Handbook Of Indian Securities
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Handbook Of Indian Securities
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Author : Gautam H Parikh
language : en
Publisher: Bloomsbury Publishing
Release Date : 2016-07-11
Handbook Of Indian Securities written by Gautam H Parikh and has been published by Bloomsbury Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2016-07-11 with Business & Economics categories.
Gautam H. Parikh combines law, economics and finance in a rich, fact-driven analysis of Indian securities. Written with clarity, and an integrated and holistic approach, this book is essential reading for business professionals in finance, investments and emerging markets. It also provides an insight into how Indian securities are unique, especially in the context of India's legal framework. Handbook of Indian Securities is a highly readable, useful and practical guide for portfolio managers, investment researchers, corporate CFOs, treasury managers, security analysts, chartered accountants, management consultants and investment bankers. It is also ideal for MBA and CFA students as well as students of financial and securities law.
Indian Securities Market
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Author : Tadashi Endo
language : en
Publisher:
Release Date : 1998
Indian Securities Market written by Tadashi Endo and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with Investments, Foreign categories.
A Guide for Foreign and Domestic Investors. This is the first book to present a comprehensive overview of the operations, regulations and important developments in the Indian capital markets which both foreign and domestic investors will find immensely useful - as will the various market players and participants. The Indian securities market is an emerging market with enormous growth potential, and a key to the country's future economic prosperity. However, since its practices and regulations have not been documented in an investor-friendly manner, it is often perceived as puzzling and difficult to understand. This book sets right the lacuna. The author provides a meticulous analysis and description of the Indian capital market based on his experience as an investment banker in both developed and developing countries.
Handbook On Securities Laws
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Author : Gaurav Pingle
language : en
Publisher: Bloomsbury Publishing
Release Date : 2021-06-10
Handbook On Securities Laws written by Gaurav Pingle and has been published by Bloomsbury Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021-06-10 with Law categories.
About the Book 'Securities Law' is not independent topic in itself and to understand the subject, the student or professional should be aware of some basic and important corporate law concepts e.g. company, types of companies (private company / public company), members /shareholders, shares, debentures, voting rights, listing of shares, prospectus, stock exchange, rights and obligations of shareholders and directors, etc. Handbook on Securities Laws cover these concepts in detail along with discussion on every section/clause of some important legislations like SEBI Act, 1992, Depositories Act, 1996 and Securities (Contract) Regulation Act, 1956. Wherever necessary, reference to the relevant provisions of the Companies Act and Rules, Rules and Regulations made under respective Acts and also SEBI's Annual Report has been given. Some of the key points and issues like powers of SEBI, penalty and adjudication under SEBI Act, UPSI and its materiality, etc. are discussed in the light of latest judgments of the Court or Tribunals.
Indian Mutual Funds Handbook 5th Edition
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Author : Sundar Sankaran
language : en
Publisher: Vision Books
Release Date : 2018-05-25
Indian Mutual Funds Handbook 5th Edition written by Sundar Sankaran and has been published by Vision Books this book supported file pdf, txt, epub, kindle and other format this book has been release on 2018-05-25 with Business & Economics categories.
A Handbook On Investments Loans Guarantees Securities Deposits And Debentures Under Companies Act 2013 Second Edition
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Author : Dr. K. R. Chandratre
language : en
Publisher: Bloomsbury Publishing
Release Date : 2021-11-30
A Handbook On Investments Loans Guarantees Securities Deposits And Debentures Under Companies Act 2013 Second Edition written by Dr. K. R. Chandratre and has been published by Bloomsbury Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021-11-30 with Law categories.
The book provides law and procedures relating to Investments, Loans, Guarantees, Securities, Deposits, Debentures and Preference Shares under Companies Act, 2013. The idea behind this handbook is, that all relevant topics having common theme and significant practical importance and which fall under the broad head of investments, loans and borrowings, should be put together in one single book setting out legal and procedural framework. Key Features . Contains detailed analysis of provisions relating to Investments, Loans, Guarantees, Securities, Deposits, Debentures and Preference Shares under the Companies Act, 2013. . Each topic covers various English and Indian judicial pronouncements including the landmark judicial pronouncements. . Various concepts are explained using relevant sections and rules of the Companies Act, 2013. . Provides comparative position of various topics between the Companies Act, 2013 and the Companies Act, 1956. . Covers specimens of frequently used Resolutions at General Meetings pertaining to Investments, Loans, Guarantees, Securities, Deposits, Debentures and Preference Shares under Companies Act, 2013. . Covers updated provisions of: - Foreign Exchange Management (Deposit) Regulations, 2016. - Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993. - RBI Master Direction on Non-Banking Financial Companies Acceptance of Public Deposits (Reserve Bank) Directions, 2016 and other relevant RBI Directions.
