Investment Company Act Release
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Investment Company Act Release
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1966
Investment Company Act Release written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1966 with Mutual funds categories.
Compilation Of Releases Commission Opinions And Other Material Dealing With Matters Frequently Arising Under The Investment Company Act Of 1940
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1967
Compilation Of Releases Commission Opinions And Other Material Dealing With Matters Frequently Arising Under The Investment Company Act Of 1940 written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1967 with Mutual funds categories.
Protecting Investors
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Author : United States. Securities and Exchange Commission. Division of Investment Management
language : en
Publisher: Securities and Exchange Commission
Release Date : 1992
Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and has been published by Securities and Exchange Commission this book supported file pdf, txt, epub, kindle and other format this book has been release on 1992 with Business & Economics categories.
Mutual Fund Distribution And Section 22 D Of The Investment Company Act Of 1940
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Author : United States. Securities and Exchange Commission. Division of Investment Management Regulation
language : en
Publisher:
Release Date : 1974
Mutual Fund Distribution And Section 22 D Of The Investment Company Act Of 1940 written by United States. Securities and Exchange Commission. Division of Investment Management Regulation and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1974 with Mutual funds categories.
Protecting Investors
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Author : United States. Securities and Exchange Commission. Division of Investment Management
language : en
Publisher:
Release Date : 1992
Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1992 with Investments categories.
Investment Company Determination Under The 1940 Act
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Author : Robert H. Rosenblum
language : en
Publisher: American Bar Association
Release Date : 2003
Investment Company Determination Under The 1940 Act written by Robert H. Rosenblum and has been published by American Bar Association this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003 with Mutual funds categories.
Investment Advisers Act Of 1940 And General Rules And Regulations Thereunder
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Author : United States
language : en
Publisher:
Release Date : 1960
Investment Advisers Act Of 1940 And General Rules And Regulations Thereunder written by United States and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1960 with Investment advisors categories.
Investment Company Act Of 1940 As Amended
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Author : United States
language : en
Publisher:
Release Date : 1977
Investment Company Act Of 1940 As Amended written by United States and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1977 with Investment advisors categories.
Investment Management Law And Regulation
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Author : Harvey E. Bines
language : en
Publisher: Wolters Kluwer
Release Date : 2004-01-01
Investment Management Law And Regulation written by Harvey E. Bines and has been published by Wolters Kluwer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2004-01-01 with Law categories.
In its First Edition, this classic treatise called attention to the duty of reasonable care, the duty of loyalty and the public duty of fiduciaries to the marketplace. Grounded in the idea that prudent investing is to be defined by professional practices accepted as appropriate at the time of investment by the management, thereby permitting such practices to adapt to changing conditions and insights, the field of investment management law and regulation has at its center the goal of a common standard of care for investment.Now in its Second Edition, this definitive guide to investment management law and regulation helps you to profitably adapt to today's new and changing conditions and anticipate tomorrow's regulatory response.Here are just a few of the reasons why Investment Management Law and Regulation will be so valuable to you:Explains and analyzes all the ins and outs of the law, clarifies the complexities, answers your questions, points out pitfalls and helps you avoid themCovers the entire field in one volume, saves you valuable time and effort in finding information and searching through stacks of referencesEnsures compliance with all relevant regulations, makes sure nothing is overlooked, protects you against costly mistakesUpdates you on the latest important changes, tells you what is happening now and what is likely to happen in the future Investment Management Law and Regulation is the only up-to-date volume to offer a comprehensive examination of the field of investment management law, covering everything from financial theory and legal theory to the various aspects of hands-on fund management. It's the only resource of its kind that:Identifies and explains the financial theories that control the development of investment management law across management activitiesGives critical judicial, legislative, and regulatory history that makes recent law and regulation more comprehensibleCovers all areas of regulation governing the activities of investment managers, including marketing, suitability, advisory contacts, fees, exculpation and indemnification, performance, fiduciary obligations, conflicts of interest, best executionProvides the practical tools that help predict more effectively how regulators will respond to new marketplace developments and productsIntegrates investment management law and regulation for all institutional investment managersAnd more Whether you are a manager, broker, banker, or legal counsel, a seasoned professional or just starting out, this treatise will quickly become your most trusted guide through the intricacies of this complex, critical, and closely scrutinized area
The Investment Company Act Of 1940 And The Investment Advisers Act Of 1940 Other Investment Management Regulations
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Author :
language : en
Publisher:
Release Date : 1995
The Investment Company Act Of 1940 And The Investment Advisers Act Of 1940 Other Investment Management Regulations written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1995 with Investment advisors categories.