Administration Of Corporate Securities Act
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Administration Of Corporate Securities Act
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Author : California. Department of Corporations
language : en
Publisher:
Release Date : 1927
Administration Of Corporate Securities Act written by California. Department of Corporations and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1927 with Securities categories.
Administration Of Corporate Securities Act
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Author : California State Corporation Department
language : en
Publisher:
Release Date : 1927
Administration Of Corporate Securities Act written by California State Corporation Department and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1927 with Securities categories.
California Corporate Securities Law And Rules
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Author : California
language : en
Publisher:
Release Date : 1968
California Corporate Securities Law And Rules written by California and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1968 with Securities categories.
Responsibilities Of Corporate Officers And Directors
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Author : N. Peter Rasmussen
language : en
Publisher: Aspen Publishers
Release Date : 2010
Responsibilities Of Corporate Officers And Directors written by N. Peter Rasmussen and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 2010 with Directors of corporations categories.
Responsibilities of Corporate Officers and Directors under FederalSecurities Law alerts board members and management to their personalduties and liabilities under the federal securities laws. From the vast bodyof federal laws, rules, administrative interpretations, and court decisionsdealing with securities offerings and transactions, those of particularinterest to corporate officers and directors as individuals are discussedhere. The materials focus on the Securities Act of 1933 and theSecurities Exchange Act of 1934, as well as pertinent provisions of theInvestment Company Act of 1940.The 2010 -2011 Edition includes new discussion of the following:Dodd-Frank Wall Street Reform and Consumer Protection ActShareholder access to proxiesSEC enforcementRecent case law on fraud liabilityProxy disclosure concerning Chairman-CEO role, hedging arrangements,compensation consultants
Corporate Securities Act
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Author : California
language : en
Publisher:
Release Date : 1945
Corporate Securities Act written by California and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1945 with categories.
Selected Information Registered Under The Securities Exchange Act Of 1934 At June 30 1938
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1939
Selected Information Registered Under The Securities Exchange Act Of 1934 At June 30 1938 written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1939 with Corporations categories.
Responsibilities Of Corporate Officers Directors
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Author : James Hamilton
language : en
Publisher: Aspen Publishers
Release Date : 2012-10-01
Responsibilities Of Corporate Officers Directors written by James Hamilton and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012-10-01 with Business & Economics categories.
Responsibilities of Corporate Officers and Directors under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here. The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as pertinent provisions of the Investment Company Act of 1940. The 2010 -2011 Edition includes new discussion of the following: Dodd-Frank Wall Street Reform and Consumer Protection Act Shareholder access to proxies SEC enforcement Recent case law on fraud liability Proxy disclosure concerning Chairman-CEO role, hedging arrangements, compensation consultants
Corporate Securities Act
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Author : California. Division of Corporations
language : en
Publisher:
Release Date : 1941
Corporate Securities Act written by California. Division of Corporations and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1941 with Corporation law categories.
The Law Of Securities Regulation
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Author : Thomas Lee Hazen
language : en
Publisher: West Academic Publishing
Release Date : 2006
The Law Of Securities Regulation written by Thomas Lee Hazen and has been published by West Academic Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2006 with Business & Economics categories.
The Fifth Edition of Professors Hazen's Hornbook has been revised to reflect the SEC's offering reform introduced in late 2005 and also recent Supreme Court developments. Professor Hazen's Hornbook now is totally up to date. The Revised Fifth Edition is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of ?security,? registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, civil liabilities. The book also focuses on broker-dealer regulation, market regulation, and the administrative role of the Securities and Exchange Commission. The book also covers the securities law issues such as the proxy rules and insider trading that are covered in basic courses on corporations and business associations. In addition, the Investment Company Act and Investment Advisers Act are also covered making the book suitable for advanced courses in securities regulation as well. The Hornbook contains footnotes to resources that will aid students in further research and also is organized in the same manner as the six volume Practitioner's edition in order to facilitate easy cross reference.
A History Of Securities Law In The Supreme Court
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Author : A.C. Pritchard
language : en
Publisher: Oxford University Press
Release Date : 2023-03-07
A History Of Securities Law In The Supreme Court written by A.C. Pritchard and has been published by Oxford University Press this book supported file pdf, txt, epub, kindle and other format this book has been release on 2023-03-07 with Law categories.
A History of Securities Law and the Supreme Court explores how the Supreme Court has made (and remade) securities law. It covers the history of the federal securities laws from their inception during the Great Depression, relying on the justices' conference notes, internal memoranda, and correspondence to shed light on how they came to their decisions and drafted their opinions. That history can be divided into five periods that parallel and illustrate key trends of the Court's jurisprudence more generally. The first saw the administration of Franklin Delano Roosevelt--aided by his filling eight seats on the Court-triumph in its efforts to enact the securities laws and establish their constitutional legitimacy. This brought an end to the Court's long-standing hostility to the regulation of business. The arrival of Roosevelt's justices, all committed to social control of finance, ushered in an era of deference to the SEC's expertise that lasted through the 1940s and 1950s. The 1960s brought an era of judicial activism-and further expansion--by the Warren Court, with purpose taking precedence over text in statutory interpretation. The arrival of Lewis F. Powell, Jr. in 1972 brought a sharp reversal. Powell's leadership of the Court in securities law produced a counter-revolution in the field and an end to the SEC's long winning streak at the Court. Powell's retirement in 1987 marked the beginning of the final period of this study. In the absence of ideological consensus or strong leadership, the Court's securities jurisprudence meandered, taking a random walk between expansive and restrictive decisions.