Securities Regulation In Australia And New Zealand
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Securities Regulation In Australia And New Zealand
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Author : Gordon R. Walker
language : en
Publisher: Lbc Information Services
Release Date : 1998
Securities Regulation In Australia And New Zealand written by Gordon R. Walker and has been published by Lbc Information Services this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with Business & Economics categories.
Presented as a collection of essays on specific issues of the regulation of dealings in investment securities in Australia & New Zealand, this text provides an analysis of the securities regimes of both countries & discusses securities regulation in the context of information technology, globalisation, share ownership, short selling, insider trading, derivatives, capital raising & fundraising, disclosure rules & due diligence & the regulatory bodies.
A Comparative Analysis Of Insider Trading Regulation New Zealand Australia And The European Union
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Author : Elise Verdonck
language : en
Publisher: GRIN Verlag
Release Date : 2015-03-31
A Comparative Analysis Of Insider Trading Regulation New Zealand Australia And The European Union written by Elise Verdonck and has been published by GRIN Verlag this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015-03-31 with Law categories.
Seminar paper from the year 2014 in the subject Law - Civil / Private, Trade, Anti Trust Law, Business Law, grade: A-, University of Auckland, course: Corporate Governance, language: English, abstract: Since the financial crisis in 2008 there is no doubt about the fact that the evolving financial markets are essential for economic growth, employment and prosperity. Those markets serve as financing means for the business world and consumers benefit from the availability of a wide range of financial products and the additional advantages that those markets entail (higher pensions and lower mortgage costs). However, if those financial markets want to continue to contribute both to economy and society, the promotion of a good, integer and transparent functioning of those markets is essential. The proper functioning of the financial markets is largely dependent on the confidence of investors in those markets. The fact that investors ‘must be placed on an equal footing’ is the underlying principle on which this confidence is based. Market participants must be assured to always have access to a minimum set of information before making their investment decisions. In this context, transparency plays an important role. The price of a financial instrument is always the result of the available financial information. And to have proper price formation, it is essential that all the stakeholders have equal access to the relevant information as much as possible. A lot of regulations have already been introduced in this area. Yet, the effectiveness of those regulations can be questioned. For example, directors can make use of certain non-public information to trade in securities. They abuse their superior knowledge and consequently other investors regard this as unfair trading. Due to those unfair practices, other potential investors will turn their back to the financial markets. Insider trading is likely to undermine the investors’ confidence in the market and may jeopardise the proper functioning of the market. Therefore insider trading should be prohibited. But in most cases, law enforcement authorities face difficulties in proving the offenses. Hence, insider trading is a social evil and remains difficult to combat. This research essay will compare the current legislation on insider trading in New Zealand, Australia and the EU.This research essay will compare the current legislation on insider trading in New Zealand, Australia and the EU. In the end, it will be clear that the fundamental differences between the three jurisdictions remain off.
Insider Trading
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Author : New Zealand. Securities Commission
language : en
Publisher:
Release Date : 1987
Insider Trading written by New Zealand. Securities Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1987 with Directors of corporations categories.
Understanding Personal Property Securities Law
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Author : Del Cseti
language : en
Publisher: Cch Incorporated
Release Date : 2014-06-23
Understanding Personal Property Securities Law written by Del Cseti and has been published by Cch Incorporated this book supported file pdf, txt, epub, kindle and other format this book has been release on 2014-06-23 with Law categories.
Understanding Personal Property Securities Law is an essential reference on one of the most significant law reforms in Australian business and commercial law since Federation. This book will help you to understand and adopt this critical new law in your workplace. The Personal Properties Securities (PPS) reforms have the potential to touch upon almost all transactions between businesses and between businesses and consumers. The changes involve virtually every transaction with the exception of realtyFeatures: Provides detail on the changes to supremacy of title and to fixed and floating charge arrangementsInforms readers on the different mechanisms lessors will use to protect their rightsDelivers further information on the concept of collateral, which now embraces both tangible and intangible goodsIncludes an updated chapter on insolvency written by expert academic Jason Harris Assists readers with using the PPS RegisterContents Includes: A discussion of the ten cases decided in Australia since the Personal Property Securities Act commenced.A consideration of the lessons to be learned after one year.Annexures including the PPSA Model Clauses collaboration document.Nine case studies to assit you in understanding the operation of the PPSA.Oxford University Press Australia & New Zealand is the non-exclusive distributor of this title.
