How To Be A Wildly Effective Compliance Officer
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How To Be A Wildly Effective Compliance Officer
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Author : Kristy Grant-Hart
language : en
Publisher:
Release Date : 2015-12-28
How To Be A Wildly Effective Compliance Officer written by Kristy Grant-Hart and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015-12-28 with Business ethics categories.
"How to Be a Wildly Effective Compliance Officer" teaches compliance profesionals the secrets of influence, persuasion and motivation so they can become in-demand business assets. This book is a powerful guide to help practitioners move from the check-the-box mentality of a paper program worker to become a dynamic business leader. Roy Snell, the CEO of the Society of Corporate Compliance and Ethics raved, "Kristy Grant-Hart infectiously describes the missing link in the compliance profession - interpersonal skills and influence. If you are or want to be a successful compliance professional - this book is invaluable."
Your Year As A Wildly Effective Compliance Officer
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Author : Kristy Grant-Hart
language : en
Publisher:
Release Date : 2023-11-30
Your Year As A Wildly Effective Compliance Officer written by Kristy Grant-Hart and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2023-11-30 with categories.
Get ready to embark on the best year of your career yet! Your Year as a Wildly Effective Compliance Officer is your ticket to success. It's full of tips, tools, hacks, and tactics to transform you into an in-demand business asset. This book contains: - An easy-to-implement tip for every working day of the year - Thought prompts to help you reflect on your career and personal choices - The weekly Big Win record to keep track of your successes (hello promotion!) - Quarterly audit exercises to focus you on what matters This journal-style book isn't a legal guide - it's a human guide to help you revolutionize your career. You'll learn motivation, persuasion, and influence techniques, as well as productivity improvement, leadership, and mindset mastery. You'll be astonished at the progress you can make in a year. As Tom Fox, the Voice of Compliance said, "Kristy Grant-Hart has knocked it out of the park yet again. This is a book for all new CCOs, current CCOs and all others in the compliance profession about how to think through a holistic approach to your compliance program."
How To Have A Wildly Successful Career In Compliance
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Author : Kristy Grant-Hart
language : en
Publisher:
Release Date : 2018-06-18
How To Have A Wildly Successful Career In Compliance written by Kristy Grant-Hart and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2018-06-18 with Law categories.
This book is for anyone ready accelerate their career to become a wildly successful compliance officer! Learn the secrets of career development and collaboration with other functions to become an in-demand business asset.
Building A World Class Compliance Program
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Author : Martin T. Biegelman
language : en
Publisher: John Wiley & Sons
Release Date : 2008-06-20
Building A World Class Compliance Program written by Martin T. Biegelman and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008-06-20 with Business & Economics categories.
Written by a long-standing practitioner in the field, this timely and critical work is your best source for understanding all the complex issues and requirements associated with corporate compliance. It provides clear guidance for those charged with protecting their companies from financial and reputational risk, litigation, and government intervention, who want a robust guide to establish an effective compliance program.
Governance Risk Management And Compliance
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Author : Richard M. Steinberg
language : en
Publisher: John Wiley & Sons
Release Date : 2011-08-02
Governance Risk Management And Compliance written by Richard M. Steinberg and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2011-08-02 with Business & Economics categories.
An expert's insider secrets to how successful CEOs and directors shape, lead, and oversee their organizations to achieve corporate goals Governance, Risk Management, and Compliance shows senior executives and board members how to ensure that their companies incorporate the necessary processes, organization, and technology to accomplish strategic goals. Examining how and why some major companies failed while others continue to grow and prosper, author and internationally recognized expert Richard Steinberg reveals how to cultivate a culture, leadership process and infrastructure toward achieving business objectives and related growth, profit, and return goals. Explains critical factors that make compliance and ethics programs and risk management processes really work Explores the board's role in overseeing corporate strategy, risk management, CEO compensation, succession planning, crisis planning, performance measures, board composition, and shareholder communications Highlights for CEOs, senior management teams, and board members the pitfalls to avoid and what must go right for success Outlines the future of corporate governance and what's needed for continued effectiveness Written by well-known corporate governance and risk management expert Richard Steinberg Governance, Risk Management, and Compliance lays a sound foundation and provides critical insights for understanding the role of governance, risk management, and compliance and its successful implementation in today's business environment.
Compliance Management
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Author : Nitish Singh Ph.D.
language : en
Publisher: Bloomsbury Publishing USA
Release Date : 2015-03-10
Compliance Management written by Nitish Singh Ph.D. and has been published by Bloomsbury Publishing USA this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015-03-10 with Business & Economics categories.
