The Role And Character Of Law In Financial Markets
DOWNLOAD
Download The Role And Character Of Law In Financial Markets PDF/ePub or read online books in Mobi eBooks. Click Download or Read Online button to get The Role And Character Of Law In Financial Markets book now. This website allows unlimited access to, at the time of writing, more than 1.5 million titles, including hundreds of thousands of titles in various foreign languages. If the content not found or just blank you must refresh this page
The Role And Character Of Law In Financial Markets
DOWNLOAD
Author : Jennie Robinson
language : en
Publisher: GRIN Verlag
Release Date : 2018-07-10
The Role And Character Of Law In Financial Markets written by Jennie Robinson and has been published by GRIN Verlag this book supported file pdf, txt, epub, kindle and other format this book has been release on 2018-07-10 with Business & Economics categories.
Submitted Assignment from the year 2015 in the subject Economics - Finance, grade: 65.00, School of Oriental and African Studies, University of London (CEFIMS), course: Financial Law, language: English, abstract: Before the 2008-2009 global financial crisis, law was a necessary tool for financial markets. English financial law represents “the entire body of legal rules that govern and regulate financial markets, financial assets and financial transactions under the law of England and Wales”. It is classified as “a sub-species of English commercial law, which is heavily influenced by English common law”. According to Ellinger et al., « in order to safeguard the stability of the banking system, a degree of regulation and supervision needs to be imposed on banks themselves ». In this context, the United Kingdom passed the Financial Services and Markets Act 2000, which authorized the Financial Services Authorities to become « a super-regulator , having responsibility for the regulation and supervision of the whole financial services sector ». However, this regulatory system was not suited for adressing the difficulties the banks were going into during the global financial crisis of 2008-2009. After the crisis, law and regulation's role shifted to provide more protection for financial stability and for the prevention of any misconducts. The Banking Act 2009 was going to fill the gap in « dealing with pre-insolvency 'stabilization' and with banking insolvency and administration ». And a year later, the Financial Services Act 2010 was given the role of « strengthening the powers of the FSA and giving it a 'financial stability' objective. In this paper, we are going to critically discuss the different views on the role of law and finance before and after the financial crises areas.
Research Handbook On Global Capital Markets Law
DOWNLOAD
Author : Iris H.-Y. Chiu
language : en
Publisher: Edward Elgar Publishing
Release Date : 2023-06-01
Research Handbook On Global Capital Markets Law written by Iris H.-Y. Chiu and has been published by Edward Elgar Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2023-06-01 with Law categories.
This Research Handbook is a one-stop resource on global capital markets and the laws that regulate them. Featuring contributions from leading global experts, the Research Handbook delves into a range of issues including investment products such as equity finance; sustainable finance; fintech; impact investing; and private equity. It also provides analysis on institutional and procedural issues such as large and small companies' capital formation, the roles of institutional shareholders and information providers, and the practices and regulation of financial trading markets.
Law And Corporate Finance
DOWNLOAD
Author : Frank B. Cross
language : en
Publisher: Edward Elgar Publishing
Release Date : 2007-01-01
Law And Corporate Finance written by Frank B. Cross and has been published by Edward Elgar Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2007-01-01 with Business & Economics categories.
The authors examine the role of the law in developing large financial markets necessary for national economic success. They discuss the basic foundational law of contracts, property and tort, corporate law, and securities law, providing both a broad theoretical and empirical case for its value in financial markets.
The Random Character Of Stock Market Prices
DOWNLOAD
Author : Paul H. Cootner
language : en
Publisher: MIT Press (MA)
Release Date : 1967
The Random Character Of Stock Market Prices written by Paul H. Cootner and has been published by MIT Press (MA) this book supported file pdf, txt, epub, kindle and other format this book has been release on 1967 with Probabilities categories.
Financial Markets And Exchanges Law
DOWNLOAD
Author : Michael Blair
language : en
Publisher: Oxford University Press, USA
Release Date : 2021
Financial Markets And Exchanges Law written by Michael Blair and has been published by Oxford University Press, USA this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021 with Law categories.
This third edition of the leading book on the regulation of financial market infrastructure has been updated to include analysis of MiFID II and MiFIR, and considers the impact of FinTech on the financial markets.
Law Reform And Financial Markets
DOWNLOAD
Author : Kern Alexander
language : en
Publisher: Edward Elgar Pub
Release Date : 2011
Law Reform And Financial Markets written by Kern Alexander and has been published by Edward Elgar Pub this book supported file pdf, txt, epub, kindle and other format this book has been release on 2011 with Business & Economics categories.
