International Survey Of Investment Adviser Regulation
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International Survey Of Investment Adviser Regulation
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Author : Roberta R. W. Kameda
language : en
Publisher: Springer
Release Date : 1994-10-24
International Survey Of Investment Adviser Regulation written by Roberta R. W. Kameda and has been published by Springer this book supported file pdf, txt, epub, kindle and other format this book has been release on 1994-10-24 with Business & Economics categories.
edited by Marcia L. MacHarg Partner, Debevoise & Plimpton, Washington, DC, USA Roberta R.W. Kameda Associate, Debevoise & Plimpton, Washington, DC, USA
International Survey Of Investment Adviser Regulation
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Author : Marcia L. MacHarg
language : en
Publisher:
Release Date : 2012
International Survey Of Investment Adviser Regulation written by Marcia L. MacHarg and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012 with Anlageberatung categories.
The investment management industry has seen explosive growth worldwide. As securities markets around the globe continue their development, many investment advisers seek access to an international client base and crossborder investments. These trends, plus the significant impact of the Internet as a business medium, make the regulation of investment advisers increasingly complex and important. Recently, many countries have either implemented or substantially revised their investment adviser regulations, posing new challenges for advisers with an international business focus. In this environment, knowledge of regulatory schemes around the world is essential.
International Survey Of Investment Adviser Regulation
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Author : Marcia MacHarg
language : en
Publisher: Springer
Release Date : 1999-02-10
International Survey Of Investment Adviser Regulation written by Marcia MacHarg and has been published by Springer this book supported file pdf, txt, epub, kindle and other format this book has been release on 1999-02-10 with Law categories.
The investment management industry has seen explosive growth worldwide. As securities markets around the globe continue their development, many investment advisers seek access to an international client base and crossborder investments. These trends, plus the significant impact of the Internet as a business medium, make the regulation of investment advisers increasingly complex and important. Recently, many countries have either implemented or substantially revised their investment adviser regulations, posing new challenges for advisers with an international business focus. In this environment, knowledge of regulatory schemes around the world is essential. Now in its second edition, International Survey of Investment Adviser Regulation is an unparalleled current guide to the regulatory systems in 29 jurisdictions. Each chapter represents the contribution of preeminent practitioners. A clear, uniform presentation permits easy comparisons among the different regulatory systems. International Survey of Investment Adviser Regulation allows investment advisers, regulators, lawyers and others in the investment management industry to evaluate the time, cost and legal considerations that will bear on strategic decisions to provide investment advisory services in specific countries. It also provides a guide for those engaged in the study of comparative regulatory systems as well as for policymakers who seek to improve and harmonize the regulation of investment advisers worldwide.
International Survey Of Investment Adviser Regulation
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Author : Marcia L. MacHarg
language : en
Publisher:
Release Date : 1990
International Survey Of Investment Adviser Regulation written by Marcia L. MacHarg and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1990 with Investment advisors categories.
Investment Adviser Regulation In A Nutshell
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Author : Jeffrey J. Haas
language : en
Publisher: West Academic Publishing
Release Date : 2008
Investment Adviser Regulation In A Nutshell written by Jeffrey J. Haas and has been published by West Academic Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008 with Brokers categories.
Softbound - New, softbound print book.
Regulation Of Investment Advisers
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Author : Thomas P. Lemke
language : en
Publisher:
Release Date : 1997
Regulation Of Investment Advisers written by Thomas P. Lemke and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1997 with Investment advisors categories.
Regulation Of Investment Advisers
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Author : Thomas P. Lemke
language : en
Publisher:
Release Date : 1995
Regulation Of Investment Advisers written by Thomas P. Lemke and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1995 with Investment advisors categories.
Study On Investment Advisers And Broker Dealers
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Author : Barry Leonard
language : en
Publisher: DIANE Publishing
Release Date : 2011-05
Study On Investment Advisers And Broker Dealers written by Barry Leonard and has been published by DIANE Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2011-05 with Business & Economics categories.
Retail investors seek guidance from broker-dealers and investment advisers (BD&IA) to manage their invest. and to meet their own and their families¿ financial goals. BD&IA are regulated extensively, but the regulatory regimes differ, and BD&IA are subject to different standards under fed. law when providing invest. advice (IA) about securities. This report evaluated: (1) The effectiveness of existing legal standards of care for providing personalized IA and recommend. about securities to retail customers; and (2) Whether there are legal gaps in regulatory standards in the protection of retail customers relating to providing personalized IA about securities to retail customers that should be addressed by statute. This is print on demand report.
Fundamentals Of Investment Adviser Regulation 2016
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Author :
language : en
Publisher:
Release Date : 2016
Fundamentals Of Investment Adviser Regulation 2016 written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2016 with Investment advisors categories.
Protecting Investors
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Author : United States. Securities and Exchange Commission. Division of Investment Management
language : en
Publisher: Securities and Exchange Commission
Release Date : 1992
Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and has been published by Securities and Exchange Commission this book supported file pdf, txt, epub, kindle and other format this book has been release on 1992 with Business & Economics categories.