Statutory Regulations
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Author : New Zealand
language : en
Publisher:
Release Date : 1997
Statutory Regulations written by New Zealand and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1997 with Delegated legislation categories.
Securities Regulation In New Zealand
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Author : Victoria Stace
language : en
Publisher:
Release Date : 2014-07
Securities Regulation In New Zealand written by Victoria Stace and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2014-07 with Securities categories.
Personal Property Securities Act
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Author : Linda Widdup
language : en
Publisher:
Release Date : 2012-12
Personal Property Securities Act written by Linda Widdup and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012-12 with Personal property categories.
Almost ten years have elapsed since the revised edition of "PPSA a conceptual approach" was published. Both the first edition and the revised edition were published prior to the time the PPSA came into force in New Zealand in May 2002. As a result, the book does not include references to any New Zealand case law. Therefore, the primary purpose in writing a new edition is to include commentary and references to relevant New Zealand case law. In addition, the new edition will also include commentary and references to relevant Canadian case law that has arisen since 2002. A substantial body of case law has developed since 2002. Australia has also enacted a PPSA which is scheduled to come into force in early 2012. The new edition of the book will also include some reference to Australian legislation for comparative purposes and to the extent it contributes to the discussion on issues arising in New Zealand. In my view, an updated edition of the book will appeal to the New Zealand market as well as the Australian market (although please see the market research info at 11 below). This book's unique selling point is its conceptual approach rather than the section by section analysis and commentary which prevails in other publications dealing with the PPSA as a subject matter. The conceptual approach brings relevant issues together which is helpful. Several practitioners in Australia have commented that due to the conceptual approach, they recommend this book as the book to start with when learning about the changes brought by the PPSA. The structure of the current text is unlikely to change as the developments in the law will generally be accommodated within the existing chapters. However there are some emerging issues that might be dealt with better in separate chapters, so additional chapters may be included.
Australia
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Author : International Monetary Fund
language : en
Publisher: International Monetary Fund
Release Date : 2012-11-21
Australia written by International Monetary Fund and has been published by International Monetary Fund this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012-11-21 with Business & Economics categories.
The Australian legal and regulatory framework for securities markets exhibits a high level of compliance with the International Organization of Securities Commissions (IOSCO) Principles. A few remaining concerns need to be resolved, including some identified in the 2006 assessment. Australian Securities and Investments Commission’s (ASIC) operational independence and sufficiency of resources are overarching concerns which impair its ability to discharge its supervisory functions adequately and effectively across the entire regulated population.
Securities Law In New Zealand
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Author : Victoria Stace
language : en
Publisher:
Release Date : 2010
Securities Law In New Zealand written by Victoria Stace and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2010 with Securities categories.
New Zealand's securities law has developed significantly over the past 20 years. SECURITIES LAW IN NEW ZEALAND examines these developments and puts them into context. The first textbook in over 20 years to comprehensively deal with securities law as a standalone topic. Includes the most recent changes to the law including the changes wrought by the new financial advisers and financial service providers regime. Outlines the powers of the new Financial Markets Authority. Explains the prudential supervision for finance companies and insurers. Examines the Ministry of Economic Development's pending reforms of the Securities Act. Explains the background to and purpose of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009, as well as describing the customer due diligence and other obligations to be imposed by that Act.
Australian Corporations And Securities Legislation 2015
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Author : Australia
language : en
Publisher:
Release Date : 2015
Australian Corporations And Securities Legislation 2015 written by Australia and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015 with Corporation law categories.