Financial Internal Controls Best Practices

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Financial Internal Controls Best Practices

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Author : Anthony Tarantino
language : en
Publisher: John Wiley and Sons
Release Date : 2010-12-16

Financial Internal Controls Best Practices written by Anthony Tarantino and has been published by John Wiley and Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2010-12-16 with Business & Economics categories.

This chapter from Governance, Risk, and Compliance Handbook, edited by Anthony Tarantino, provides an overview of best practices for financial internal controls. It covers COSO II guidance, automation of controls, and other primary considerations. It also discusses how to achieve ROI on compliance investments.

Internal Controls Toolkit

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Author : Christine H. Doxey
language : en
Publisher: John Wiley & Sons
Release Date : 2019-07-23

Internal Controls Toolkit written by Christine H. Doxey and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2019-07-23 with Business & Economics categories.

Step-by-step guidance on creating internal controls to manage risk Internal control is a process for assuring achievement of an organization's objectives in operational effectiveness and efficiency, reliable financial reporting, and compliance with laws, regulations, and policies. This is a "toolkit" approach that addresses a practical need for a series of standards of internal controls that can be used to mitigate risk within any size organization. Inadequate internal controls can cause a myriad of problems that adversely affect its ability to provide reliable, timely, and useful financial and managerial data needed to support operating, budgeting, and policy decisions. Reliable data is necessary to make sound business decisions. • Toolkit approach with detailed controls and risks outlined for key business processes • Foundational for SOX 404 initiatives • Key material to improve internal control efforts • Guidance during M&A projects Poor controls over data quality can cause financial data to be unreliable, incomplete, and inaccurate—this book helps you control that quality and manage risk.

Standards For Internal Control In The Federal Government

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Author : United States Government Accountability Office
language : en
Publisher: Lulu.com
Release Date : 2019-03-24

Standards For Internal Control In The Federal Government written by United States Government Accountability Office and has been published by Lulu.com this book supported file pdf, txt, epub, kindle and other format this book has been release on 2019-03-24 with Reference categories.

Policymakers and program managers are continually seeking ways to improve accountability in achieving an entity's mission. A key factor in improving accountability in achieving an entity's mission is to implement an effective internal control system. An effective internal control system helps an entity adapt to shifting environments, evolving demands, changing risks, and new priorities. As programs change and entities strive to improve operational processes and implement new technology, management continually evaluates its internal control system so that it is effective and updated when necessary. Section 3512 (c) and (d) of Title 31 of the United States Code (commonly known as the Federal Managers' Financial Integrity Act (FMFIA)) requires the Comptroller General to issue standards for internal control in the federal government.

Internal Control Strategies

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Author : Julie Harrer
language : en
Publisher: John Wiley & Sons
Release Date : 2008-09-02

Internal Control Strategies written by Julie Harrer and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008-09-02 with Business & Economics categories.

Praise for Internal Control Strategies A Mid to Small Business Guide "Internal Control Strategies is an excellent field guide for the implementation and maintenance of efficient and effective internal control systems. The book provides a practical approach to interpreting guidance from oversight agencies and integrating it with industry practice in a real-world environment. This handbook is an essential tool for managers and professionals going through the day-to-day struggle of managing auditor expectations and permitting business to proceed in the most efficient manner." -Michael Rodriguez, former senior manager of finance, Qualcomm Incorporated "Internal Control Strategies is the clearest path forward for middle-market SEC registrants and their independent registered public accounting firms as they streamline the SOX 404 compliance process in 2008 and beyond." -Stephen G. Austin, MBA, CPA, Managing Firm Partner,Swenson Advisors, LLP, Regional PCAOB Accounting Firm "Clearly written and practical, Internal Control Strategies is a must-read for every chief audit, finance, or compliance executive." -Jeff Miller, Partner-in-Charge, Business Risk Services,Squar, Milner, Peterson, Miranda & Williamson, LLP "As a CFO of small to mid-sized publicly traded and privately held companies, one is usually faced with the challenge of developing and implementing the right levels of internal controls and compliance within the restrictions of limited financial and human resources. Internal Control Strategies presents the relevant topics in a clear and concise manner, allowing the reader to understand the internal control framework and specific underlying requirements quickly. The author's vast experience with SOX compliance ensures a targeted and pragmatic approach for the successful implementation of internal controls. Her recommendations are 'to the point' and eliminate some of the guesswork we all have experienced while working towards SOX compliance." -Robert S. Stefanovich, Chief Financial Officer, Novalar Pharmaceuticals, Inc. The SEC requires all publicly traded companies to attest to theeffectiveness of their internal controls. Is your business ready? Internal Control Strategies: A Mid to Small Business Guide clearly explains the latest PCAOB, SEC, and COSO guidance, providing you with an effective tool and reference guide for successful implementation of sections 302 and 404 of the Sarbanes-Oxley Act. Extremely knowledgeable and insightful, author Julie Harrer brings practical clarity to this complex topic, leading you step by step in addressing the challenges associated in bringing your business in compliance with SOX.

