Mutual Fund Distribution And Section 22 D Of The Investment Company Act Of 1940
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Mutual Fund Distribution And Section 22 D Of The Investment Company Act Of 1940
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Author : United States. Securities and Exchange Commission. Division of Investment Management Regulation
language : en
Publisher:
Release Date : 1974
Mutual Fund Distribution And Section 22 D Of The Investment Company Act Of 1940 written by United States. Securities and Exchange Commission. Division of Investment Management Regulation and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1974 with Mutual funds categories.
Report Of The Staff Of The Securities And Exchange Commission
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1972
Report Of The Staff Of The Securities And Exchange Commission written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1972 with Mutual funds categories.
Mutual Fund Legislation Of 1967
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Author : United States. Congress. Senate. Committee on Banking and Currency
language : en
Publisher:
Release Date : 1967
Mutual Fund Legislation Of 1967 written by United States. Congress. Senate. Committee on Banking and Currency and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1967 with Mutual funds categories.
The Regulation Of Money Managers
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Author : Tamar Frankel
language : en
Publisher:
Release Date : 1978
The Regulation Of Money Managers written by Tamar Frankel and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1978 with Investment advisors categories.
Investment Company Act Of 1940 As Amended
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Author : United States
language : en
Publisher:
Release Date : 1977
Investment Company Act Of 1940 As Amended written by United States and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1977 with Investment advisors categories.
Investment Company Act Release
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1967
Investment Company Act Release written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1967 with Mutual funds categories.
General Rules And Regulations Under The Investment Company Act Of 1940
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1941
General Rules And Regulations Under The Investment Company Act Of 1940 written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1941 with Investments categories.
Compilation Of Releases Commission Opinions And Other Material Dealing With Matters Frequently Arising Under The Investment Company Act Of 1940
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1967
Compilation Of Releases Commission Opinions And Other Material Dealing With Matters Frequently Arising Under The Investment Company Act Of 1940 written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1967 with Mutual funds categories.
The Investment Company Act Of 1940
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Author :
language : en
Publisher:
Release Date : 1981
The Investment Company Act Of 1940 written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1981 with Corporation law categories.
Mutual Fund Regulation
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Author : Clifford E. Kirsch
language : en
Publisher:
Release Date : 2005-01-26
Mutual Fund Regulation written by Clifford E. Kirsch and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2005-01-26 with categories.
The complexity of the laws governing mutual funds has grown almost as rapidly as this multitrillion-dollar industry. The new Mutual Fund Regulation distills and clarifies these intricate federal and state guidelines like no other book on the market today, enabling you and your clients to meet all requirements, exploit legal exemptions, and avoid liabilities. Mutual Fund Regulation gives you the practical, plain-English insight you need to comply quickly and easily with all the duties, obligations, restrictions, and prohibitions expressed in the Investment Company Act of 1940, Investment Advisers Act, Securities Act of 1933, and Securities Exchange Act of 1934, as well as SEC mandates, NASD conduct rules, court decisions, and state laws. Written by a team of top corporate and securities attorneys for every industry player, Mutual Fund Regulation's step-by-step guidance helps you:. Satisfy all prospectus disclosure and delivery requirements.. Exploit safe harbors, exemptive rules, and other forms of relief.. Craft solid advisory, distribution, custodian, and other types of contracts.. Structure problem-free compensation arrangements.. Use SEC-approved methods of valuating mutual fund shares.