Securities Regulation Series
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Securities Regulation Series
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Author :
language : en
Publisher:
Release Date : 1977
Securities Regulation Series written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1977 with Securities categories.
Securities And Federal Corporate Law
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Author : Harold S. Bloomenthal
language : en
Publisher: West Group Publishing
Release Date : 1998
Securities And Federal Corporate Law written by Harold S. Bloomenthal and has been published by West Group Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with Business & Economics categories.
Principles Of Securities Regulation
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Author : Thomas Lee Hazen
language : en
Publisher: West Academic Publishing
Release Date : 2009
Principles Of Securities Regulation written by Thomas Lee Hazen and has been published by West Academic Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009 with Electronic books categories.
Hazen's Principles of Securities Regulation provides authoritative coverage of the most recent developments in securities regulation in an accessible format. Topics include: The registration process Exemptions Corporate recapitalizations, reorganizations, and mergers Market manipulation Liabilities Securities Exchange Act of 1934 Jurisdictional aspects Broker-dealer regulation and the new Financial Industry Regulatory Authority Regulation of investment companies
Securities Regulation
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Author : James D. Cox
language : en
Publisher: Aspen Publishing
Release Date : 2021-10-31
Securities Regulation written by James D. Cox and has been published by Aspen Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021-10-31 with Law categories.
Buy a new version of this textbook and receive access to the Connected eBook on CasebookConnect, including: lifetime access to the online ebook with highlight, annotation, and search capabilities, plus an outline tool and other helpful resources. Connected eBooks provide what you need most to be successful in your law school classes. Learn more about Connected eBooks. The Tenth Edition of Securities Regulation: Cases and Materials encompasses the sea changes that have recently occurred in the securities laws and capital markets, brought about by both SEC rulemaking and shifts in underwriting practices. The casebook carries forward its long-held standard of providing students with an in-depth, sophisticated, practical look at contemporary securities law. As it has since its first edition, this volume contains a highly teachable mix of problems, cases, and textual material, encouraging students to build their knowledge base by being active problem-solvers. Always forward-thinking, stressing current developments and controversies, the book is also highly modular, so that professors can easily pick and choose how to structure their courses without being locked into any given progression. New to the Tenth Edition: Developments involving cryptocurrencies and coin offerings Commentary on market developments such as issues arising with the retailization of trading markets The SEC’s procedures for direct listings and the regulatory issues surrounding the explosion of SPACs The sweeping November 2020 reforms to the issuer transaction exemptions from registration, and the new standards for evaluating whether offerings will be integrated The Supreme Court’s most recent Goldman Sachs decision addressing fraud on the market Coverage of several developments affecting the SEC’s enforcement powers The SEC’s new rules for proxy advisory services and shareholder proposals Where the law stands today regarding the obligations of broker-dealers in the wake of Regulation Best Interest Professors and students will benefit from: The book’s highly modular organization, enabling different teaching formats and coverage Extensive use of problems that build student awareness of the fundamentals, with directions in the Teacher’s Manual on how best to teach them Concise notes that introduce the reader to both theory and real-life practice issues A book that is always up-to-date and on the cutting edge
United States Securities Law
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Author : James M. Bartos
language : en
Publisher: Kluwer Law International B.V.
Release Date : 2006-01-01
United States Securities Law written by James M. Bartos and has been published by Kluwer Law International B.V. this book supported file pdf, txt, epub, kindle and other format this book has been release on 2006-01-01 with Law categories.
Capital raising, mergers and acquisitions and securities trading around the world often involve some connection with the United States and implicate the US securities laws. United States Securities Law: A Practical Guide ,offers a concise overview of US securities laws from the perspective of a non-US participant. It is written not only for lawyers but for managers, bankers and others with an interest in the topic. This new edition has been significantly updated and expanded, including for the SEC's recent offering reforms and corporate governance developments. Praise for the Second Edition: This book has been a valuable resource in effectively counselling my company in the intricacies of SEC regulation. Jim, with his many years of counselling foreign issuers out of his firms London office, writes with a perspective that is particularly relevant to the needs of foreign companies listed on US exchanges. George Miller, Executive Vice President and General Counsel, Novartis Corporation. A well written and useful primer for those looking for quick, practical answers to real life questions or who wish to understand better the background and rationale to US securities law and regulation. Leland Goss, Managing Director, Credit Suisse. This book really is a practical guide to the US securities laws. It does a great job of explaining the rules and regulations in a way that can be understood by readers that are not themselves US securities lawyers. Peter Castellon, Director andamp; Counsel, Citigroup Corporate andamp; Investment Banking.
