The Sarbanes Oxley Act


The Sarbanes Oxley Act
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The Practitioner S Guide To The Sarbanes Oxley Act


The Practitioner S Guide To The Sarbanes Oxley Act
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Author : John J. Huber
language : en
Publisher: American Bar Association
Release Date : 2004

The Practitioner S Guide To The Sarbanes Oxley Act written by John J. Huber and has been published by American Bar Association this book supported file pdf, txt, epub, kindle and other format this book has been release on 2004 with Corporate governance categories.




The Sarbanes Oxley Act


The Sarbanes Oxley Act
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Author : Michael F. Holt
language : en
Publisher: Butterworth-Heinemann
Release Date : 2007-11-16

The Sarbanes Oxley Act written by Michael F. Holt and has been published by Butterworth-Heinemann this book supported file pdf, txt, epub, kindle and other format this book has been release on 2007-11-16 with Business & Economics categories.


The Sarbannes-Oxley Act (SOX) is a mandatory requirement for all listed corporations in the US, whether foreign or not. Compliance is not an option. Other countries are developing similar legislation so the books value is international in scope. SOX is a hot topic and the effects are just beginning to be felt world-wide. This new book goes beyond the implementation phase of SOX and looks at the reaction to the Act in terms of costs, benefits and business impacts. This book is for Senior Managers in the Business and Financial/Accounting Communities who want/need to know what the reaction of business and government is to the SOX legislation, what it is costing and how the effects are penetrating through the business environment. Mike Holt presents a comprehensive review of the impact that Sarbanes-Oxley legislation has had on business, the financial community, governments and the public since its inception in 2002. The Sarbanes-Oxley Act has been somewhat successful, but not completely and the cost (well over a trillion dollars) might be considered too high a price to pay for the gains. This book takes a hard look at the costs, benefits and other impacts as well as at what influential and prominent financial, government and business leaders think about it now. * International in scope and content and including interviews with prominent business leaders, CEOs and CFOs of large and small corporations. * Compliance with The Sarbanes-Oxley Act is now mandatory for every listed US corporation and overseas corporations listed on US stock markets. * Covers the reaction of business and government to this legislation, what it is costing and how the effects are penetrating through the business environment.



Sarbanes Oxley It Compliance Using Open Source Tools


Sarbanes Oxley It Compliance Using Open Source Tools
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Author : Christian B Lahti
language : en
Publisher: Elsevier
Release Date : 2007-12-19

Sarbanes Oxley It Compliance Using Open Source Tools written by Christian B Lahti and has been published by Elsevier this book supported file pdf, txt, epub, kindle and other format this book has been release on 2007-12-19 with Computers categories.


The Sarbanes-Oxley Act (officially titled the Public Company Accounting Reform and Investor Protection Act of 2002), signed into law on 30 July 2002 by President Bush, is considered the most significant change to federal securities laws in the United States since the New Deal. It came in the wake of a series of corporate financial scandals, including those affecting Enron, Arthur Andersen, and WorldCom. The law is named after Senator Paul Sarbanes and Representative Michael G. Oxley. It was approved by the House by a vote of 423-3 and by the Senate 99-0. This book illustrates the many Open Source cost-saving opportunities that public companies can explore in their IT enterprise to meet mandatory compliance requirements of the Sarbanes-Oxley act. This book will also demonstrate by example and technical reference both the infrastructure components for Open Source that can be made compliant, and the Open Source tools that can aid in the journey of compliance. Although many books and reference material have been authored on the financial and business side of Sox compliance, very little material is available that directly address the information technology considerations, even less so on how Open Source fits into that discussion. The format of the book will begin each chapter with the IT business and executive considerations of Open Source and SOX compliance. The remaining chapter verbiage will include specific examinations of Open Source applications and tools which relate to the given subject matter. * Only book that shows companies how to use Open Source tools to achieve SOX compliance, which dramatically lowers the cost of using proprietary, commercial applications. * Only SOX compliance book specifically detailing steps to achieve SOX compliance for IT Professionals.



The International Corporate Governance System


The International Corporate Governance System
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Author : F. Lessambo
language : en
Publisher: Springer
Release Date : 2016-01-26

The International Corporate Governance System written by F. Lessambo and has been published by Springer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2016-01-26 with Business & Economics categories.


This book provides a comprehensive approach to Corporate Governance, Audit Process and Risk Management. Furthermore, it provides an analytical and comprehensive approach of the issues facing governance directors, internal and external auditors, risk managers, and public officials conducting assessments based upon the Report on Standards and Codes.



The Sarbanes Oxley Act A Brief Introduction


The Sarbanes Oxley Act A Brief Introduction
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Author : Andreas Bauer
language : en
Publisher: GRIN Verlag
Release Date : 2008-07-21

The Sarbanes Oxley Act A Brief Introduction written by Andreas Bauer and has been published by GRIN Verlag this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008-07-21 with Business & Economics categories.


Research Paper (undergraduate) from the year 2007 in the subject Business economics - Law, grade: 1,3, IPAG Ecole Supérieure de Commerce Nice, course: Financial Management, language: English, abstract: This paper provides a brief but complete introduction of the Sarbanes- Oxley Act (SOX). After providing the aims that were pursed by the United States legislation by introducing this act, the paper gives an overview of the provisions of the Sarbanes- Oxley Act. This overview deals with every single provision and describes the inherent measures. Ultimately the last section of this paper delivers an overview of the criticism raised by different scholars and experts concerning the Sarbanes- Oxley Act.



