How To Protect Investors
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How To Protect Investors
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Author : Niamh Moloney
language : en
Publisher: Cambridge University Press
Release Date : 2010-01-21
How To Protect Investors written by Niamh Moloney and has been published by Cambridge University Press this book supported file pdf, txt, epub, kindle and other format this book has been release on 2010-01-21 with Business & Economics categories.
A critical, comparative and contextual examination of how to protect retail or household investors which considers the financial crisis's implications.
Financial Advice And Investor Protection
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Author : Booysen, Sandra
language : en
Publisher: Edward Elgar Publishing
Release Date : 2021-12-07
Financial Advice And Investor Protection written by Booysen, Sandra and has been published by Edward Elgar Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021-12-07 with Law categories.
This comprehensive book offers a rigorous analysis of the legal debates, approaches and practice-related issues surrounding financial advice and investor protection. Despite widespread recognition of the importance of financial inclusion more broadly construed, recent financial crises have highlighted deficits in retail investor protection – this book informs the development of robust yet adaptable frameworks to protect investors, including effective enforcement and dispute resolution.
Enhancing Investor Protection And The Regulation Of Securities Markets
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Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
language : en
Publisher:
Release Date : 2009
Enhancing Investor Protection And The Regulation Of Securities Markets written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009 with Global Financial Crisis, 2008-2009 categories.
Protecting Investors
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Author : United States. Securities and Exchange Commission. Division of Investment Management
language : en
Publisher: Securities and Exchange Commission
Release Date : 1992
Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and has been published by Securities and Exchange Commission this book supported file pdf, txt, epub, kindle and other format this book has been release on 1992 with Business & Economics categories.
Financial Gatekeepers
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Author : Yasuyuki Fuchita
language : en
Publisher: Brookings Institution Press
Release Date : 2007-02-01
Financial Gatekeepers written by Yasuyuki Fuchita and has been published by Brookings Institution Press this book supported file pdf, txt, epub, kindle and other format this book has been release on 2007-02-01 with Business & Economics categories.
Developed country capital markets have devised a set of institutions and actors to help provide investors with timely and accurate information they need to make informed investment decisions. These actors have become known as "financial gatekeepers" and include auditors, financial analysts, and credit rating agencies. Corporate financial reporting scandals in the United States and elsewhere in recent years, however, have called into question the sufficiency of the legal framework governing these gatekeepers. Policymakers have since responded by imposing a series of new obligations, restrictions, and punishments—all with the purpose of strengthening investor confidence in these important actors. F inancial Gatekeepers provides an in-depth look at these new frameworks, especially in the United States and Japan. How have they worked? Are further refinements appropriate? These are among the questions addressed in this timely and important volume. Contributors include Leslie Boni (University of New Mexico), Barry Bosworth (Brookings Institution), Tomoo Inoue (Seikei University), Zoe-Vonna Palmrose (University of Southern California), Frank Partnoy (University of San Diego School of Law), George Perry (Brookings Institution), Justin Pettit (UBS), Paul Stevens (Investment Company Institute), Peter Wallison (American Enterprise Institute)
The Law Of Investor Protection
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Author : Jonathan Fisher
language : en
Publisher:
Release Date : 1997
The Law Of Investor Protection written by Jonathan Fisher and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1997 with Financial services industry categories.
Coverage of the law which protects investors and regulates those involved in the investment industry. A review of each system for the regulation of the investment markets, examines the obligations of company directors, shareholders, trustees, deposit takers and professional advisors, and sets out procedures leading to civil and criminal actions.
Protecting Investors
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Author : United States. Securities and Exchange Commission. Division of Investment Management
language : en
Publisher:
Release Date : 1992
Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1992 with Investments categories.
Enhancing Investor Protection And The Regulation Of Securities Markets
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Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
language : en
Publisher:
Release Date : 2009
Enhancing Investor Protection And The Regulation Of Securities Markets written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009 with Global Financial Crisis, 2008-2009 categories.
Protecting Your Wealth In Good Times And Bad
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Author : Richard A. Ferri
language : en
Publisher: McGraw Hill Professional
Release Date : 2003-05-22
Protecting Your Wealth In Good Times And Bad written by Richard A. Ferri and has been published by McGraw Hill Professional this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003-05-22 with Business & Economics categories.
Techniques for individual investors to safeguard their money, even when markets fall back When attempting to "time" their way around market downturns, individual investors are up against thousands of professionals who are paid billions of dollars to do the same. Throw in unpredictable, marketspooking world events, and the odds against investment success can become even worse. Protecting Your Wealth in Good Times and Bad shows investors how to invest for the total market, not just for individual phases, and build a portfolio to weather all markets with long-term safety and security. Full of practical advice and easy-to-understand techniques and examples, this uniquely proactive guidebook provides proven strategies to: Know what news is important and act accordingly Invest for specific needs, from college savings through long-term care Diversify assets to minimize risk and increase overall returns
Protecting Investors
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Author :
language : en
Publisher:
Release Date : 1992
Protecting Investors written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1992 with Financial institutions categories.