The Regulation Of Securities Offerings
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The Regulation Of Securities Offerings
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1998
The Regulation Of Securities Offerings written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with Securities categories.
The Regulation Of Securities Offerings In China
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Author : (Robin) Hui Huang
language : en
Publisher:
Release Date : 2015
The Regulation Of Securities Offerings In China written by (Robin) Hui Huang and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015 with categories.
The aim of this paper is to critically examine China's regulation for securities offerings in light of the recent financial global crisis and, based on these findings, make policy recommendations for future reform. The Chinese regulatory regime contains the key element of merits review, apart from disclosure requirements akin to those found in many other jurisdictions. This paper shows that China's merits-based regulation suffers from a number of serious problems affecting the efficacy of the securities market. But the author argues against the idea of an immediate switch for China to the disclosure-based regulation, taking into account the weaknesses of the disclosure-based regulation, as evidenced in the recent global financial crisis, as well as its compatibility with the local conditions in China. It is submitted that while merit regulation may be anachronistic for advanced economies, the same cannot be said of emerging markets like China at least in the short run. Apart from its theoretical value in informing debate on the model of securities regulation, this paper is also of practical significance to foreigners who contract with or invest in Chinese listed companies.
U S Regulation Of The International Securities And Derivatives Markets 12th Edition
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Author : Greene et al.
language : en
Publisher: Wolters Kluwer
Release Date : 2017-05-17
U S Regulation Of The International Securities And Derivatives Markets 12th Edition written by Greene et al. and has been published by Wolters Kluwer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017-05-17 with Business & Economics categories.
Securities Regulations
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Author : Alan R. Palmiter
language : en
Publisher: Aspen Publishers
Release Date : 1998
Securities Regulations written by Alan R. Palmiter and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with Business & Economics categories.
Noted author Alan Palmiter sends a lifeboat to students of Securities Regulation in this carefully-crafted study guide. In the highly-regarded style of the Examples & Explanations Series that instructors know they can trust, Palmiter provides textual overviews of the key concepts of the course, followed by examples to test student understanding, and suggested answers To The examples. SECURITIES REGULATION: Examples and Explanations opens with an overview of Securities Markets and Regulation And The Definition of a Security, followed by coverage of: Materiality Registration of Securities Offerings Exemptions from Securities Act Registration Securities Act Liability Secondary and other Post-Offering Distributions Securities Exchange Act of 1934 Rule 10b-5 Insider Trading SEC Enforcement Palmiter also covers topics that sometimes receive cursory attention in class but are important on exams and in practice: Regulation of Securities Professionals U.S. Regulation of Cross-Border Securities Transactions Many of the examples and explanations in the book are drawn from newsworthy events, such as: the initial public offering of Microsoft in 1986 the recent emergence of internet trading a famous securities fraud case that bounced its way To The Supreme Court on a number of occasions With its timely examples, illuminating text, and proven effective format, SECURITIES REGULATION: Examples and Explanations makes it easier for students to learn -- and instructors to teach -- this important but difficult subject.
Securities Regulations And Their Effects On Small Businesses
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Author : Rosa Maria Moller
language : en
Publisher: DIANE Publishing
Release Date : 2001-07
Securities Regulations And Their Effects On Small Businesses written by Rosa Maria Moller and has been published by DIANE Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2001-07 with categories.
Describes the regulatory process for private and public securities offerings, emphasizing the impact on small business (SB). Chapters: legal structure for the oversight of offerings and sale of securities; the process by which SB raise capital through private or public markets; evaluation of state merit review regulatory systems; blue-sky laws; merit review vs. full disclosure systems; 5 ways to evaluate merit review systems; Cal. securities registration system; offerings qualified by the Dept. of Corp.; effects of the Cal. merit review system on Cal. bus.; policy options; eliminate or improve the merit review system; change reg1s.; and cooperate with other States and NASAA1s efforts towards uniformity.
International Securities Law And Regulation
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Author : Dennis Campbell
language : en
Publisher: BRILL
Release Date : 2021-09-13
International Securities Law And Regulation written by Dennis Campbell and has been published by BRILL this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021-09-13 with Law categories.
With this valuable text securities lawyers from the world's major trading nations offer valuable insights into the workings and legal underpinnings of global securities markets. They examine listing requirements for various stock exchanges and markets, the globalization of mutual funds, the impact of offshore funds, Internet and public offerings, planning and distribution of private securities, requirements for public offerings, disclosure and compliance requirements across international markets, and a great deal more. Published under the Transnational Publishers imprint.