The Sarbanes Oxley Body Of Knowledge Soxbok An Introduction


The Sarbanes Oxley Body Of Knowledge Soxbok An Introduction
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Author : Sanjay Anand
language : en
Publisher: Van Haren
Release Date : 2008-08-08

The Sarbanes Oxley Body Of Knowledge Soxbok An Introduction written by Sanjay Anand and has been published by Van Haren this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008-08-08 with Education categories.


This Introduction Guide to the Sarbanes-Oxley Body of Knowledge (SOXBoK) is the world's most comprehensive, authoritative compendium on Sarbanes-Oxley (SOX). Produced by SOX Institute, the leading provider of Sarbanes-Oxley research, education, certification, advisory and membership services for GRC (Governance, Risk Management and Compliance) professionals, the SOXBoK has been created by practitioners for practitioners. It covers all titles and sections of the Sarbanes-Oxley Act, and provides actionable advice for implementation using GASP (Generally Accepted SOX Principles). It is a must-have for anyone implementing SOX and similar regulations. It addresses the Finance, Accounting, Audit, IT, Ethics, Legal, Risk and other disciplines impacted by SOX.Includes the Act.



The Sarbanes Oxley Act


The Sarbanes Oxley Act
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Author : Wilma H. Fletcher
language : en
Publisher: Nova Publishers
Release Date : 2008

The Sarbanes Oxley Act written by Wilma H. Fletcher and has been published by Nova Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008 with Business & Economics categories.


The Sarbanes-Oxley Act of 2002, PL 107-204 described by some as the most important and far-reaching securities legislation since passage of the Securities Act of 1933, 15 USC §§ 77a et seq, and the Securities Exchange Act of 1934, 15 USC §§ 78a et seq, both of which were passed in the wake of the Stock Market Crash of 1929. The Act establishes a new Public Company Accounting Oversight Board which is to be supervised by the Securities and Exchange Commission. The Act restricts accounting firms from performing a number of other services for the companies which they audit. The Act also requires new disclosures for public companies and the officers and directors of those companies. Among the other issues affected by the new legislation are securities fraud, criminal and civil penalties for violating the securities laws and other laws, blackouts for insider trades of pension fund shares, and protections for corporate whistleblowers. This book contains important analyses on the impact of this Act.



The Sarbanes Oxley Act


The Sarbanes Oxley Act
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Author : Edward F. Greene
language : en
Publisher:
Release Date : 2003

The Sarbanes Oxley Act written by Edward F. Greene and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003 with Corporate governance categories.


The Sarbanes-Oxley Act: Analysis & Practice is a concise, practical guide that looks at the impact of the most important securities legislation enacted since the 1930s. the book offers expert analysis on each section of the act from a team of securities experts at the law firm of Cleary, Gottlieb, Steen & Hamilton, along with the full text of the act, reporter's notes and helpful charts on how to comply with the new law. The Sarbanes-Oxley Act: Analysis & Practice was created to assist attorneys, accountants, directors and corporate secretaries, as well as institutional investors in understanding what significant changes to the securities laws them and to the corporation or accounting firm. This book offers timely analysis and aid in identifying what actions need to be taken and by whom. The booklet contains:The full text of the act and more about this historic bill signing.Section-by-section analysis of the act from securities experts to help the customer understand the changes and which corporate positions are affected.Statutory LanguageCommittee ReportsCharts that provide step-by-step guidance on how to comply with the new law



Sarbanes Oxley Manual


Sarbanes Oxley Manual
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Author : James Hamilton
language : en
Publisher: Wolters Kluwer
Release Date : 2008-01-01

Sarbanes Oxley Manual written by James Hamilton and has been published by Wolters Kluwer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008-01-01 with Law categories.


The Sarbanes-Oxley Manual is a comprehensive new desk reference explaining the Sarbanes-Oxley Act and all related SEC rulemaking to date. Building on the hugely successful title, Sarbanes-Oxley Act of 2002: Law and Explanation, this work delves further by discussing the multitude of ensuing rules, studies, and listing standards, and putting them all into perspective. The manual examines, among many other topics, the statutory and rule provisions governing: audit committees, auditor independence, certification of corporate reports, Section 16 insider reporting, Public Company Accounting Oversight Board composition and rules, attorney professional responsibility, analyst conflicts of interest, and management's assessment of internal controls. It also reproduces the full text of the Act.



What Is Sarbanes Oxley


What Is Sarbanes Oxley
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Author : Guy Lander
language : en
Publisher: McGraw Hill Professional
Release Date : 2003-12-16

What Is Sarbanes Oxley written by Guy Lander and has been published by McGraw Hill Professional this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003-12-16 with Business & Economics categories.


Everything corporate employees must know to understand--and comply with--the Sarbanes-Oxley Act No law in recent memory has caused more confusion and apprehension in corporate America than the Sarbanes-Oxley Act (SOA). What Is Sarbanes-Oxley? is a concise, comprehensive overview of the act, filled with plain-English explanations of the vital details employees at every level must know and understand to help their firms achieve and maintain SOA compliance. Summarizing the text of the law for ease of understanding and reference, this vital addition to McGraw-Hill's What Is . . . ? series provides readers with: Guidelines for ensuring that a company's policies, procedures, systems, and controls are SOA compliant Management certification responsibilities and noncompliance penaltiesunder hot-button Sections 302, 404, and 906 Techniques for modifying existing control systems and programs to meet new SOA specifications