Federal Securities Law
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Federal Securities Law
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Author : Thomas Lee Hazen
language : en
Publisher:
Release Date : 2011
Federal Securities Law written by Thomas Lee Hazen and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2011 with Securities categories.
Federal Securities Law
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Author : Thomas Lee Hazen
language : en
Publisher:
Release Date : 1993
Federal Securities Law written by Thomas Lee Hazen and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1993 with Securities categories.
Advanced Introduction To U S Federal Securities Law
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Author : Hazen, Thomas L.
language : en
Publisher: Edward Elgar Publishing
Release Date : 2022-05-13
Advanced Introduction To U S Federal Securities Law written by Hazen, Thomas L. and has been published by Edward Elgar Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2022-05-13 with Law categories.
Answering the key question of whether there is an obligation for States to define and enact sound climate policies in order to avoid the impacts of global warming, this timely book provides expert analysis on recent global climate cases, assessing not only the plaintiffs’ claims but also the legal reasoning put forward by the courts.
Values In The Marketplace
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Author : James Burk
language : en
Publisher: Walter de Gruyter GmbH & Co KG
Release Date : 2020-01-20
Values In The Marketplace written by James Burk and has been published by Walter de Gruyter GmbH & Co KG this book supported file pdf, txt, epub, kindle and other format this book has been release on 2020-01-20 with Law categories.
No detailed description available for "Values in the Marketplace".
Informal Corporate Disclosure Under Federal Securities Law 2009
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Author : Ted Trautmann
language : en
Publisher: Wolters Kluwer
Release Date : 2009-04-01
Informal Corporate Disclosure Under Federal Securities Law 2009 written by Ted Trautmann and has been published by Wolters Kluwer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009-04-01 with Reference categories.
Informal Corporate Disclosure Under Federal Securities Law, 2009 Editionexamines the regulation of informal disclosure -- e.g., press releases,speeches, analyst conference calls, webcasts, and investor roadshows -- asdistinguished from formal, highly structured disclosure in SEC filings. Thecoverage includes discussion of federal securities law, rules and courtdecisions; self-regulatory organization rules for listed companies, andstandards of practice prescribed by the National Investor RelationsInstitute (NIRI).This updated 2009 Edition includes:discussion of the SEC's recent guidance on the use of company web sites,including advice on the sufficiency of web site disclosure as a means ofdissemination under Regulation FD (see ¶1002)liability for hyperlinks to third-party information (see ¶1003)issues presented by the use of summaries and overviews (see ¶1004)concerns related to blogs and online discussion forums (see ¶1009)The new 2009 Edition also examines materiality principlesgoverning quantitative financial disclosures, specifically the recommendationsof the SEC Advisory Committee on Improvements to Financial Reporting,or CIFiR (see ¶¶403 and 1102). In addition, the work covers recentSEC Compliance and Disclosure Interpretations on the Form 8-K reportingobligation triggered by disclosure of certain financial information (see¶1105). Finally, the 2009 Edition includes discussion ofnew NIRI standards for quarterly earnings releases (see ¶1103), thetext of selected portions of those standards (see Appendix), and a timelinefor preparing an earnings release (see Appendix).
Federal Securities Law
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Author : Thomas Lee Hazen
language : en
Publisher:
Release Date : 2003
Federal Securities Law written by Thomas Lee Hazen and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003 with Law categories.
This monograph by the Federal Judicial Center provides an introduction to & overview of the complexities of litigation involving the federal securities laws, with an emphasis on the issues that are most likely to arise in litigation: basic registration, disclosure, & antifraud provisions. Chapters: Introduction: The Federal Securities Laws, the Securities & Exchange Commission (SEC), Sources of Litigation, Self-Regulation, & Private Remedies; Scope & Reach of the Securities Laws; Regulating the Distribution of Securities -- the Securities Act of 1933; Regulating Issuers, Securities Professionals, & the Securities Markets -- The Securities Exchange Act of 1934; Appendix: Statutory Conversion Charts; For Further Reference; & Table of Cases.
Federal Securities Law
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Author : Thomas Lee Hazen
language : en
Publisher:
Release Date : 2003-12
Federal Securities Law written by Thomas Lee Hazen and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003-12 with categories.
This monograph by the Federal Judicial Center provides an introduction to & overview of the complexities of litigation involving the federal securities laws, with an emphasis on the issues that are most likely to arise in litigation: basic registration, disclosure, & antifraud provisions. Chapters: Introduction: The Federal Securities Laws, the Securities & Exchange Commission (SEC), Sources of Litigation, Self-Regulation, & Private Remedies; Scope & Reach of the Securities Laws; Regulating the Distribution of Securities -- the Securities Act of 1933; Regulating Issuers, Securities Professionals, & the Securities Markets -- The Securities Exchange Act of 1934; Appendix: Statutory Conversion Charts; For Further Reference; & Table of Cases.
Securities Law Review
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Author :
language : en
Publisher:
Release Date : 1987
Securities Law Review written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1987 with categories.
The Law Of Securities Regulation
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Author : Thomas Lee Hazen
language : en
Publisher:
Release Date : 1985
The Law Of Securities Regulation written by Thomas Lee Hazen and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1985 with Business & Economics categories.
Securities And Federal Corporate Law
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Author : Harold S. Bloomenthal
language : en
Publisher: West Group Publishing
Release Date : 1998
Securities And Federal Corporate Law written by Harold S. Bloomenthal and has been published by West Group Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with Corporation law categories.