Securities And Exchange Commission Sec Action Needed To Improve Rating Agency Registration Program And Performancerelated Disclosures
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Securities And Exchange Commission Sec Action Needed To Improve Rating Agency Registration Program And Performancerelated Disclosures
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Author :
language : en
Publisher: DIANE Publishing
Release Date :
Securities And Exchange Commission Sec Action Needed To Improve Rating Agency Registration Program And Performancerelated Disclosures written by and has been published by DIANE Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on with categories.
Securities And Exchange Commission
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Author : Government Accountability Office
language : en
Publisher: Createspace Independent Publishing Platform
Release Date : 2017-09-13
Securities And Exchange Commission written by Government Accountability Office and has been published by Createspace Independent Publishing Platform this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017-09-13 with categories.
2006, Congress passed the Credit Rating Agency Reform Act (Act), which intended to improve credit ratings by fostering accountability, transparency, and competition. The Act established Securities and Exchange Commission (SEC) oversight over Nationally Recognized Statistical Rating Organizations (NRSRO), which are credit rating agencies that are registered with SEC. The Act requires GAO to review the implementation of the Act. This report (1) discusses the Act's implementation; (2) evaluates NRSROs' performance-related disclosures; (3) evaluates removing NRSRO references from certain SEC rules; (4) evaluates the impact of the Act on competition; and (5) provides a framework for evaluating alternative models for compensating NRSROs. To address the mandate, GAO reviewed SEC rules, examination guidance, completed examinations, and staff memoranda; analyzed required NRSRO disclosures and market share data; and interviewed SEC and NRSRO officials and market participants.
Securities And Exchange Commission
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Author : United States Government Account Office
language : en
Publisher: Createspace Independent Publishing Platform
Release Date : 2018-01-05
Securities And Exchange Commission written by United States Government Account Office and has been published by Createspace Independent Publishing Platform this book supported file pdf, txt, epub, kindle and other format this book has been release on 2018-01-05 with categories.
Securities and Exchange Commission: Action Needed to Improve Rating Agency Registration Program and Performance-Related Disclosures
Sec Docket
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 2012
Sec Docket written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012 with Securities categories.
Securities Fraud Liability Of Secondary Actors
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Author : Susan D. Sawtelle
language : en
Publisher: DIANE Publishing
Release Date : 2012-10-14
Securities Fraud Liability Of Secondary Actors written by Susan D. Sawtelle and has been published by DIANE Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012-10-14 with Business & Economics categories.
Complex Systems And Sustainability In The Global Auditing Consulting And Credit Rating Agency Industries
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Author : Nwogugu, Michael I. C.
language : en
Publisher: IGI Global
Release Date : 2021-05-07
Complex Systems And Sustainability In The Global Auditing Consulting And Credit Rating Agency Industries written by Nwogugu, Michael I. C. and has been published by IGI Global this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021-05-07 with Business & Economics categories.
Current and future issues in the global accounting/consulting, business opportunity, and credit rating agency (CRA) industries can have significant multiplier-effects on international trade, sustainable growth, and compliance (as physical phenomena). These three industries are among the most international and human-capital-intensive of all service industries. In these industries, analysis of business models and industry dynamics can provide insights about how human-computer interaction (HCI) and contract theory affect the evolution of financial market ecosystems and cross-border information flows, and how business models, work-allocation mechanisms, and liability allocation can evolve to manage change. An often-overlooked issue is that non-performing loans (NPLs), sustainability, and CRA efficiency can be significantly affected by business processes, corporate strategy, and HCI in industry ecosystems, multinational corporations (MNCs), and economic systems. Complex Systems and Sustainability in the Global Auditing, Consulting, and Credit Rating Agency Industries compares these three industries and introduces theories of public policy and “inter-business” processes. The book links industry structure, complex systems (including networks), behavioral game theory, structural changes, and antitrust problems to sustainability and the efficiency of pollution-remediation systems. The book introduces new “informal algorithms” and business/resource-allocation models that solve social-choice problems, and also contravene “impossibility theorems” that are at the core of modern computer science and mechanism design. This book is essential for professors and masters/PhD-level students and employees (in industry, financial services, research institutes, consulting firms, and government agencies) who are interested in industrial mathematics and theoretical computer science.
Emerging Markets And Sovereign Risk
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Author : N. Finch
language : en
Publisher: Springer
Release Date : 2014-12-09
Emerging Markets And Sovereign Risk written by N. Finch and has been published by Springer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2014-12-09 with Business & Economics categories.
Emerging Markets and Sovereign Risk provides case studies, commentary and analysis on the financial risk management and measurement in the context of frontier and developing counties from international experts covering three key areas of emerging market investments, the rating sovereign risk and managing sovereign risk.
Reforming Credit Rating Agencies
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Author : Daniel M. Gallagher
language : en
Publisher: DIANE Publishing
Release Date : 2010-03
Reforming Credit Rating Agencies written by Daniel M. Gallagher and has been published by DIANE Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2010-03 with Law categories.
The Securities and Exchange Commission (SEC) shares concerns about the role credit rating agencies played in the dislocation of the credit markets. Poor performance by highly rated securities resulted in substantial investor loss and market turmoil which severely damaged the financial markets. Further steps are necessary to improve the integrity and transparency of the ratings process, promote competition among rating agencies, and give investors the appropriate context for evaluating ratings. This testimony discusses the new rules and rule proposals the SEC has adopted with respect to credit rating agencies registered as nationally recognized statistical rating org. (NRSROs).
Sec Docket
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1990
Sec Docket written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1990 with Securities categories.
Sec News Digest
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Author :
language : en
Publisher:
Release Date : 1980
Sec News Digest written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1980 with Securities categories.
Lists documents available from Public Reference Section, Securities and Exchange Commission.