This edited collection reflects recent developments, including the EU institutional reforms and the Dodd-Frank Act 2010. The different contributions adopt a range of theoretical, contextual and substantive perspectives, examine different domestic, regional and international contexts and assess public and private law frameworks in considering how legal and regulatory reforms can be most effectively designed for strong financial markets.
Capital Markets Law And Compliance
DOWNLOAD
Author : Paul Nelson
language : en
Publisher: Cambridge University Press
Release Date : 2012-02-22
Capital Markets Law And Compliance written by Paul Nelson and has been published by Cambridge University Press this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012-02-22 with Law categories.
The Markets in Financial Instruments Directive (MiFID) is a detailed re-writing of the regulation of capital markets. To the extent those rules permit, the Financial Services Authority (FSA) is also introducing high-level 'principles-based regulation'. In response to this, Paul Nelson presents practical guidance on the regulation of the capital markets, ranging from new issues and IPOs to investment banking, broker-dealing and asset management. All laws and rules relevant to the regulation of the capital markets are explained and put into context within the economic operation of markets, institutions and products, the European Single Market, the FSA's policies and objectives, the historical evolution of the regulations and the general civil and criminal law. Drawing on 30 years' experience as a practitioner, and referring to a vast range of supporting materials, the author provides an insightful analysis and critique of the rules, the rule makers and the institutions.
Financial Markets In Europe
DOWNLOAD
Author : Mads Tønnesson Andenæs
language : en
Publisher:
Release Date : 2003
Financial Markets In Europe written by Mads Tønnesson Andenæs and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003 with Financial services industry categories.
Despite the high hopes for EU-wide financial stability invested in the European Economic and Monetary Union, it is becoming more and more evident that the limited supervisory role of the European Central Bank has added to an already overcomplicated situation. Although European regulatory competences are now increasingly formalised through detailed rule-making, they remain broad and widely discretionary. It is still the many different national authorities that are regulating or supervising banks and other financial institutions. The root issue'what is the relationship between an effective European supervisor and the supervisory functions that remain at the Member State level?'has not yet been adequately addressed. The essays in this important book ask the question: Given that there is no viable political structure to support an international regulator of financial markets, what can lead to regulatory change in Europe? The authors demonstrate convincingly that if this question is not answered soon'and especially if the reality of the need for regulation to avert international financial crises is not faced squarely'then we will continue to experience panic-stricken short-term responses to repeated crises. Among the core issues of relevance analysed in the book are the following: the increase in systemic risk that accompanies the introduction of the Euro; the inability of mere cooperation between national authorities to handle crises; the European Central Bank as an organisational model for the development of a single European regulator; the persistence of a traditional national character in surrounding areas of law such as contract law and company law; the heretofore intractable problem of the double burden of having to follow more than one set of national rules; and, the apparent inertia of major business players, in spite of the obvious benefits for them of EU level regulation. Financial Markets in Europe offers a large and welcome measure of clear thinking to the entire professional community'regulators, bankers, scholars, insurance professionals, securities managers'engaged in the complex field of activity guided by monetary policy and supervision of financial markets. Because it raises broad issues and perspectives for a globalised world, it will be of value not only in Europe but to financial services specialists everywhere.
Financial Markets And Exchanges Law
DOWNLOAD
Author : Michael Blair
language : en
Publisher:
Release Date : 2012
Financial Markets And Exchanges Law written by Michael Blair and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012 with categories.
This work is essential for banking and investment business legal practitioners and provides an invaluable reference source on current on and off-exchange market trading and regulatory issues, in the banking, investment and derivatives fields. The book provides a comprehensive and authoritative analysis on the regulation of financial markets and market infrastructure. It focuses on stock markets and exchanges, associated trading, clearing, and settlement, and on payment systems, set in their historical and current contexts. The new edition includes updated content in light of all of the recent c.
Bank Based And Market Based Financial Systems
DOWNLOAD
Author : Asl? Demirgüç-Kunt
language : en
Publisher: World Bank Publications
Release Date : 1999
Bank Based And Market Based Financial Systems written by Asl? Demirgüç-Kunt and has been published by World Bank Publications this book supported file pdf, txt, epub, kindle and other format this book has been release on 1999 with Bancos categories.