The Mechanics And Regulation Of Market Abuse
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The Mechanics And Regulation Of Market Abuse
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Author : Emilios Avgouleas
language : en
Publisher: Oxford University Press on Demand
Release Date : 2005
The Mechanics And Regulation Of Market Abuse written by Emilios Avgouleas and has been published by Oxford University Press on Demand this book supported file pdf, txt, epub, kindle and other format this book has been release on 2005 with Business & Economics categories.
Economic theory indicates that financial markets play a prominent role to the efficient allocation of resources in the modern world. Financial markets can fulfil this role if they enjoy the confidence of investors and are free of abuse. The financial frauds associated with the collapse of Enron and the major crises in world leading corporations such as WorldCom, Adelphia, Tyco, and the 'Wall Street financial scandals' have shown that fraud, manipulation, and insider dealing retain a catastrophic presence in modern financial markets. Proper deterrence of market abuse is necessary not only for the effective operation of modern financial markets, but also for regaining investor confidence. This book analyses the mechanics and regulation of two of the most harmful market practices in the modern financial world: insider dealing and market manipulation, which together comprise the offence of market abuse. Avgouleas examines the UK and EC regimes from an interdisciplinary perspective, also making extensive and critical use of US case law. He emphasizes the economic analysis of anti-fraud manipulation regulations and their effects upon market welfare and explores the possible deterrent benefits of civil law remedies.
Market Abuse Regulation In South Africa The United States Of America And The United Kingdom
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Author : Howard Chitimira
language : en
Publisher: Vernon Press
Release Date : 2018-04-01
Market Abuse Regulation In South Africa The United States Of America And The United Kingdom written by Howard Chitimira and has been published by Vernon Press this book supported file pdf, txt, epub, kindle and other format this book has been release on 2018-04-01 with Law categories.
This book provides a concise comparison of the regulation and enforcement of the anti-market abuse laws (insider trading and market manipulation) in South Africa, the United States of America (USA) and United Kingdom (UK). Bringing together a number of previously published articles, the book provides a novel discussion of the challenges associated with the enforcement of market abuse laws in both developing countries such as South Africa and developed ones such as the USA and the UK. This is primarily done to examine and expose the current strengths and weaknesses of market abuse laws in relation to certain aspects of the corporate, securities and financial markets environments in South Africa, the USA and the UK. Accordingly, chapters two to five of the book unpack the regulation and enforcement of market abuse laws in South Africa and the USA in a comparative perspective. Thereafter, chapters six to eight of the book discuss the regulation and enforcement of market abuse laws (Financial Markets Act 19 of 2012) and other related statutes in South Africa and the UK. The book proposes some measures that could be utilised to enhance the enforcement of anti-market laws in South Africa, USA and the UK. New market abuse-related challenges that occurred during the global financial crisis are also briefly discussed. The book further provides a relatively adequate overview of the comparative analysis of the regulation of market abuse in South Africa versus two key developed and respected jurisdictions, namely, the USA and the UK. Accordingly, it is hoped that the book can aid regulatory authorities, financial market participants, academics, students and other interested readers to understand market abuse offences and possible measures that could be employed to combat such offences.
Market Abuse And Insider Dealing
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Author : Barry Alexander K. Rider
language : en
Publisher: Bloomsbury Professional
Release Date : 2009
Market Abuse And Insider Dealing written by Barry Alexander K. Rider and has been published by Bloomsbury Professional this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009 with Business & Economics categories.
Completely revised and restructured, the second edition of Market Abuse and Insider Trading defines the nature of insider trading in the UK, examining the crimes of market abuse and insider dealing as well as other fraud-related offenses, focusing on the responsibilities of those engaged in compliance, as well as those who fall within the scope of prohibitions. New chapters include the UK's Financial Services Authority investigations, anti-money laundering law and compliance, as well as new material covering disclosure and reporting of transactions and suspicions, and general Islamic finance aspects.
Market Abuse Regulation
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Author : Edward J. Swan
language : en
Publisher: Oxford University Press, USA
Release Date : 2006
Market Abuse Regulation written by Edward J. Swan and has been published by Oxford University Press, USA this book supported file pdf, txt, epub, kindle and other format this book has been release on 2006 with Financial services industry categories.
Grace Kelly and Ray Milland star in Alfred Hitchcock's classic thriller adapted from the play by Frederick Knott. Former tennis pro Tony Wendice (Milland) hatches a cunning plot to get rid of his socialite wife, Margot (Kelly), when he discovers that she has been having an affair with author Mark Halliday (Robert Cummings). Wendice blackmails a corrupt former schoolmate into murdering her, but the man bungles the job, and Margot, having killed her would-be assailant in self-defence, then finds herself under suspicion of premeditated murder...
