The Sec And Corporate Disclosure

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The Sec And Corporate Disclosure

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Author : Homer Kripke
language : en
Publisher:
Release Date : 1979

The Sec And Corporate Disclosure written by Homer Kripke and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1979 with Business & Economics categories.

"The protection of vulnerable adults is a fast emerging area of work for local authorities, the NHS and other agencies. Safeguarding Vulnerable Adults and the Law, sets this within a comprehensive legal framework. The relevant law and guidance is extensive. It includes Department of Health guidance (No Secrets), human rights, the regulation of health and social care providers, the barring of carers from working with vulnerable adults, care standards tribunal cases, mental capacity, undue influence, assault, battery, wilful neglect, ill treatment, manslaughter, murder, theft, fraud, sexual offences, data protection and the sharing of information." "The book focuses on how these areas of law apply to vulnerable adults, and brings together an extensive body of case law to illustrate this. Also covered is how local authorities and the NHS may themselves be implicated in the harm - through abuse, neglect or omission - suffered by vulnerable adults. For example, in terms of the gross lapses in standards of care, infection control, nutrition and basic dignity sometimes to be found in hospitals." --Book Jacket.

The Regulation Of Corporate Disclosure

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Author : James Robert Brown
language : en
Publisher: Wolters Kluwer
Release Date : 1999-01-01

The Regulation Of Corporate Disclosure written by James Robert Brown and has been published by Wolters Kluwer this book supported file pdf, txt, epub, kindle and other format this book has been release on 1999-01-01 with Law categories.

The Regulation of Corporate Disclosure, Third Edition is a complete and up-to-date handbook on the issue of corporate disclosure, covering the impact of the federal securities laws on both informal communications and the process of communicating with shareholders. The Third Edition expands topics previously covered, addressing the legal issues and practical concerns surrounding implementation of the Private Securities Litigation Reform Act of 1995, the Sarbanes-Oxley Act of 2002, and the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The book also has an in-depth treatment of managementand’s discussion and analysis (MDand&A), something that, although appearing in required SEC filings, involves many of the same difficult and complex issues raised by the informal disclosure process. Also addressed are: SEC reforms of the periodic reporting process; issues pertaining to stock research analysts and conflicts of interest; and various relevant corporate governance requirements and their disclosure implications. Critical areas analyzed include ;Disclosure requirements and anti-fraud provisions The duty to disclose Dissemination Issues involving materiality Disclosure of bad news Negotiations Dealing with analysts And much more!

Report Of The Advisory Committee On Corporate Disclosure To The Securities And Exchange Commission Appendix

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Author : United States. Securities and Exchange Commission. Advisory Committee on Corporate Disclosure
language : en
Publisher:
Release Date : 1977

Report Of The Advisory Committee On Corporate Disclosure To The Securities And Exchange Commission Appendix written by United States. Securities and Exchange Commission. Advisory Committee on Corporate Disclosure and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1977 with Corporations categories.

Sec Corporate Disclosure Reforms

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Author : James Hamilton
language : en
Publisher:
Release Date : 2004

Sec Corporate Disclosure Reforms written by James Hamilton and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2004 with Audit committees categories.

"Explanation of four separate corporate disclosure reforms adopted by the securities and exchange commission, including the full text of those rules."

Informal Corporate Disclosure Under Federal Securities Law 2009

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Author : Ted Trautmann
language : en
Publisher: Wolters Kluwer
Release Date : 2009-04-01

Informal Corporate Disclosure Under Federal Securities Law 2009 written by Ted Trautmann and has been published by Wolters Kluwer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009-04-01 with Reference categories.

Informal Corporate Disclosure Under Federal Securities Law, 2009 Editionexamines the regulation of informal disclosure -- e.g., press releases,speeches, analyst conference calls, webcasts, and investor roadshows -- asdistinguished from formal, highly structured disclosure in SEC filings. Thecoverage includes discussion of federal securities law, rules and courtdecisions; self-regulatory organization rules for listed companies, andstandards of practice prescribed by the National Investor RelationsInstitute (NIRI).This updated 2009 Edition includes:discussion of the SEC's recent guidance on the use of company web sites,including advice on the sufficiency of web site disclosure as a means ofdissemination under Regulation FD (see ¶1002)liability for hyperlinks to third-party information (see ¶1003)issues presented by the use of summaries and overviews (see ¶1004)concerns related to blogs and online discussion forums (see ¶1009)The new 2009 Edition also examines materiality principlesgoverning quantitative financial disclosures, specifically the recommendationsof the SEC Advisory Committee on Improvements to Financial Reporting,or CIFiR (see ¶¶403 and 1102). In addition, the work covers recentSEC Compliance and Disclosure Interpretations on the Form 8-K reportingobligation triggered by disclosure of certain financial information (see¶1105). Finally, the 2009 Edition includes discussion ofnew NIRI standards for quarterly earnings releases (see ¶1103), thetext of selected portions of those standards (see Appendix), and a timelinefor preparing an earnings release (see Appendix).

