Nism Series X A Investment Adviser Level 1 Certification Exam Preparation Guide With 2500 Question Bank 10 Case Studies
DOWNLOAD
Download Nism Series X A Investment Adviser Level 1 Certification Exam Preparation Guide With 2500 Question Bank 10 Case Studies PDF/ePub or read online books in Mobi eBooks. Click Download or Read Online button to get Nism Series X A Investment Adviser Level 1 Certification Exam Preparation Guide With 2500 Question Bank 10 Case Studies book now. This website allows unlimited access to, at the time of writing, more than 1.5 million titles, including hundreds of thousands of titles in various foreign languages. If the content not found or just blank you must refresh this page
Nism Series X A Investment Adviser Level 1 Certification Exam Preparation Guide With 2500 Question Bank 10 Case Studies
DOWNLOAD
Author : P. Anshu
language : en
Publisher: www.GurukulOnRoad.com
Release Date : 2024-03-05
Nism Series X A Investment Adviser Level 1 Certification Exam Preparation Guide With 2500 Question Bank 10 Case Studies written by P. Anshu and has been published by www.GurukulOnRoad.com this book supported file pdf, txt, epub, kindle and other format this book has been release on 2024-03-05 with Business & Economics categories.
Unlock the door to success in the dynamic world of Investment advisory with " NISM-Series-X-A: Investment Adviser (Level 1) Certification Exam Preparation Guide with 2500+ Question Bank & 10+ Case Study " your definitive guide to conquering the NISM Investment Adviser Certification Exam. Crafted with precision and expertise, this exam preparation guide offers an unparalleled resource for individuals aspiring to navigate the complexities of Exam. Chapter wise practice test along with the guide seamlessly covers the entire spectrum of syllabus of the with Mock Test, providing a structured and in-depth approach to your exam preparation. Within the pages of this book, readers will find comprehensive 2500+ question bank, as A. Chapter Wise Practice Test (2000+ Question Bank) B. 5 Mock Tests (Learning Outcome & Test Objective Wise) 500+ Question Bank C. Case Study Questions (10 Case Studies) Each question comes with correct answers & explanations for learners to recall the concept, which will help them master each topic, Learning Outcome, & Test Objective. At end of each test the correct answers along with explanations are given. This publication, dated January 2024, represents the concepts covered under the NISM Workbook Version: August 2023 edition available on NISM website. All questions, explanations used in this guide are taking reference from the Workbook Version: August 2023. Various Types of Tests in this book: Chapter Wise Practice Test (2000+ Questions): Specially designed chapter wise test along with hints for learners. This test will help in Confidence Building & Familiarization of each concepts chapter wise. Mock Tests (500+ Questions): There are five Mock Tests (100 Questions Each) To help individuals gauge their current level of knowledge and further enhancement of confidence for real NISM exam. Mock Tests in this book are specially designed Learning Outcome wise & Test Objective wise as outlined by NISM for each chapter. Case Based Questions: There are 10 relevant case studies with 8-10 questions on each case study. If you need more case studies along with questions please write a mail to the mail ID give on last page of this book. This guide aims to equip learners with a comprehensive understanding of financial advisory and the relevant expertise needed for success in NISM-Series-X-A: Investment Adviser (Level 1) Certification Exam
Nism X Taxmann S Investment Adviser Level 1 Comprehensively Covers Personal Financial Planning Indian Financial Markets Investment Products Regulations
DOWNLOAD
Author : NISM (An Educational Initiative of SEBI)
language : en
Publisher: Taxmann Publicaions Private Limited
Release Date : 2025-05-12
Nism X Taxmann S Investment Adviser Level 1 Comprehensively Covers Personal Financial Planning Indian Financial Markets Investment Products Regulations written by NISM (An Educational Initiative of SEBI) and has been published by Taxmann Publicaions Private Limited this book supported file pdf, txt, epub, kindle and other format this book has been release on 2025-05-12 with Law categories.
