Responsibilities Of Corporate Officers And Directors Under Federal Securities Law
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Responsibilities Of Corporate Officers And Directors
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Author : N. Peter Rasmussen
language : en
Publisher: Aspen Publishers
Release Date : 2010
Responsibilities Of Corporate Officers And Directors written by N. Peter Rasmussen and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 2010 with Directors of corporations categories.
Responsibilities of Corporate Officers and Directors under FederalSecurities Law alerts board members and management to their personalduties and liabilities under the federal securities laws. From the vast bodyof federal laws, rules, administrative interpretations, and court decisionsdealing with securities offerings and transactions, those of particularinterest to corporate officers and directors as individuals are discussedhere. The materials focus on the Securities Act of 1933 and theSecurities Exchange Act of 1934, as well as pertinent provisions of theInvestment Company Act of 1940.The 2010 -2011 Edition includes new discussion of the following:Dodd-Frank Wall Street Reform and Consumer Protection ActShareholder access to proxiesSEC enforcementRecent case law on fraud liabilityProxy disclosure concerning Chairman-CEO role, hedging arrangements,compensation consultants
Responsibilities Of Corporate Officers And Directors Under Federal Securitirs Law
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Author : CCH Incorporated
language : en
Publisher: Aspen Publishers
Release Date : 2009-09
Responsibilities Of Corporate Officers And Directors Under Federal Securitirs Law written by CCH Incorporated and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009-09 with categories.
Responsibilities of Corporate Officers and Directors Under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules
Responsibilities Of Corporate Officers And Directors Under Federal Securities Law
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Author : James Hamilton
language : en
Publisher: CCH Incorporated
Release Date : 1998-09
Responsibilities Of Corporate Officers And Directors Under Federal Securities Law written by James Hamilton and has been published by CCH Incorporated this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998-09 with Directors of corporations categories.
Responsibilities Of Corporate Officers And Directors Under Federal Securities Law
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Author : Anne Sherry
language : en
Publisher:
Release Date : 2017
Responsibilities Of Corporate Officers And Directors Under Federal Securities Law written by Anne Sherry and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017 with Corporate governance categories.
Responsibilities Of Corporate Officers And Directors Under Federal Securities Law
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Author : James Hamilton
language : en
Publisher:
Release Date : 1999
Responsibilities Of Corporate Officers And Directors Under Federal Securities Law written by James Hamilton and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1999 with Directors of corporations categories.
Responsibilities Of Corporate Officers And Directors Under Federal Securities Law
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Author : Wolters Kluwer Staff
language : en
Publisher: CCH
Release Date : 2017-11-15
Responsibilities Of Corporate Officers And Directors Under Federal Securities Law written by Wolters Kluwer Staff and has been published by CCH this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017-11-15 with Law categories.
Responsibilities of Corporate Officers and Directors Under Federal Securities Law helps mitigate personal risk for management and board members by assuring they have a complete understanding of their duties and liabilities under the federal securities laws. Wolters Kluwer attorney-editors Doreen Meinck, Jim Hamilton and Anne Sherry examine duties and liabilities under the Securities Act of 1933 and the Securities Exchange Act of 1934, relevant portions of the Investment Company Act of 1940 relating to mutual funds, the Dodd-Frank Wall Street Reform and Consumer Protection Act, the JOBS Act, and the Sarbanes-Oxley Act of 2002. Responsibilities of Corporate Officers and Directors Under Federal Securities Law also discusses important areas of state law such as the business judgment rule, a state law doctrine shielding directors and officers from liability in the conduct of ordinary corporate affairs and certain actions such as takeovers and tender offers. Other topical areas include: Individual liability in connection with a company's securities offerings, mergers and acquisitions, and investment company directors. New material in the 2017 -2018 Edition includes new or expanded discussions of: Dodd-Frank's whistleblower provisions, including the contentious issue of whether a whistleblower need report to the SEC in order to be protected against retaliation Proxy advisory services and proxy advisory fi rms as the de facto standard setters for corporate governance for U.S. companies The U.S. Supreme Court's ruling in Halliburton on the fraud-on-themarket reliance presumption in securities fraud class actions Drafting of indemnifi cation and advancement provisions of bylaws and articles of incorporation
Responsibilities Of Corporate Officers Directors Under Federal Securities Laws
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Author :
language : en
Publisher:
Release Date : 1991
Responsibilities Of Corporate Officers Directors Under Federal Securities Laws written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1991 with Corporate governance categories.
Responsibilities Of Corporate Officers Directors
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Author : James Hamilton
language : en
Publisher: Aspen Publishers
Release Date : 2012-10-01
Responsibilities Of Corporate Officers Directors written by James Hamilton and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012-10-01 with Business & Economics categories.
Responsibilities of Corporate Officers and Directors under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here. The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as pertinent provisions of the Investment Company Act of 1940. The 2010 -2011 Edition includes new discussion of the following: Dodd-Frank Wall Street Reform and Consumer Protection Act Shareholder access to proxies SEC enforcement Recent case law on fraud liability Proxy disclosure concerning Chairman-CEO role, hedging arrangements, compensation consultants
Responsibilities Of Corporate Officers And Directors Under Federal Securities Laws
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Author : James Hamilton
language : en
Publisher:
Release Date : 1996
Responsibilities Of Corporate Officers And Directors Under Federal Securities Laws written by James Hamilton and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1996 with Directors of corporations categories.
Responsibilities Of Corporate Officers And Directors Under Federal Securities Law 2013 2014 Edition
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Author : CCH Incorporated
language : en
Publisher: Aspen Publishers
Release Date : 2013-10-15
Responsibilities Of Corporate Officers And Directors Under Federal Securities Law 2013 2014 Edition written by CCH Incorporated and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 2013-10-15 with categories.
This book alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here. The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, pertinent provisions of the Investment Company Act of 1940, and the Sarbanes-Oxley Act of 2002. The 2006-2007 Edition features extensive discussion of the SEC's executive compensation reforms, including: the narrative disclosure piece, "compensation discussion and analysis"; the tabular disclosure requirements of Regulation S-K Item 402; new mandates for reporting executive perks; and expanded disclosure of transactions with related persons. Also new is discussion of changed requirements for the compensation committee report, plurality and majority voting standards, case law developments involving fraud liability, no-action letter guidance on insider short sales, and SEC statements on cooperation during an investigation.