Governance Risk And Compliance Handbook

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Author : Anthony Tarantino
language : en
Publisher: John Wiley & Sons
Release Date : 2008-03-14

Governance Risk And Compliance Handbook written by Anthony Tarantino and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008-03-14 with Business & Economics categories.

Providing a comprehensive framework for a sustainable governance model, and how to leverage it in competing global markets, Governance, Risk, and Compliance Handbook presents a readable overview to the political, regulatory, technical, process, and people considerations in complying with an ever more demanding regulatory environment and achievement of good corporate governance. Offering an international overview, this book features contributions from sixty-four industry experts from fifteen countries.

Accounting And Bookkeeping Procedures For Internal Control

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Author : Bizmanualz
language : en
Publisher: bizmanualz.com
Release Date : 2008-08

Accounting And Bookkeeping Procedures For Internal Control written by Bizmanualz and has been published by bizmanualz.com this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008-08 with Accounting categories.

Accounting & Bookkeeping Procedures for Internal Control can help you quickly create and implement a system of accounting policies and procedures. This can provide the internal control needed to protect your business, as well as comply with generally accepted accounting practices and regulations like Sarbanes-Oxley. Thoroughly researched and reviewed by industry experts, these pre-written policies and procedures are based on years of experience in areas such as travel and expense, receiving, shipping, auditing, accounts payable and receivable, and cash drawer practices. Developing policies and procedures are listed as a key control activity in the COSO publication "Internal Control - Integrated Framework." The Securities and Exchange Commission (SEC) and the Public Company Accounting Oversight Board (PCAOB) both point to this COSO document as an example of internal controls that comply with Sarbanes-Oxley requirements. Designed for busy professionals like Accounting Managers, Controllers, CFOs, and Business Owners, Accounting & Bookkeeping Procedures for Internal Control can save you hundreds of hours in research, development, writing, and review of needed procedures for control and compliance, and it can improve business performance by developing consistency and standards. It contains 38 accounting procedures that cover over 150 accounting activities, and includes 54 supporting accounting forms and a guide to embezzlement prevention. There is no need to start from scratch...it has already been done for you.

Internal Control

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Author : Olof Arwinge
language : en
Publisher: Springer Science & Business Media
Release Date : 2012-11-07

Internal Control written by Olof Arwinge and has been published by Springer Science & Business Media this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012-11-07 with Business & Economics categories.

The concept of internal control has developed along with audit practice. As demands have been made for greater accountability in corporate governance, the significance of internal control systems in companies has increased. Traditionally internal control has had a fairly direct relationship to financial reporting quality but wider approaches to internal control have expanded those boundaries much further. Stakeholders are increasingly concerned with the effectiveness of internal controls, and disclosure requirements are making firms to go public with regard to their internal control systems. From a design perspective, current research suggests that internal control designs are contingent upon variables such as company strategies, risk appetite, regulatory characteristics, and organizational size. Also there is much to learn about internal control quality, and the way internal control quality is associated with overall corporate governance quality. This book fills that gap.

Risk And Management Accounting

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Author : Paul M. Collier
language : en
Publisher: Elsevier
Release Date : 2006-10-04

Risk And Management Accounting written by Paul M. Collier and has been published by Elsevier this book supported file pdf, txt, epub, kindle and other format this book has been release on 2006-10-04 with Business & Economics categories.

Presents the findings from two research projects on risk: (1) a pilot study comprising four mini-case studies on how risk impacted upon budgeting; and (2) a comprehensive survey and analysis of risk management in organisations, in particular how it impacted on both internal controls and on the role of the management accountant.

Internal Controls Policies And Procedures

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Author : Rose Hightower
language : en
Publisher: John Wiley & Sons
Release Date : 2008-10-13

Internal Controls Policies And Procedures written by Rose Hightower and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008-10-13 with Business & Economics categories.

Drawing on her many years as a consultant to numerous companies big and small, author Rose Hightower infuses Internal Controls Policies and Procedures with her wealth of experience and knowledge. Instead of reinventing the wheel, your company can use this useful how-to manual to quickly and effectively put a successful program of internal controls in place. Complete with flowcharts and checklists, this essential desktop reference is a best practices model for establishing and enhancing your organization's control framework. These manuals are favorites for organizations and companies that need a foundation and grounding to ensure an internal control posture of integrity, credibility, method, process and process: or a reminder of its importance. URLs were included when first published to encourage the dissemination and distribution of relevant chapters to those interested and in charge of the specific departments. Although times have changed, the principles professed are sound and solid for today’s accounting and business environment. Implementing these cornerstones will produce a principled manageable approach. These manuals can be used by accounting individuals, finance departments, sole proprietor businesses, large corporations, accounting / auditing students and any others interested in specific topics or general disciplines. The discipline for the oversight processes and procedures are important when introducing or implementing auditing practices whether in accounting or throughout the organization. These manuals should be used together to provide the basics when setting up a department or specific process discipline, for learning about the strengths, weaknesses and opportunities within the specific focus areas.

Internal Control Management And Evaluation Tool

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Author : United States. General Accounting Office
language : en
Publisher:
Release Date : 2001

Internal Control Management And Evaluation Tool written by United States. General Accounting Office and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2001 with Administrative agencies categories.