Market Abuse Regulation
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Author : Marco Ventoruzzo
language : en
Publisher: Oxford University Press, USA
Release Date : 2022-03
Market Abuse Regulation written by Marco Ventoruzzo and has been published by Oxford University Press, USA this book supported file pdf, txt, epub, kindle and other format this book has been release on 2022-03 with categories.
This revised edition analyses the European market abuse regime contained in the Market Abuse Regulation and related directives and regulations, and has been updated and expanded to reflect the impact of new developments in legislation and case law following the implementation of the Regulation.
What Is Market Manipulation
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Author : Andri Fannar Bergþórsson
language : en
Publisher: BRILL
Release Date : 2018-08-13
What Is Market Manipulation written by Andri Fannar Bergþórsson and has been published by BRILL this book supported file pdf, txt, epub, kindle and other format this book has been release on 2018-08-13 with Business & Economics categories.
In What Is Market manipulation? Dr. Andri Fannar Bergþórsson offers unique insight to and an interpretation of the concept of market manipulation as described in the 2014 Market Abuse Regulation (MAR) from the European Union.
Market Abuse And Insider Dealing
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Author : Barry Alexander K. Rider
language : en
Publisher: Bloomsbury Professional
Release Date : 2002-01-01
Market Abuse And Insider Dealing written by Barry Alexander K. Rider and has been published by Bloomsbury Professional this book supported file pdf, txt, epub, kindle and other format this book has been release on 2002-01-01 with Law categories.
"Market Abuse and Insider Dealing defines the nature of insider dealing and takes account of the abuse of privileged information, market manipulation and sharp practices."
Market Manipulation And Insider Trading
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Author : Ester Herlin-Karnell
language : en
Publisher: Bloomsbury Publishing
Release Date : 2019-09-19
Market Manipulation And Insider Trading written by Ester Herlin-Karnell and has been published by Bloomsbury Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2019-09-19 with Law categories.
The European Union regime for fighting market manipulation and insider trading – commonly referred to as market abuse – was significantly reshuffled in the wake of the financial crisis of 2007/2008 and new legal instruments to fight market abuse were eventually adopted in 2014. In this monograph the authors identify the association between the financial crisis and market abuse, critically consider the legislative, policy and enforcement responses in the European Union, and contrast them with the approaches adopted by the United States of America and the United Kingdom respectively. The aftermath of the financial crisis, ongoing security concerns and increased legislation and policy responses to the fight against irregularities and market failures demonstrate that we need to understand, in context, the regulatory responses taken in this area. Specifically, the book investigates how the regulatory responses have changed over time since the start of the financial crisis. Market Manipulation and Insider Trading places the fight against market abuse in the broader framework of the fight against white collar crime and also considers some associated questions in order to better understand the contemporary market abuse regime.
A Practitioner S Guide To The Law And Regulation Of Market Abuse
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Author : Karen Anderson
language : en
Publisher:
Release Date : 2017
A Practitioner S Guide To The Law And Regulation Of Market Abuse written by Karen Anderson and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017 with Capital market categories.
A Practitioner's Guide to the Law and Regulation of Market Abuse covers all aspects of the law and regulation relating to market abuse in the UK. The focus of the book is to explain how the market abuse regime operates in practice. This second edition is fully revised and updated to cover the new EU Market Abuse Regulation (MAR) and Directive on Criminal Sanctions for Market Abuse
Market Abuse Enforcement Practice And Procedure
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Author : Stuart Bazley
language : en
Publisher: Bloomsbury Publishing
Release Date : 2013-02-28
Market Abuse Enforcement Practice And Procedure written by Stuart Bazley and has been published by Bloomsbury Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2013-02-28 with Business & Economics categories.
This new title is concerned with the interplay between the Financial Services Authority's ('FSA') statutory powers to impose administrative law sanctions on persons that have engaged in abuse in the financial markets and the statutory system of Tribunal accountability provided by the Financial Services and Markets Act 2000 ('the Act'). It provides a thorough analysis and assessment of both the law of market abuse and the operation of the Financial Services and Markets Tribunal ('FSMT') and the Upper Tribunal (Tax and Chancery) ('UT') following the implementation of the Tribunal, Courts and Enforcement Act 2007 in April 2010 when as part of an improved and unified system of statutory Tribunals the functions of the FSMT were transferred to the UT. This book captures the resulting changes to the Tribunal's governance and rules of procedure. It sets out to question whether the Tribunal has effectively held the FSA's enforcement decision making to account and whether its individual case decision making has provided a wider contribution to the law on market abuse. Includes: An historical analysis of the law concerning market manipulation and insider dealing regulation; Explores the relationship between the statutory definitions of behaviour constituting market abuse and the source of the FSA's enforcement powers together with those policy issues that shape how such powers are deployed; A general analysis of concepts of accountability allowing an appreciation of the framework of accountability within the Act as well as the benefits and deficiencies of accountability provided by the Courts when compared to those provided by a specialist Tribunal.