Corporate Finance And The Securities Laws 6th Edition
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Author : Johnson, McLaughlin, and Haueter
language : en
Publisher: Wolters Kluwer
Release Date : 2019-12-10
Corporate Finance And The Securities Laws 6th Edition written by Johnson, McLaughlin, and Haueter and has been published by Wolters Kluwer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2019-12-10 with Corporations categories.
Corporate Finance and the Securities Laws has been winning over practitioners with its clear "how to do it" approach ever since its publication in 1990. This acclaimed guide is now completely updated in this Sixth Edition to help you meet the challenges of raising capital in today's increasingly regulated marketplace. Written in plain English by two top experts in the field - each with literally hundreds of successful deals under his belt, Corporate Finance and the Securities Laws is the "go to" resource which explains the mechanics of corporate finance together with the statutes that govern each type of deal. You'll receive expert corporate finance analysis, procedural guidance, and practical securities law pointers every step of the way to help you Structure all types of corporate finance deals - from public, private, and offshore offerings to corporate debt restructurings, commercial paper programs, raising capital, and asset-based securities transactions Root out problems before corporate finance deals are put in motion, with heads-up input on securities law prohibited practices, potential liabilities, conflicts of interest, due diligence concerns, and other red-flag issues Shepherd transactions through the corporate finance regulatory process with a clear understanding of applicable statutes and their implications in real-life situations Know what to do when securities law problems crop up - and find clear answers to the countless questions that develop in the course of a corporate finance deal Close deals, raising capital in a timely manner and work shoulder to shoulder with clients to accomplish your corporate finance objectives
Securities
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Author : William M. Prifti
language : en
Publisher:
Release Date : 2001
Securities written by William M. Prifti and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2001 with Securities categories.
Offerings Of Asset Backed Securities 4th Edition
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Author : Auerbach, Sweet
language : en
Publisher: Wolters Kluwer
Release Date : 2018-12-20
Offerings Of Asset Backed Securities 4th Edition written by Auerbach, Sweet and has been published by Wolters Kluwer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2018-12-20 with Business & Economics categories.
Regulation AB has made a tremendous impact on the asset-backed securities markets. Where only imprecise, interpretive regulation previously existed, the new Regulation and related rules changes have imposed an extensive array of disclosure requirements. presents the only detailed guidance on the recently adopted securities offering reform rules and their effect on asset-backed securities offerings. It is the first genuine practice manual for this area of the law, covering the critical issues that arise in all relevant areas, including: securities law, tax, bankruptcy, accounting, and more. Offerings of Asset-Backed Securities, Fourth Edition tells you how to do asset-backed deals from a very practical perspective. It does not concern itself with legal theory. Instead, this unique resource focuses on real-world know-how, delivering: A step-by-step approach to spotting issues and solving problems Practical, transaction-oriented advice from the perspective of experienced practitioners Insights into specific issues that frequently arise in transactions Solutions to common problems Includes "issue-spotting" checklists and other formatting tools to ensure that this resource serves as a reliable, quick reference. Offerings of Asset-Backed Securities, Fourth Edition is the only practical, accessible, easy-to-use guide to the new SEC rules and the key issues associated with structuring and executing securitization transactions. Previous Edition: Offerings of Asset-Backed Securities, Third Edition, ISBN 9781454874201
Securities Regulation
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Author : Alan R. Palmiter
language : en
Publisher:
Release Date : 2005
Securities Regulation written by Alan R. Palmiter and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2005 with Business & Economics categories.
Students depend on Securities Regulation: Examples & Explanations because it gives them what they need: - coverage of key concepts, such as public offerings, exemptions from registration, liability in securities offerings, materiality, definition of security, securities fraud, insider trading, SEC enforcement, and cross-border regulation - Examples and Explanations approach that reinforces learning by combining textual material with well-written examples, questions, and explanations - assistance in navigating a complex subject, beginning with clear delineations of the basic concepts of securities regulation and then applying the concepts in specific areas - numerous examples drawn from newsworthy events - content corresponds to the topics in the leading casebooks - sound and logical organization moves from major themes to specifics - clear and straightforward writing style The Third Edition keeps pace with developments in the law: - Sarbanes-Oxley Act with comprehensive overview and developments, including new problems - new SEC rules on expanded risk disclosure, company certifications, and lawyer up the ladder reporting - new material on IPO abuses: spinning, flipping, gun-jumping - new NYSE and NASDAQ rules on corporate governance listing standards and stock analysts - new and updated cases - new and revised examples