definitive guide for corporate stewards struggling with the challenge of meeting regulatory compliance. He examines multinational regulations, delves into the nature of governance, risk, and compliance (GRC), and outlines a common taxonomy for the GRC space. He also cites standards that are used, illustrating compliance frameworks such as BSI, ITIL, and COBIT. The text focuses on specific software components of the Oracle Identity Management solution and includes elements of the Oracle compliance architecture.
Governance Compliance And Supervision In The Capital Markets Website
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Author : Sarah Swammy
language : en
Publisher: John Wiley & Sons
Release Date : 2018-04-20
Governance Compliance And Supervision In The Capital Markets Website written by Sarah Swammy and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2018-04-20 with Business & Economics categories.
The definitive guide to capital markets regulatory compliance Governance, Compliance, and Supervision in the Capital Markets demystifies the regulatory environment, providing a practical, flexible roadmap for compliance. Banks and financial services firms are under heavy regulatory scrutiny, and must implement comprehensive controls to comply with new rules that are changing the way they conduct business. This book provides a way forward, with clear, actionable guidance that strengthens governance at all levels, and balances supervisory and compliance requirements with the need to do business. From regulatory schemes to individual roles and responsibilities, this invaluable guide details the most pressing issues in today's financial services organizations, and provides expert advice. The ancillary website provides additional tools and guidance, including checklists, required reading, and sample exercises that help strengthen understanding and ease real-world implementation. Providing both a broad overview of governance, compliance, and supervision, as well as detailed guidance on application, this book presents a solid framework for firms seeking a practical approach to meeting the new requirements. Understand the importance of governance and "Tone at the Top" Distinguish the roles of compliance and supervision within a financial services organization Delve into the regulatory scheme applicable to broker dealers, banks, and investment advisors Examine the risks and consequences of inadequate supervision at the organizational or individual level The capital markets regulatory environment is complex and ever-evolving, yet compliance is mandatory. A solid understanding of regulatory structure is critical, but must also be accompanied by a practical strategy for effective implementation. Governance, Compliance, and Supervision in the Capital Markets provides both, enabling today's banks and financial services firms to get back on track and get back to business.
Essentials Of Enterprise Compliance
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Author : Susan D. Conway
language : en
Publisher: John Wiley & Sons
Release Date : 2009-01-12
Essentials Of Enterprise Compliance written by Susan D. Conway and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009-01-12 with Business & Economics categories.
Expert guidance for a proven compliance framework Governing the Think Factory provides readers with an in-depth look at organizational compliance requirements within three major areas: corporate governance, operational compliance, and global migration/workforce compliance. It then shows how to manage compliance, with a look toward global future trends that will impact the compliance framework, helping businesses establish goals and improvement benchmarks going forward.
Corporate Governance Risk Management And Corporate Governance
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Author : OECD
language : en
Publisher: OECD Publishing
Release Date : 2014-04-01
Corporate Governance Risk Management And Corporate Governance written by OECD and has been published by OECD Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2014-04-01 with categories.
This sixth peer review of the OECD Principles of Corporate Governance analyses the corporate governance framework and practices relating to corporate risk management, in the private sector and in state-owned enterprises.
Data Governance And Compliance
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Author : Rupa Mahanti
language : en
Publisher: Springer Nature
Release Date : 2021-04-27
Data Governance And Compliance written by Rupa Mahanti and has been published by Springer Nature this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021-04-27 with Business & Economics categories.
This book sets the stage of the evolution of corporate governance, laws and regulations, other forms of governance, and the interaction between data governance and other corporate governance sub-disciplines. Given the continuously evolving and complex regulatory landscape and the growing number of laws and regulations, compliance is a widely discussed issue in the field of data. This book considers the cost of non-compliance bringing in examples from different industries of instances in which companies failed to comply with rules, regulations, and other legal obligations, and goes on to explain how data governance helps in avoiding such pitfalls. The first in a three-volume series on data governance, this book does not assume any prior or specialist knowledge in data governance and will be highly beneficial for IT, management and law students, academics, information management and business professionals, and researchers to enhance their knowledge and get guidance in managing their own data governance projects from a governance and compliance perspective.