Broker Dealer Law And Regulation 5th Edition
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Broker Dealer Law And Regulation 5th Edition
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Author : Poser, Fanto, Gross
language : en
Publisher: Wolters Kluwer Law & Business
Release Date :
Broker Dealer Law And Regulation 5th Edition written by Poser, Fanto, Gross and has been published by Wolters Kluwer Law & Business this book supported file pdf, txt, epub, kindle and other format this book has been release on with Stockbrokers categories.
Broker Dealer Law And Regulation
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Author : Norman S. Poser
language : en
Publisher:
Release Date : 2007
Broker Dealer Law And Regulation written by Norman S. Poser and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2007 with Securities categories.
Broker Dealer Law And Regulation
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Author : Norman S. Poser
language : en
Publisher:
Release Date : 1999
Broker Dealer Law And Regulation written by Norman S. Poser and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1999 with Brokers categories.
Broker Dealer Law And Regulation
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Author : Norman S. Poser
language : en
Publisher: Aspen Publishers
Release Date : 1995-12-31
Broker Dealer Law And Regulation written by Norman S. Poser and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1995-12-31 with categories.
Canadian Securities Regulation
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Author : David L. Johnston
language : en
Publisher:
Release Date : 2014
Canadian Securities Regulation written by David L. Johnston and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2014 with Corporations categories.
Fundamentals Of Securities Regulation
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Author : Louis Loss
language : en
Publisher:
Release Date : 2011
Fundamentals Of Securities Regulation written by Louis Loss and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2011 with Corporations categories.
Corporate Finance And The Securities Laws
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Author : Charles J. Johnson (Jr.)
language : en
Publisher: Wolters Kluwer
Release Date : 2015-03-06
Corporate Finance And The Securities Laws written by Charles J. Johnson (Jr.) and has been published by Wolters Kluwer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015-03-06 with Corporations categories.
Corporate Finance and the Securities Laws has been winning over practitioners with its clear andquot;how to do itandquot; approach ever since its publication in 1990. This acclaimed guide is now completely updated in this Fifth Edition to help you meet the challenges of raising capital in today's increasingly regulated marketplace. Written in plain English by two top experts in the field - each with literally hundreds of successful deals under his belt, Corporate Finance and the Securities Laws is the andquot;go toandquot; resource which explains the mechanics of corporate finance together with the statutes that govern each type of deal. You'll receive expert corporate finance analysis, procedural guidance, and practical securities law pointers every step of the way to help you Structure all types of corporate finance deals - from public, private, and offshore offerings to corporate debt restructurings, commercial paper programs, raising capital, and asset-based securities transactions Root out problems before corporate finance deals are put in motion, with heads-up input on securities law prohibited practices, potential liabilities, conflicts of interest, due diligence concerns, and other red-flag issues Shepherd transactions through the corporate finance regulatory process with a clear understanding of applicable statutes and their implications in real-life situations Know what to do when securities law problems crop up - and find clear answers to the countless questions that develop in the course of a corporate finance deal Close deals, raising capital in a timely manner and work shoulder to shoulder with clients to accomplish your corporate finance objectives
The Law Of Securities Regulation
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Author : Thomas Lee Hazen
language : en
Publisher: West Academic Publishing
Release Date : 2006
The Law Of Securities Regulation written by Thomas Lee Hazen and has been published by West Academic Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2006 with Business & Economics categories.
The Fifth Edition of Professors Hazen's Hornbook has been revised to reflect the SEC's offering reform introduced in late 2005 and also recent Supreme Court developments. Professor Hazen's Hornbook now is totally up to date. The Revised Fifth Edition is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of ?security,? registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, civil liabilities. The book also focuses on broker-dealer regulation, market regulation, and the administrative role of the Securities and Exchange Commission. The book also covers the securities law issues such as the proxy rules and insider trading that are covered in basic courses on corporations and business associations. In addition, the Investment Company Act and Investment Advisers Act are also covered making the book suitable for advanced courses in securities regulation as well. The Hornbook contains footnotes to resources that will aid students in further research and also is organized in the same manner as the six volume Practitioner's edition in order to facilitate easy cross reference.
Securities Regulation
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Author : Stephen Jung Choi
language : en
Publisher:
Release Date : 2008
Securities Regulation written by Stephen Jung Choi and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008 with Business & Economics categories.
This casebook seeks to make both securities markets and securities regulation accessible and manageable, helping students to master the basic principles and structure of securities regulation and enabling them to begin their careers as corporate lawyers with confidence.
Companies And Securities Law
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Author : Paul Redmond
language : en
Publisher: Lawbook Company
Release Date : 2008
Companies And Securities Law written by Paul Redmond and has been published by Lawbook Company this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008 with Corporation law categories.
COMPANIES AND SECURITIES LAW: COMMENTARY AND MATERIALS, 5th Edition is shaped by the belief that the study of the subject requires not only an understanding of technical statute and case law but also awareness of underpinning values, policies and theories, and of social and historical contexts. The corporation has become the principal vehicle for business operations and capital accumulation in most developed countries, and one of the primary subjects of superannuation fund investment. This corporate ascendancy raises distinctive social as well as legal issues. This edition continues the broad perspective of previous editions by combining substantial commentary with carefully selected material demonstrating the application of legal principles and the ideas and policies shaping legal regulation. Readers will gain an understanding of the practical operation of companies and securities law principles as well as of intellectual and policy foundations. This new edition incorporates recent legal developments, including the Simpler Regulatory System amendments and the substantial body of judicial decision and interpretation in key areas. The pace of change in corporate law matches that of the dynamic economy and society that it serves.