Report Of The Advisory Committee On Corporate Disclosure To The Securities And Exchange Commission

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Author : United States. Advisory Committee on Corporate Disclosure
language : en
Publisher:
Release Date : 1977

Report Of The Advisory Committee On Corporate Disclosure To The Securities And Exchange Commission written by United States. Advisory Committee on Corporate Disclosure and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1977 with Corporations categories.

An Opportunity For Fundamental Thinking

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Author : Homer Kripke
language : en
Publisher:
Release Date : 197?

An Opportunity For Fundamental Thinking written by Homer Kripke and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 197? with Disclosure of information categories.

Sec Voluntary Compliance Program On Corporate Disclosure

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Author : United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and Investigations
language : en
Publisher:
Release Date : 1976

Sec Voluntary Compliance Program On Corporate Disclosure written by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and Investigations and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1976 with Disclosure of information categories.

Sec Corporate Disclosure Reforms

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Author : CCH Incorporated
language : en
Publisher: CCH Incorporated
Release Date : 2002-10

Sec Corporate Disclosure Reforms written by CCH Incorporated and has been published by CCH Incorporated this book supported file pdf, txt, epub, kindle and other format this book has been release on 2002-10 with Audit committees categories.

SEC Corporate Disclosure Reforms: Compendium is a comprehensive reference covering the SEC's post-Enron reform adoptions that involve enhanced and more timely disclosure of information important to investors. In a single, convenient resource, the Compendium compiles the two individual SEC Corporate Disclosure Reforms titles -- Accelerated Deadlines for Periodic Reports and CEO/CFO Certification -- with coverage of the recent, and dramatic, Form 8-K amendments. This comprehensive guide is what you need to stay abreast of all SEC corporate disclosure reforms. The Compendium includes full-text of SEC adopting releases and final rules, as well as invaluable CCH explanations.

Effective Company Disclosure In The Digital Age

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Author : Gill North
language : en
Publisher: Kluwer Law International B.V.
Release Date : 2015-10-16

Effective Company Disclosure In The Digital Age written by Gill North and has been published by Kluwer Law International B.V. this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015-10-16 with Law categories.

Effective corporate reporting and disclosure are critical in financial markets to promote vigorous competition, optimal performance, and transparency. This book examines whether existing disclosure frameworks in eight countries with the world's most significant securities exchanges achieve these objectives, and then, drawing on extensive empirical findings, identifies the policies and practices that contribute most to improving the overall quality of listed company reporting and communication. Contending that public disclosure of listed company information is an essential precondition to the long-term efficient operation of financial markets, the book provides analysis of such issues and topics as the following: - arguments for and against mandatory disclosure regimes; - key principles of periodic and continuous disclosure regulation; - tensions between direct and indirect investment in financial markets; - assumptions concerning the need to maintain a privileged role for financial intermediaries; - intermediary, analyst, and research incentives; - protection of individual investors; - selective disclosure; - disclosure of bad news; - the role of accounting standards; - public access to company briefings; - long term performance reporting and analysis; and - company reporting developments. A significant portion of the book provides an overview of disclosure regulation and practice in the United States, Canada, Germany, the United Kingdom, Japan, Hong Kong, Australia, and Singapore. A highly informative survey looks at company reports, disclosures, and websites of large listed companies, including Microsoft, Citigroup, Teck Resources, Deutsche Bank, BP, Sony, PetroChina Company, BHP Billiton, and Singapore Telecommunications. The book discusses common disclosure issues that arise across jurisdictions, provides valuable insights on the efficacy of existing disclosure regulation and practice, and highlights the important principles, processes, and practices that underpin best practice company disclosure frameworks. It will be welcomed by company boards and executives and their counsel, as well as by policymakers and scholars in the areas of corporate, securities, banking and financial law, accounting, economics and finance.