India Stock Market Guide
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Author : Ashok Nahar
language : en
Publisher: Ashok Nahar
Release Date :
India Stock Market Guide written by Ashok Nahar and has been published by Ashok Nahar this book supported file pdf, txt, epub, kindle and other format this book has been release on with Biography & Autobiography categories.
Basic Education Program on Equity Derivatives, Fundamental & Technical Analysis It’s easy to make profits from the stock market. Only you need to have your basics clear. Unless you do..you will be wasting your time and losing money. One need to be crystal clear of each and every aspect of Investments, Company, Shares, Dividend & Types of Shares, Debentures, Securities, Mutual Funds, IPO, Stock Trading, Futures & Options, What does the Share Market consist of ? Exchanges, Indices, SEBI , Analysis of Stocks .How to Make Technical analysis, Trading Terms (Limit Order, Stop Loss, Put, Call, Booking Profit & Loss, Short & Long), Trading Options – Brokerage Houses etc. In This Book we have simplified all the basic knowledge needed to be a smart Investor,even though you don’t have much knowledge earlier.. Ashok Nahar
Capital Markets In India
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Author : Rajesh Chakrabarti
language : en
Publisher: SAGE Publications
Release Date : 2010-11-10
Capital Markets In India written by Rajesh Chakrabarti and has been published by SAGE Publications this book supported file pdf, txt, epub, kindle and other format this book has been release on 2010-11-10 with Business & Economics categories.
This book provides a comprehensive picture of the recent trends and developments in the Indian finance scenario. It provides the reader with a comprehensive description and assessment of the Indian capital markets and an analytical approach together with a description of major recent developments and the current status of the finance sector. The collection deals with issues like brokerage, security analysis, and underwriting, as well as the legal infrastructure of the markets. It focuses primarily on the Indian stock markets, corporate bond markets and derivatives markets. It also looks at the importance of asset management companies such as those involved with mutual funds, pension funds and venture capital funds to gain a better understanding of the asset management industry in India.
Retail Investor In Focus
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Author : Parimala Veluvali
language : en
Publisher: Springer
Release Date : 2019-05-17
Retail Investor In Focus written by Parimala Veluvali and has been published by Springer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2019-05-17 with Business & Economics categories.
This book focuses on the regulatory aspect of retail investor protection in the context of Initial Public Offerings (IPOs) in the Indian securities market. The book captures the salient policy changes that have transformed the IPO markets in India from their rudimentary structure at their present advanced structure. While primary markets reforms in India have been an ongoing endeavor, there has been a renewed emphasis in the recent past on reforming the market keeping the retail investors in focus. Greater retail participation is the intended objective of the reforms agenda. The book assesses retail participation in all the IPOs that have been floated between the period 2012-2017 in terms of their subscriptions, size of investment and quantum of applications. The book also provides a concise overview of the significant legislative developments that have been enacted keeping the retail investor in focus.
Indian Stock Market For Beginners
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Author : Angshuman Adhikari
language : en
Publisher: Angshuman Adhikari
Release Date : 2021-05-02
Indian Stock Market For Beginners written by Angshuman Adhikari and has been published by Angshuman Adhikari this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021-05-02 with Business & Economics categories.
Indian Stock Market for Beginners is for people who are new and willing to enter stock markets. This book will explain the overall scenario of the stock markets with simplified terminologies and basic concepts. If you are looking to enter the stock markets but don't know where to start than this book is definitely for you. It will help the beginner as a reference guide for Indian and global stock markets. Specifically it will help you in:- 1. Basic Terms and working model of stock market 2. Various products and services associated with stock markets 3. kick starting and selecting a broker 4. How to make your first trade 5. Additional mental mastering techniques for holistic development of an investor 6. More clarity in topics with illustrated examples 7. Insight of a trader/investor with 10+ years of experience
Nism X Taxmann S Securities Intermediaries Compliance Non Fund Compendium Of Important Regulations For The Compliance Officers Working With Various Intermediaries In The Securities Markets
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Author : NISM (An Educational Initiative of SEBI)
language : en
Publisher: Taxmann Publications Private Limited
Release Date : 2024-01-31
Nism X Taxmann S Securities Intermediaries Compliance Non Fund Compendium Of Important Regulations For The Compliance Officers Working With Various Intermediaries In The Securities Markets written by NISM (An Educational Initiative of SEBI) and has been published by Taxmann Publications Private Limited this book supported file pdf, txt, epub, kindle and other format this book has been release on 2024-01-31 with Law categories.
