Financial Services Law And Compliance In Australia


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Financial Services Law And Compliance In Australia

Financial Services Law And Compliance In Australia Author by : Gail Pearson
Languange Used : en
Release Date : 2009-03-18
Publisher by : Cambridge University Press
ISBN : 1139475894
File Size : 44,9 Mb
Total Download : 727

Up until the global credit crisis in 2008, 'Financial Services' was the fastest growing sector of the Australian economy. This growth has had profound implications for individuals, corporations and government. Following extensive review in the last part of the twentieth century, Australia put in place an overarching system for regulating all financial services, replacing a system that was based on separate regulation of products in individual industries. Focusing on the implications of the new system for retail clients - 'financial citizens' - Financial Services Law and Compliance in Australia
Category: Law

Implementing Financial Regulation

Implementing Financial Regulation Author by : Joanna Gray
Languange Used : en
Release Date : 2006-05-01
Publisher by : John Wiley & Sons
ISBN : 9780470869307
File Size : 46,7 Mb
Total Download : 553

Now that the Financial Services and Markets Act 2000 has had a chance to bed itself down and the Financial Services Authority (FSA) is developing its new regulatory toolkit and modus operandi, financial regulation has moved on in interesting directions. This book takes a critical look at the principles and practices behind this regulation, as well as the theory that is involved. This book goes further than a description of the laws that are currently out there, by analysing the impact and implications of the new financial regulations, making it a ’must-read’ for law, finance and accounting
Category: Business & Economics

Managing Records In Global Financial Markets

Managing Records In Global Financial Markets Author by : Lynn Coleman
Languange Used : en
Release Date : 2011
Publisher by : Facet Publishing
ISBN : 9781856046633
File Size : 44,8 Mb
Total Download : 244

Although there are a number of publications covering records management generically, very few are focused on the specific challenges of particular sectors, and fewer still on current regulatory, legal and governance issues associated with managing records in global banking and finance businesses. This timely book fills this gap by exploring these complex issues fully, and offers strategies and examples of best practice to meet the recordkeeping challenges to which they give rise in corporate and commercial banking enterprises operating in global capital markets. The examples and cases studies
Category: Business & Economics
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