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Investment Company Determination Under The 1940 Act


Investment Company Determination Under The 1940 Act
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Investment Company Determination Under The 1940 Act


Investment Company Determination Under The 1940 Act
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Author : Robert H. Rosenblum
language : en
Publisher: Aspen Publishers
Release Date : 1997

Investment Company Determination Under The 1940 Act written by Robert H. Rosenblum and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1997 with Law categories.


This is the first book to focus solely and comprehensively on the sections of the Investment Company Act of 1940 that deal with exemptions and exceptions, many of which were seriously impacted by recent Congressional changes. Written by an expert practitioner and former SEC Counsel, this reference devotes over 1,000 pages to examining all the significant changes to the Act, paying special attention to: the exception for private investment companies Newly authorized qualified purchaser funds Changes in the regulation of variable annuity and variable life insurance products and many more equally important, rapidly evolving, issues. INVESTMENT COMPANY DETERMINATION UNDER THE 1940 ACT: EXEMPTIONS AND EXCEPTIONS also addresses a number of important areas and is designed to help professionals at every level of expertise determine whether or not a particular company can be classified as an investment company. Numerous citations, pointers, and references allow users to find relevant information quickly, easily, confidently.



Investment Company Determination Under The 1940 Act


Investment Company Determination Under The 1940 Act
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Author : Robert H. Rosenblum
language : en
Publisher: American Bar Association
Release Date : 2003

Investment Company Determination Under The 1940 Act written by Robert H. Rosenblum and has been published by American Bar Association this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003 with Mutual funds categories.




Investment Company Act Of 1940 And Relevant Rules


Investment Company Act Of 1940 And Relevant Rules
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Author : United States
language : en
Publisher:
Release Date : 1993

Investment Company Act Of 1940 And Relevant Rules written by United States and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1993 with Investments categories.




General Rules And Regulations Under The Investment Company Act Of 1940


General Rules And Regulations Under The Investment Company Act Of 1940
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1941

General Rules And Regulations Under The Investment Company Act Of 1940 written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1941 with Investments categories.




The Investment Company Act Of 1940


The Investment Company Act Of 1940
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Author :
language : en
Publisher:
Release Date : 1981

The Investment Company Act Of 1940 written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1981 with Corporation law categories.




General Rules And Regulations Under The Investment Company Act Of 1940 As In Effect November 1 1968


General Rules And Regulations Under The Investment Company Act Of 1940 As In Effect November 1 1968
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1968

General Rules And Regulations Under The Investment Company Act Of 1940 As In Effect November 1 1968 written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1968 with Investments categories.




Investment Company Amendments Act Of 1969


Investment Company Amendments Act Of 1969
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Author : United States. Congress. Senate. Committee on Banking and Currency
language : en
Publisher:
Release Date : 1969

Investment Company Amendments Act Of 1969 written by United States. Congress. Senate. Committee on Banking and Currency and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1969 with Investment advisors categories.




Investment Company Act Release


Investment Company Act Release
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1967

Investment Company Act Release written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1967 with Mutual funds categories.




Organization Of Investment Companies And Investment Company Act Of 1940


Organization Of Investment Companies And Investment Company Act Of 1940
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Author :
language : en
Publisher:
Release Date : 1967

Organization Of Investment Companies And Investment Company Act Of 1940 written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1967 with categories.




General Rules And Regulations Under The Investment Company Act Of 1940 As In Effect May 10 1972


General Rules And Regulations Under The Investment Company Act Of 1940 As In Effect May 10 1972
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1972

General Rules And Regulations Under The Investment Company Act Of 1940 As In Effect May 10 1972 written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1972 with Mutual funds categories.