This book is a comprehensive guide covering all significant regulations pertinent to the securities markets, encompassing the SEBI Act, SCRA, SCRR, PMLA, Insider Trading, FUTP, and more. It seeks to create a common minimum knowledge benchmark for persons engaged in the compliance function with any intermediary registered with SEBI, such as: • Stock Broker • Depository Participant • Merchant Bankers • Underwriters • Bankers to the Issue • Debenture Trustee • Credit Rating Agencies This book is an invaluable resource for anyone involved in the compliance sector of the securities markets, offering in-depth knowledge and a comprehensive overview of the regulatory landscape. The Present Publication is the January 2023 workbook version, published exclusively by Taxmann for NISM Certification Examination III-A [Securities Intermediaries Compliance (Non-Fund)]. This book is divided into two parts: • [Financial and Regulatory Structure in India] is dealt with in Part A • [Specific Rules & Regulations] governing the intermediaries registered with SEBI are dealt with in Part B The noteworthy features of this book are as follows: • [Understand the Financial Structure in India] including: o Knowledge of the Financial Intermediaries o Types of Products available in the Indian markets • [Understand the Regulatory Framework] and the role of various Regulators in the Financial System • [Importance of Compliance Activity] and the scope and role of Compliance Officers • [Understand the various Rules & Regulations] of the Indian Securities Market • [Understand the Penal Actions] that are initiated in case of default or failure The detailed contents of the book are as follows: • Part A – Understanding Financial Structure in India o Introduction to the Financial System – Explores the essential elements of the financial system, including financial intermediaries, securities, and their roles o Regulatory Framework | General View – Discusses the overall regulatory system governing the financial markets in India, including the role of financial market regulators, other financial agencies, appellate authorities, the legislative framework, and the International Financial Services Centre (IFSC) o Introduction to Compliance – Covers the basics of compliance, specifically focusing on compliance requirements under the SEBI (CAPSM) Regulations, 2007 o Securities and Exchange Board of India Act, 1992 – Details the salient features of the SEBI Act, 1992 o Securities Contracts Regulation – Examines the Securities Contracts (Regulation) Act, 1956, and the Securities Contracts (Regulation) Rules, 1957 o SEBI (Intermediaries) Regulations, 2008 – Provides insights into the general obligations of intermediaries, inspection and disciplinary proceedings, actions in case of default, and the code of conduct o SEBI (Prohibition of Insider Trading) Regulations, 2015 – Focuses on insider trading regulations, including the role of the compliance officer and the code of conduct o Prevention of Fraudulent and Unfair Trade Practices – Discusses regulations related to preventing fraudulent and unfair practices in the securities market and includes topics on investigation methods o Prevention of Money Laundering Act, 2002 – Highlights the main points of the PMLA, 2002, and SEBI's circular on Anti-Money Laundering/Counter Financing of Terrorism (AML/CFT) o SEBI (KYC Registration Agency) Regulations, 2011 – Discusses the registration and obligations of KYC Registration Agencies (KRAs), including guidelines for intermediaries and in-person verification • Part B – Understanding Intermediary-Specific Regulations o SEBI (Foreign Portfolio Investors) Regulations, 2019 – Details regulations pertaining to foreign portfolio investors, including eligibility criteria, investment conditions, and code of conduct o SEBI (Stock Brokers) Regulations, 1992 – Covers various aspects of stock brokerage regulations, including direct market access, algorithmic trading, margin trading, and underwriting activities o SEBI (Merchant Bankers) Regulations, 1992 – Focuses on merchant banking regulations, substantial acquisition of shares, and takeovers o SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 – Discusses the applicability of ICDR regulations, IPOs, rights issues, and the roles and responsibilities of merchant bankers o Depositories Act, 1996 – Covers the introduction, rights and obligations of depositories, enquiry and inspection procedures, and miscellaneous issues o SEBI (Depositories and Participants) Regulations, 2018 – Details registration, rights, obligations, and the code of conduct for depository participants o SEBI (Registrar to an Issue and Share Transfer Agents) Regulations, 1993 – Focuses on the roles, general obligations, and code of conduct for registrars to an issue and share transfer agents o SEBI (Research Analyst) Regulations, 2014 – Highlights the responsibilities, record maintenance, and role of the compliance officer for research analysts o SEBI (Investment Advisers) Regulations, 2013 – Discusses the general responsibilities, risk profiling, client-level segregation, and code of conduct for investment advisers o SEBI (Debenture Trustees) Regulations, 1993 – Details registration, responsibilities, code of conduct, and monitoring requirements for debenture trustees o SEBI (Credit Rating Agencies) Regulations, 1999 – Covers the registration, general obligations, appointment of compliance officers, and code of conduct for credit rating agencies o SEBI (Custodian) Regulations, 1996 – Discusses custodian services, registration, obligations, and the code of conduct for custodians. o Proxy Advisors – Provides an overview of the impact of proxy advisors on corporate governance, internal controls, procedural guidelines, and grievance redressal mechanisms