This practical guide shows how to build an effective compliance and ethics program that will lower a business's risks and improve productivity. Research increasingly supports the notion that ethical, compliant businesses see increased productivity across a range of measurements. This practical guide tells business professionals, business and law students, and other interested parties exactly how that goal can be achieved. The book covers an extensive range of ethics-compliant laws and regulations impacting businesses today and identifies critical factors for successful compliance programs. Going well beyond works that speak in general terms about compliance-based actions, this unique volume delves into details about specific regulatory issues and the steps that can be taken to mitigate risk. The first half of the book shares general guidelines for creating or improving internal compliance and ethics programs. The second half identifies specific, high-risk regulatory areas; provides an overview of relevant laws; and sets forth best practices specific to the regulations discussed. By providing a simplified understanding of compliance with laws related to issues such as antitrust, international business, wages and labor, Health Insurance Portability and Accountability Act (HIPAA) and health care, the environment and more, the guide offers readers the tools necessary to improve an existing compliance program or create a new program where none has existed before.
Intentional Integrity
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Author : Robert Chesnut
language : en
Publisher: Pan Macmillan
Release Date : 2020-07-28
Intentional Integrity written by Robert Chesnut and has been published by Pan Macmillan this book supported file pdf, txt, epub, kindle and other format this book has been release on 2020-07-28 with Business & Economics categories.
‘Stop talking about bringing your values to work and learn how to actually DO it!’ – Kim Scott, bestselling author of Radical Candor Intentional Integrity, by Silicon Valley expert Rob Chestnut, provides an excellent road map for any organization looking to create a clear set of values to live by. The year 2020 triggered consumers to re-evaluate their relationship with brands in general, leading to customers prioritizing those seen to be ‘doing good’ or ‘being helpful’ in the context of the pandemic. There is a strong sentiment that businesses have a big part to play in helping society recover and a purpose-driven organization will likely have the edge. In the midst of a year of crisis, there is an opportunity for companies to re-evaluate how their businesses operate. The power to act with integrity is the key to developing this culture. Drawing on his background as former General Counsel for Airbnb, Rob Chesnut explains the rationale and legal context for the ethics and practices, and presents scenarios to illuminate the nuances of thinking deeply and objectively about workplace culture. Intentional Integrity is the handbook to revolutionizing your workplace by providing the right environment for people to do good work. ‘Smart, practical advice for anyone looking to do good and do well’ – Reid Hoffman, co-founder of LinkedIn and author of Blitzscaling
Modern Compliance
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Author : John H. Walsh
language : en
Publisher:
Release Date : 2017-10-15
Modern Compliance written by John H. Walsh and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017-10-15 with categories.
The Compliance Entrepreneur S Handbook
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Author : Kristy Grant-Hart
language : en
Publisher:
Release Date : 2021-06-22
The Compliance Entrepreneur S Handbook written by Kristy Grant-Hart and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021-06-22 with categories.
You're here because you're ready to be. You see the wide-open potential in the fast-growing compliance and ethics field. You want to jump into entrepreneurship, but you're not 100% sure you know what you're doing. We get it. We've been there. We've made the mistakes. We've succeeded. And we know you can too. We're here to help you to wade through the morass to home in on the most important questions. By the time you finish The Compliance Entrepreneur's Handbook, you'll know how to: - Determine the exact type of business you want to start - Use specialization to set yourself apart - Market like a multi-national (even if it's just you at your kitchen table) - Get funding, manage cash flow, and get paid - Grow, grow, grow! This book contains all of the tools, tips, and tactics you need to launch and grow your new business. It's a no-nonsense guide for start-ups, solos, visionaries, and game-changers like you. About the Authors Kristy Grant-Hart is the CEO of Spark Compliance Consulting, as well as the author of the best-selling book, How to Be a Wildly Effective Compliance Officer. Kirsten Liston is the Founder of Rethink Compliance, as well as the author of Creating Great Compliance Training in a Digital World: How to Really Reach and Persuade Your Workforce. Joe Murphy, the "Godfather of Compliance," was a co-owner of Integrity International, one of the first compliance eLearning companies in the world. He's co-authored six books in the field and has been a thought leader and inspiration for decades.
Regulatory Compliance Fundamentals
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Author : M.L. Humphrey
language : en
Publisher: M.L. Humphrey
Release Date : 2020-01-02
Regulatory Compliance Fundamentals written by M.L. Humphrey and has been published by M.L. Humphrey this book supported file pdf, txt, epub, kindle and other format this book has been release on 2020-01-02 with Business & Economics categories.
We live in a regulated world. And for someone whose role is in regulatory compliance or regulatory enforcement knowledge is often gained on an ad hoc basis through trial and error, via on the job training, or through conversations with others in a similar role. In Regulatory Compliance Fundamentals M.L. Humphrey has taken twenty years of experience as a regulator and a consultant in the financial services industry and boiled it down to the basic fundamental principles every individual in regulatory compliance should know, and presented that information in a straight-forward, easy to understand manner. If your role is in regulatory compliance, no matter how long you've been at this, this book is for you. keywords: regulatory compliance, financial services regulation, AML, OFAC, broker-dealer, how to comply with regulatory requirements, compliance program, reputational risk, business ethics