Securities Regulation
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Author : Alan R. Palmiter
language : en
Publisher: Aspen Publishers
Release Date : 2002
Securities Regulation written by Alan R. Palmiter and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 2002 with Securities categories.
When students discover SECURITIES REGULATION: Examples & Explanations, they have finally located a study guide that illustrates the practical applications of the law. When instructors examine this powerful paperback, they recognize the work of an outstanding scholar with a gift for bringing synthesis and insight to a traditionally difficult area. Now, For its Second Edition, this consise guide continues to offer fully updated coverage in the effective format that has earned so many loyal users: provides an overview of the key concepts of Securities Regulation and discusses the complex law that regulate them uses numerous events, such as the initial public offering of Microsoft stock And The emergence of securities trading and disclosure on the Internet reviews the International approach to Securities Regulation to mirror the realities of practice reinforces learning through carefully chosen examples and explanations Completely revised for its Second Edition, The text now features: new coverage of the Internet and its effect on Securities Regulation complete updating of the law, including recent court cases and SEC releases and rules stylistic changes to conform To The SEC's highly successful 'plain English' initiative
Principles And Practice Of Securities Regulations In Singapore
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Author : Hans Tjio
language : en
Publisher:
Release Date : 2017
Principles And Practice Of Securities Regulations In Singapore written by Hans Tjio and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017 with Securities categories.
Securities Regulation
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Author : James D. Cox
language : en
Publisher: Aspen Publishing
Release Date : 2019-11-11
Securities Regulation written by James D. Cox and has been published by Aspen Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2019-11-11 with Law categories.
The Ninth Edition of Securities Regulation: Cases and Materials brings onboard two new co-authors—Ann Lipton and William Sjostrom—to a casebook that has long set the standard for providing students with an in-depth, sophisticated, practical look at contemporary securities law. As it has since its first edition, Securities Regulation: Cases and Materials contains a very teachable mix of problems, cases, and textual material, encouraging students to build their knowledge base by being active problem-solvers. Always forward-thinking, stressing current developments and controversies, the book is also highly modular, so that professors can easily pick and choose how to structure their courses without being locked into any given progression. New to the Ninth Edition: Coverage of “cryptocurrencies” and coin offerings Commentary on market developments such as indexing and algorithmic trading A tighter set of problems and materials on gun-jumping under Section 5 The SEC’s latest reforms of Regulation D and the intrastate offering exemption Spotify and the trend toward direct listings as a way of going public Coverage of Supreme Court decisions from the last three years, including Lorenzo, Salman, Cyan, Lucia, and Kokesh, as well as important lower court cases The SEC broker-dealer proposal (and perhaps adoption) of Regulation Best Interest Professors and students will benefit from: The book’s highly modular organization, enabling different teaching formats and coverage Concise notes that introduce the reader to both theory and real-life practice issues A book that is always up to date and on the cutting edge
Securities Law Handbook A Comprehensive Overview Of The Law Of Securities Regulation Plus Recent Developments
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Author : Harold S. Bloomenthal
language : en
Publisher:
Release Date : 1989
Securities Law Handbook A Comprehensive Overview Of The Law Of Securities Regulation Plus Recent Developments written by Harold S. Bloomenthal and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1989 with Corporation law categories.
Securities Regulation In A Nutshell
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Author : Thomas Lee Hazen
language : en
Publisher: West Academic Publishing
Release Date : 2009
Securities Regulation In A Nutshell written by Thomas Lee Hazen and has been published by West Academic Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009 with Electronic books categories.
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, securities businesses, and investment companies. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Securities and Exchange Commission's 1933 Act offering reform, the new Financial Industry Regulatory Authority, credit rating agencies, and changes to the New York Stock Exchange specialist system.