Investment Adviser (Level 1) workbook is a comprehensive guide developed by the National Institute of Securities Markets (NISM). It is designed to help aspiring and existing investment professionals acquire a strong foundation in personal financial planning, the Indian financial markets, various investment products, portfolio construction, and pertinent regulatory norms. This workbook is a preparatory resource for the NISM Series X-A Certification Examination, ensuring learners have the essential knowledge and skills to become effective Investment Adviser. This Edition has been meticulously updated to reflect the most recent regulatory guidelines, market developments, and best practices in the Indian securities market. It fosters a broader understanding of investment advisories, ethics, and investor protection mechanisms. This book is intended for the following audience: • Aspiring Investment Advisers – Individuals seeking to register with SEBI under the Investment Advisers Regulations 2013 and planning to appear for the NISM Series X-A | Investment Adviser (Level 1) Certification Examination • Principal Officers & Persons Associated with Investment Advice – Professionals working with corporate advisory firms, wealth management outfits, or other intermediaries in financial services, who must meet NISM certification requirements • Students & Job Aspirants – Individuals pursuing a career in the financial markets, looking to deepen their theoretical and practical knowledge of investment advisory and personal finance • Finance Enthusiasts & DIY Investors – People keen to understand personal financial planning, portfolio construction, and regulatory compliance to manage their own or clients' investments more effectively The Present Publication is the February 2025 Workbook Version, developed in collaboration with the Certification Team of NISM along with Arnav Pandya, Pratap Giri, Rachana Baid, Rama Iyer, Sunita Abraham, Sundar Sankaran & Joydeep Sen. It is published exclusively by Taxmann, with the following noteworthy features: • [Aligned to NISM Exam Objectives] Thoroughly covers the entire syllabus for the NISM Series X-A | Investment Adviser (Level 1) Certification Examination • [Comprehensive Coverage] Ranges from personal financial planning, time value of money, and risk management to investment products such as equity, debt, derivatives, and managed portfolios • [Step-by-step Approach] Presents financial planning concepts in a structured, easy-to-follow format, supplemented with examples and case studies • [Regulatory Insights] Explains all the essential SEBI regulations, ethical guidelines, and compliance standards that govern investment advisory services in India • [Practical Application] Includes practical illustrations, sample caselets, and exercises that simulate practical financial scenarios • [Focus on Ethics & Grievance Redress] Emphasises the ethical dimensions of advisory services and educates readers on investor grievance mechanisms The coverage of the book is as follows: • Module 1 | Personal Financial Planning o Foundations of financial planning, time value of money, budgeting, cash flow analysis, and debt management • Module 2 | Indian Financial Markets o Overview of the Indian economy, regulatory framework, and the primary and secondary market structures • Module 3 | Investment Products o Deep dive into investment opportunities in equity, fixed income, derivatives, and alternative asset classes • Module 4 | Investment Through Managed Portfolio o Understanding mutual funds, portfolio management services (PMS), and alternative investment funds (AIFs) • Module 5 | Portfolio Construction, Performance Monitoring, and Evaluation o Asset allocation techniques, modern portfolio theory, risk measurement, performance evaluation, and benchmarking • Module 6 | Operations, Regulatory Environment, Compliance, and Ethics o Practical aspects of account opening (KYC, dematerialisation), key regulations by SEBI, ethical considerations for advisers, and mechanisms for grievance redress • Each module contains detailed discussions on concepts, examples, and practice questions to reinforce learning. The workbook also provides insights into how these principles are applied in the day-to-day workings of financial advisory The structure of the book is as follows: • Module-based Layout – The workbook is divided into six modules, each focusing on a major domain of investment advisory services • Chapter Summaries & Highlights – Each chapter concludes with a quick summary of key points and takeaways • Caselets/Case-based Questions – Embedded throughout to give the readers a preview of the exam's pattern and level of difficulty • Sample Problems & Exercises – Found at the end of chapters, fostering hands-on calculation and critical thinking • Regulatory Extracts & Guidelines – Important sections from various Acts and SEBI guidelines are highlighted for easy reference