Principled Regulation


Principled Regulation
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Principled Regulation


Principled Regulation
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Author :
language : en
Publisher:
Release Date : 2002

Principled Regulation written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2002 with Civil penalties categories.




Principled Regulation


Principled Regulation
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Author : Australia. Law Reform Commission
language : en
Publisher:
Release Date : 2002

Principled Regulation written by Australia. Law Reform Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2002 with Administrative agencies categories.


The distinction between criminal and non-criminal (civil) penalty law and procedure is significant and adds to the subtlety of regulatory law. This Report finds that the distinction should be maintained and, where necessary, reinforced.



Principles Of Banking Regulation


Principles Of Banking Regulation
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Author : Kern Alexander
language : en
Publisher: Cambridge University Press
Release Date : 2019-06-06

Principles Of Banking Regulation written by Kern Alexander and has been published by Cambridge University Press this book supported file pdf, txt, epub, kindle and other format this book has been release on 2019-06-06 with Business & Economics categories.


Analyses banking regulation and recent international developments, including Basel IV, bank resolution and Brexit, and their impact on bank governance.



Principles Of Financial Regulation


Principles Of Financial Regulation
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Author : John Armour
language : en
Publisher: Oxford University Press
Release Date : 2016

Principles Of Financial Regulation written by John Armour and has been published by Oxford University Press this book supported file pdf, txt, epub, kindle and other format this book has been release on 2016 with Law categories.


The financial crisis of 2007-9 revealed serious failings in the regulation of financial institutions and markets, and prompted a fundamental reconsideration of the design of financial regulation. As the financial system has become ever-more complex and interconnected, the pace of evolution continues to accelerate. It is now clear that regulation must focus on the financial system as a whole, but this poses significant challenges for regulators. Principles of Financial Regulation describes how to address those challenges. Examining the subject from a holistic and multidisciplinary perspective, Principles of Financial Regulation considers the underlying policies and the objectives of regulation by drawing on economics, finance, and law methodologies. The volume examines regulation in a purposive and dynamic way by framing the book in terms of what the financial system does, rather than what financial regulation is. By analysing specific regulatory measures, the book provides readers to the opportunity to assess regulatory choices on specific policy issues and encourages critical reflection on the design of regulation.



Principles And Practice Of Securities Regulations In Singapore


Principles And Practice Of Securities Regulations In Singapore
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Author : Hans Tjio
language : en
Publisher:
Release Date : 2017

Principles And Practice Of Securities Regulations In Singapore written by Hans Tjio and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017 with Securities categories.




Principles Of Securities Regulation


Principles Of Securities Regulation
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Author : Thomas Lee Hazen
language : en
Publisher: West Academic Publishing
Release Date : 2009

Principles Of Securities Regulation written by Thomas Lee Hazen and has been published by West Academic Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009 with Electronic books categories.


Hazen's Principles of Securities Regulation provides authoritative coverage of the most recent developments in securities regulation in an accessible format. Topics include: The registration process Exemptions Corporate recapitalizations, reorganizations, and mergers Market manipulation Liabilities Securities Exchange Act of 1934 Jurisdictional aspects Broker-dealer regulation and the new Financial Industry Regulatory Authority Regulation of investment companies



Securing Compliance


Securing Compliance
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Author : Karen Yeung
language : en
Publisher: Hart Publishing
Release Date : 2004-02

Securing Compliance written by Karen Yeung and has been published by Hart Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2004-02 with Law categories.


This book explores techniques used by regulators in securing compliance with the law: bargaining, negotiation and civil penalty sanctions.



Securing Compliance


Securing Compliance
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Author : Karen Yeung (Lawyer)
language : en
Publisher:
Release Date : 2004

Securing Compliance written by Karen Yeung (Lawyer) and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2004 with Antitrust law categories.


Bargaining, negotiation and civil penalty sanctions together constitute central techniques used by regulators in securing compliance with the law. This book is a timely exploration of these practices, constructing a principled framework for evaluating their legitimacy and thereby drawing into sharper focus the importance of the constitutional principles in regulatory compliance.



The Economics Of Regulation


The Economics Of Regulation
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Author : Alfred E. Kahn
language : en
Publisher: MIT Press
Release Date : 1988-06-22

The Economics Of Regulation written by Alfred E. Kahn and has been published by MIT Press this book supported file pdf, txt, epub, kindle and other format this book has been release on 1988-06-22 with Business & Economics categories.


As Chairman of the Civil Aeronautics Board in the late 1970s, Alfred E. Kahn presided over the deregulation of the airlines and his book, published earlier in that decade, presented the first comprehensive integration of the economic theory and institutional practice of economic regulation. In his lengthy new introduction to this edition Kahn surveys and analyzes the deregulation revolution that has not only swept the airlines but has transformed American public utilities and private industries generally over the past seventeen years. While attitudes toward regulation have changed several times in the intervening years and government regulation has waxed and waned, the question of whether to regulate more or to regulate less is a topic of constant debate, one that The Economics of Regulation addresses incisively. It clearly remains the standard work in the field, a starting point and reference tool for anyone working in regulation.Kahn points out that while dramatic changes have come about in the structurally competitive industries - the airlines, trucking, stock exchange brokerage services, railroads, buses, cable television, oil and natural gas - the consensus about the desirability and necessity for regulated monopoly in public utilities has likewise been dissolving, under the burdens of inflation, fuel crises, and the traumatic experience with nuclear plants. Kahn reviews and assesses the changes in both areas: he is particularly frank in his appraisal of the effect of deregulation on the airlines. His conclusion today mirrors that of his original, seminal work - that different industries need different mixes of institutional arrangements that cannot be decided on the basis of ideology.



Oecd Best Practice Principles For Regulatory Policy The Governance Of Regulators


Oecd Best Practice Principles For Regulatory Policy The Governance Of Regulators
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Author : OECD
language : en
Publisher: OECD Publishing
Release Date : 2014-07-29

Oecd Best Practice Principles For Regulatory Policy The Governance Of Regulators written by OECD and has been published by OECD Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2014-07-29 with categories.


This publication provides guidance on the institutional arrangements for regulators.