Securities Regulation
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The Law Of Securities Regulation
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Author : Thomas Lee Hazen
language : en
Publisher: West Academic Publishing
Release Date : 2006
The Law Of Securities Regulation written by Thomas Lee Hazen and has been published by West Academic Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2006 with Business & Economics categories.
The Fifth Edition of Professors Hazen's Hornbook has been revised to reflect the SEC's offering reform introduced in late 2005 and also recent Supreme Court developments. Professor Hazen's Hornbook now is totally up to date. The Revised Fifth Edition is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of ?security,? registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, civil liabilities. The book also focuses on broker-dealer regulation, market regulation, and the administrative role of the Securities and Exchange Commission. The book also covers the securities law issues such as the proxy rules and insider trading that are covered in basic courses on corporations and business associations. In addition, the Investment Company Act and Investment Advisers Act are also covered making the book suitable for advanced courses in securities regulation as well. The Hornbook contains footnotes to resources that will aid students in further research and also is organized in the same manner as the six volume Practitioner's edition in order to facilitate easy cross reference.
Principles And Practice Of Securities Regulations In Singapore
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Author : Hans Tjio
language : en
Publisher:
Release Date : 2017
Principles And Practice Of Securities Regulations In Singapore written by Hans Tjio and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017 with Securities categories.
International Securities Regulation
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Author : Robert C. Rosen
language : en
Publisher:
Release Date : 1986
International Securities Regulation written by Robert C. Rosen and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1986 with International finance categories.
Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.
Securities Regulation
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Author : Larry D. Soderquist
language : en
Publisher:
Release Date : 2003
Securities Regulation written by Larry D. Soderquist and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003 with Business & Economics categories.
Soderquist's Securities Regulation, Fifth Edition, is a casebook that covers all major areas of securities regulation. Discussion includes Securities Act and exemptions from it; regulation of resale of securities; the Exchange Act; proxy regulation; tender offer regulation; market manipulation and stabilization; and state and international regulation of securities. One volume.
Regulation Of Securities Markets And Transactions
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Author : Patrick S. Collins
language : en
Publisher: John Wiley & Sons
Release Date : 2011-01-25
Regulation Of Securities Markets And Transactions written by Patrick S. Collins and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2011-01-25 with Business & Economics categories.
The ultimate guide to the current rules and regulations that govern the securities industry?including amendments in 2010 Providing readers with expert coverage of domestic securities regulation, this book fills the need for coverage of securities regulations, defining, describing, and explaining everything professionals need to know about domestic securities regulation. Examines the current securities rules Provides an overview of the latest regulations for this industry Includes a description of the various government regulations of securities markets, and securities transactions Since the corporate scandals of 2002, this industry has seen intense scrutiny of how it is regulated. Regulation of Securities, Markets, and Transactions demystifies the new laws and regulations with straightforward, to-the-point coverage professionals need.
Fundamentals Of Securities Regulation
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Author : Louis Loss
language : en
Publisher: Aspen Publishers
Release Date : 1995
Fundamentals Of Securities Regulation written by Louis Loss and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1995 with Securities categories.
When you need a quick answer to a securities question, turn to FUNDAMENTALS OF SECURITIES REGULATION. Loss and Seligman have distilled their authoritative 11-volume treatise, SECURITIES REGULATION, into one convenient volume, offering expert analysis of every significant aspect of securities law, including: Primary liability under 10(b), insider trading Sanctions Disclosure requirements Rules and forms for offerings SEC reporting Forward-looking statements Class action suits Bespeaks caution cases ADR in securities disputes and more. To facilitate more detailed analysis, its fourteen chapters parallel the organization of the full treatise, and extensive cross-references show you exactly where to turn.
Securities Regulation
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Author : Marc I. Steinberg
language : en
Publisher: Law Journal Press
Release Date : 1984
Securities Regulation written by Marc I. Steinberg and has been published by Law Journal Press this book supported file pdf, txt, epub, kindle and other format this book has been release on 1984 with Business & Economics categories.
This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.
Securities Regulation In A Nutshell
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Author : Thomas Lee Hazen
language : en
Publisher: West Academic Publishing
Release Date : 2009
Securities Regulation In A Nutshell written by Thomas Lee Hazen and has been published by West Academic Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009 with Electronic books categories.
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, securities businesses, and investment companies. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Securities and Exchange Commission's 1933 Act offering reform, the new Financial Industry Regulatory Authority, credit rating agencies, and changes to the New York Stock Exchange specialist system.
Principles Of Securities Regulation
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Author : Thomas Lee Hazen
language : en
Publisher: West Academic Publishing
Release Date : 2009
Principles Of Securities Regulation written by Thomas Lee Hazen and has been published by West Academic Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009 with Electronic books categories.
Hazen's Principles of Securities Regulation provides authoritative coverage of the most recent developments in securities regulation in an accessible format. Topics include: The registration process Exemptions Corporate recapitalizations, reorganizations, and mergers Market manipulation Liabilities Securities Exchange Act of 1934 Jurisdictional aspects Broker-dealer regulation and the new Financial Industry Regulatory Authority Regulation of investment companies
Securities Regulations
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Author : Alan R. Palmiter
language : en
Publisher: Aspen Publishers
Release Date : 1998
Securities Regulations written by Alan R. Palmiter and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with Business & Economics categories.
Noted author Alan Palmiter sends a lifeboat to students of Securities Regulation in this carefully-crafted study guide. In the highly-regarded style of the Examples & Explanations Series that instructors know they can trust, Palmiter provides textual overviews of the key concepts of the course, followed by examples to test student understanding, and suggested answers To The examples. SECURITIES REGULATION: Examples and Explanations opens with an overview of Securities Markets and Regulation And The Definition of a Security, followed by coverage of: Materiality Registration of Securities Offerings Exemptions from Securities Act Registration Securities Act Liability Secondary and other Post-Offering Distributions Securities Exchange Act of 1934 Rule 10b-5 Insider Trading SEC Enforcement Palmiter also covers topics that sometimes receive cursory attention in class but are important on exams and in practice: Regulation of Securities Professionals U.S. Regulation of Cross-Border Securities Transactions Many of the examples and explanations in the book are drawn from newsworthy events, such as: the initial public offering of Microsoft in 1986 the recent emergence of internet trading a famous securities fraud case that bounced its way To The Supreme Court on a number of occasions With its timely examples, illuminating text, and proven effective format, SECURITIES REGULATION: Examples and Explanations makes it easier for students to learn -- and instructors to teach -- this important but difficult subject.