Regulatory Structure In Futures Markets
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Regulatory Structure In Futures Markets
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Author : Edward J. Kane
language : en
Publisher:
Release Date : 1984
Regulatory Structure In Futures Markets written by Edward J. Kane and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1984 with Speculation categories.
Regulatory Reform Of Stock And Futures Markets
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Author : Franklin R. Edwards
language : en
Publisher: Springer Science & Business Media
Release Date : 2012-12-06
Regulatory Reform Of Stock And Futures Markets written by Franklin R. Edwards and has been published by Springer Science & Business Media this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012-12-06 with Business & Economics categories.
The Regulation Of Futures Markets
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Author : Franklin R. Edwards
language : en
Publisher:
Release Date : 1981
The Regulation Of Futures Markets written by Franklin R. Edwards and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1981 with Commodity exchanges categories.
Technology And The Regulation Of Financial Markets
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Author : Anthony Saunders
language : en
Publisher: Beard Books
Release Date : 2003
Technology And The Regulation Of Financial Markets written by Anthony Saunders and has been published by Beard Books this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003 with Business & Economics categories.
This is a reprint of a previously published work. It deals with how emerging technologies have affected financial markets and their regualtion.
International Regulation Of Derivative Markets Products And Financial Intermediaries
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Author :
language : en
Publisher:
Release Date : 1995
International Regulation Of Derivative Markets Products And Financial Intermediaries written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1995 with Derivative securities categories.
The Department Of The Treasury Blueprint For A Modernized Financial Regulatory Structure
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Author : United States. Department of the Treasury
language : en
Publisher:
Release Date : 2008
The Department Of The Treasury Blueprint For A Modernized Financial Regulatory Structure written by United States. Department of the Treasury and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008 with Banks and banking categories.
In this report, Treasury presents a series of "short-term" and "intermediate-term" recommendations that could immediately improve and reform the U.S. regulatory structure. The short-term recommendations focus on taking action now to improve regulatory coordination and oversight in the wake of recent events in the credit and mortgage markets. The intermediate recommendations focus on eliminating some of the duplication of the U.S. regulatory system, but more importantly try to modernize the regulatory structure applicable to certain sectors in the financial services industry (banking, insurance, securities, and futures) within the current framework.
Derivatives Regulation
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Author : Philip McBride Johnson
language : en
Publisher: Wolters Kluwer
Release Date : 2004-01-01
Derivatives Regulation written by Philip McBride Johnson and has been published by Wolters Kluwer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2004-01-01 with Business & Economics categories.
For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts
The Regulation Of Financial Markets
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Author : I. Goodspeed
language : en
Publisher:
Release Date : 1991
The Regulation Of Financial Markets written by I. Goodspeed and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1991 with Accounting categories.
The Department Of The Treasury Blueprint For A Modernized Financial Regulatory Structure
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Author :
language : en
Publisher: United States Department of the Treasury
Release Date : 2008-06-24
The Department Of The Treasury Blueprint For A Modernized Financial Regulatory Structure written by and has been published by United States Department of the Treasury this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008-06-24 with Business & Economics categories.
Presents a series of “short-term” and “intermediate-term” recommendations that could immediately improve and reform the U.S. regulatory structure. The short-term recommendations focus on taking action now to improve regulatory coordination and oversight in the wake of recent events in the credit and mortgage markets. The intermediate recommendations focus on eliminating some of the duplication of the U.S. regulatory system, but more importantly try to modernize the regulatory structure applicable to the banking, insurance, securities, and futures industries.
Commodity Exchange Act
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Author : Thomas J. McCool
language : en
Publisher: DIANE Publishing
Release Date : 2000-11
Commodity Exchange Act written by Thomas J. McCool and has been published by DIANE Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2000-11 with categories.
The application of technology to derivatives trading has resulted in the development and use of electronic systems that are changing the way derivatives are traded. What is the appropriate regulation of electronic trading systems for exchange-traded futures (ETF) and OTC derivatives? This report answers these questions: how is technology being used in the ETF market, and what concerns does this use raise under the CEA?; how is technology being used in the OTC derivatives market, and what concerns does this use raise under the CEA?; and what alternatives have been suggested for addressing the concerns by the use of technology in the derivatives markets?