Responsibilities Of Corporate Officers Directors
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Responsibilities Of Corporate Officers And Directors
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Author : CCH Incorporated
language : en
Publisher: CCH Incorporated
Release Date : 2004-11
Responsibilities Of Corporate Officers And Directors written by CCH Incorporated and has been published by CCH Incorporated this book supported file pdf, txt, epub, kindle and other format this book has been release on 2004-11 with categories.
This book alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here. The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, pertinent provisions of the Investment Company Act of 1940, and the Sarbanes-Oxley Act of 2002. In particular, it focuses on the act's provisions relating to: corporate governance - audit committee duties - fraud penalties - audit committee duties - fraud penalties. Section 16(a) reporting of insider transactions - SEC enforcement powers - officer certification of company reports - internal control over financial reporting, the role and composition of audit committees, auditor independence, and enhanced MD&A disclosure.
Responsibilities Of Corporate Officers And Directors Under Federal Securities Law
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Author : James Hamilton
language : en
Publisher: Cch Incorporated
Release Date : 2007-10
Responsibilities Of Corporate Officers And Directors Under Federal Securities Law written by James Hamilton and has been published by Cch Incorporated this book supported file pdf, txt, epub, kindle and other format this book has been release on 2007-10 with Law categories.
Responsibilities Of Corporate Officers And Directors Under Federal Securitirs Law
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Author : CCH Incorporated
language : en
Publisher: Aspen Publishers
Release Date : 2009-09
Responsibilities Of Corporate Officers And Directors Under Federal Securitirs Law written by CCH Incorporated and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009-09 with categories.
Responsibilities of Corporate Officers and Directors Under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules
Responsibilities Of Corporate Officers Directors 2016 2017
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Author : Wolters Kluwer Staff
language : en
Publisher: CCH Incorporated
Release Date : 2016-11-23
Responsibilities Of Corporate Officers Directors 2016 2017 written by Wolters Kluwer Staff and has been published by CCH Incorporated this book supported file pdf, txt, epub, kindle and other format this book has been release on 2016-11-23 with Law categories.
Responsibilities Of Corporate Officers Directors
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Author : James Hamilton
language : en
Publisher: Aspen Publishers
Release Date : 2012-10-01
Responsibilities Of Corporate Officers Directors written by James Hamilton and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012-10-01 with Business & Economics categories.
Responsibilities of Corporate Officers and Directors under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here. The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as pertinent provisions of the Investment Company Act of 1940. The 2010 -2011 Edition includes new discussion of the following: Dodd-Frank Wall Street Reform and Consumer Protection Act Shareholder access to proxies SEC enforcement Recent case law on fraud liability Proxy disclosure concerning Chairman-CEO role, hedging arrangements, compensation consultants
Responsibilities Of Corporate Officers And Directors
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Author : N. Peter Rasmussen
language : en
Publisher: Aspen Publishers
Release Date : 2010
Responsibilities Of Corporate Officers And Directors written by N. Peter Rasmussen and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 2010 with Directors of corporations categories.
Responsibilities of Corporate Officers and Directors under FederalSecurities Law alerts board members and management to their personalduties and liabilities under the federal securities laws. From the vast bodyof federal laws, rules, administrative interpretations, and court decisionsdealing with securities offerings and transactions, those of particularinterest to corporate officers and directors as individuals are discussedhere. The materials focus on the Securities Act of 1933 and theSecurities Exchange Act of 1934, as well as pertinent provisions of theInvestment Company Act of 1940.The 2010 -2011 Edition includes new discussion of the following:Dodd-Frank Wall Street Reform and Consumer Protection ActShareholder access to proxiesSEC enforcementRecent case law on fraud liabilityProxy disclosure concerning Chairman-CEO role, hedging arrangements,compensation consultants
Responsibilities Of Corporate Officers And Directors Under Federal Securities Law
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Author : Anne Sherry
language : en
Publisher:
Release Date : 2017
Responsibilities Of Corporate Officers And Directors Under Federal Securities Law written by Anne Sherry and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017 with Corporate governance categories.
Responsibilities Of Corporate Officers And Directors 2015 2016
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Author : Doreen Meinck
language : en
Publisher: CCH Incorporated
Release Date : 2015-11-20
Responsibilities Of Corporate Officers And Directors 2015 2016 written by Doreen Meinck and has been published by CCH Incorporated this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015-11-20 with Law categories.
Responsibilities of Corporate Officers and Directors Under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here.
Responsibilities Of Corporate Officers Directors Under Federal Securities Laws
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Author :
language : en
Publisher:
Release Date : 1991
Responsibilities Of Corporate Officers Directors Under Federal Securities Laws written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1991 with Corporate governance categories.
Duties And Liabilities Of Corporate Officers And Directors
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Author : Miklos S. Nicolson
language : en
Publisher: Business & Professional Division
Release Date : 1972
Duties And Liabilities Of Corporate Officers And Directors written by Miklos S. Nicolson and has been published by Business & Professional Division this book supported file pdf, txt, epub, kindle and other format this book has been release on 1972 with Business & Economics categories.