Handbook On Securities Laws
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Handbook On Securities Laws
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Author : Gaurav Pingle
language : en
Publisher: Bloomsbury Publishing
Release Date : 2021-06-10
Handbook On Securities Laws written by Gaurav Pingle and has been published by Bloomsbury Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021-06-10 with Law categories.
About the Book 'Securities Law' is not independent topic in itself and to understand the subject, the student or professional should be aware of some basic and important corporate law concepts e.g. company, types of companies (private company / public company), members /shareholders, shares, debentures, voting rights, listing of shares, prospectus, stock exchange, rights and obligations of shareholders and directors, etc. Handbook on Securities Laws cover these concepts in detail along with discussion on every section/clause of some important legislations like SEBI Act, 1992, Depositories Act, 1996 and Securities (Contract) Regulation Act, 1956. Wherever necessary, reference to the relevant provisions of the Companies Act and Rules, Rules and Regulations made under respective Acts and also SEBI's Annual Report has been given. Some of the key points and issues like powers of SEBI, penalty and adjudication under SEBI Act, UPSI and its materiality, etc. are discussed in the light of latest judgments of the Court or Tribunals.
Research Handbook On Securities Regulation In The United States
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Author : Jerry W. Markham
language : en
Publisher: Edward Elgar Publishing
Release Date : 2014-07-31
Research Handbook On Securities Regulation In The United States written by Jerry W. Markham and has been published by Edward Elgar Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2014-07-31 with Business & Economics categories.
This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statute
International Securities Law Handbook
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Author : Marcus Best
language : en
Publisher:
Release Date : 2015
International Securities Law Handbook written by Marcus Best and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015 with Effectenhandel categories.
Numerous changes, large and small, in securities laws and regulations in many jurisdictions necessitate periodic new editions of this unique and much-relied-upon source of information for global investors. In this fourth edition, the goal is again to provide a comprehensive, reliable and up-to-date guide to the relevant issues encountered in the issue and offering of cross-border securities in the most significant financial markets. Since its first edition, the ‘International Securities Law Handbook’ has answered the need for a user-friendly source of information covering the most significant jurisdictions. Now fully updated and with first-time contributions from Chile, Colombia, Italy, Poland, Russia and Thailand, this invaluable reference presents the key elements of securities law and regulations in 39 jurisdictions. Country chapters, each written by a local expert in securities law, appear alphabetically. Each jurisdiction is presented in a consistent format, covering the topics most relevant to overseas investors and their advisers, so that information on specific issues can be easily found and compared from country to country.
United States Securities Law
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Author : James M. Bartos
language : en
Publisher: Kluwer Law International B.V.
Release Date : 2006-01-01
United States Securities Law written by James M. Bartos and has been published by Kluwer Law International B.V. this book supported file pdf, txt, epub, kindle and other format this book has been release on 2006-01-01 with Law categories.
Capital raising, mergers and acquisitions and securities trading around the world often involve some connection with the United States and implicate the US securities laws. United States Securities Law: A Practical Guide ,offers a concise overview of US securities laws from the perspective of a non-US participant. It is written not only for lawyers but for managers, bankers and others with an interest in the topic. This new edition has been significantly updated and expanded, including for the SEC's recent offering reforms and corporate governance developments. Praise for the Second Edition: This book has been a valuable resource in effectively counselling my company in the intricacies of SEC regulation. Jim, with his many years of counselling foreign issuers out of his firms London office, writes with a perspective that is particularly relevant to the needs of foreign companies listed on US exchanges. George Miller, Executive Vice President and General Counsel, Novartis Corporation. A well written and useful primer for those looking for quick, practical answers to real life questions or who wish to understand better the background and rationale to US securities law and regulation. Leland Goss, Managing Director, Credit Suisse. This book really is a practical guide to the US securities laws. It does a great job of explaining the rules and regulations in a way that can be understood by readers that are not themselves US securities lawyers. Peter Castellon, Director andamp; Counsel, Citigroup Corporate andamp; Investment Banking.
Securities Law Handbook
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Author : Harold S. Bloomenthal
language : en
Publisher:
Release Date : 1998
Securities Law Handbook written by Harold S. Bloomenthal and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with Securities categories.
Securities Law Handbook
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Author :
language : en
Publisher:
Release Date : 2003
Securities Law Handbook written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003 with categories.
Principles And Practice Of Securities Regulations In Singapore
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Author : Hans Tjio
language : en
Publisher:
Release Date : 2017
Principles And Practice Of Securities Regulations In Singapore written by Hans Tjio and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017 with Securities categories.
Butterworths Handbook Of Singapore Securities Law
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Author : Singapore
language : en
Publisher: Butterworth-Heinemann
Release Date : 1998
Butterworths Handbook Of Singapore Securities Law written by Singapore and has been published by Butterworth-Heinemann this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with Law categories.
Capital Markets Handbook
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Author : John C. Burch
language : en
Publisher: Wolters Kluwer
Release Date : 2005-01-01
Capital Markets Handbook written by John C. Burch and has been published by Wolters Kluwer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2005-01-01 with Law categories.
Capital Markets Handbook, Sixth Edition is the definitive desk reference for capital market professionals and a complete resource for anyone working in the financial markets field. Written by seasoned professionals in association with the SIA, Capital Markets Handbook covers the latest developments in major securities legislation, and all aspects of documentation, underwriting, pricing, distribution, settlement, immediate aftermarket trading of new issues, compliance issues, a glossary, a bibliography, and appendices containing the full text of the primary statutes and regulations. The Sixth Edition includes coverage of new developments, including compliance issues such as: New amendments to NASD Rule 2710 ("The Corporate Financing Rule") governing underwriting compensation Updates on PIPE and Registered Direct Transactions Amendments to Rule 10b-18 governing corporate repurchase of equity securities Online Dutch auction procedures in use for the Google, Inc. IPO United Kingdom Financial Service Authority guidance on conflict of interest regarding pricing and allocation issues which have been adopted by one major U.S. investment bank Amendments to Rule 105 Regulation M concerning short selling in connection with public offerings Currency conversion in settlement of a global offering NASD Rule 2790-Restriction on the Purchase and Sale of IPO equity securities NASD IPO Distribution Manager procedures for filing with NASD Corporate Financing Proposed NASD Rule 2712 concerning allocation and distribution of shares in an initial public offering A reorganized compliance chapter in a checklist format designed to ease and enhance CEO and CFO Compliance Certification required by a proposed amendment to NASD Rule 3010 (Supervision) and the adoption of Interpretive Material 3010-1 And more
Research Handbook On Global Capital Markets Law
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Author : Iris H.-Y. Chiu
language : en
Publisher: Edward Elgar Publishing
Release Date : 2023-06-01
Research Handbook On Global Capital Markets Law written by Iris H.-Y. Chiu and has been published by Edward Elgar Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2023-06-01 with Law categories.
This Research Handbook is a one-stop resource on global capital markets and the laws that regulate them. Featuring contributions from leading global experts, the Research Handbook delves into a range of issues including investment products such as equity finance; sustainable finance; fintech; impact investing; and private equity. It also provides analysis on institutional and procedural issues such as large and small companies' capital formation, the roles of institutional shareholders and information providers, and the practices and regulation of financial trading markets.