Insider Trading Under The Federal Securities Laws And Other Insider Trading Restrictions
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Insider Trading Under The Federal Securities Laws And Other Insider Trading Restrictions
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Author : Leonard W. Wang
language : en
Publisher:
Release Date : 2017
Insider Trading Under The Federal Securities Laws And Other Insider Trading Restrictions written by Leonard W. Wang and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017 with Corporations categories.
... focuses on federal regulation of trading by corporate insiders and other trading involving the misuse of material nonpublic information. It presents the evolution of the prohibition against insider trading, and discusses the safe harbor against certain liabilities offered by Rule 10b5-1. It covers reporting requirements and short-swing profit liabilities for executive officers, directors and 10% shareholders. The prohibition on trading by executive officers and directors during certain pension plan trading blackout periods is also discussed. In addition, the Portfolio discusses the SEC enforcement process, especially as it is applied to insider trading. Particular attention is paid to the broad reach of the agency's investigative powers, and the depth to which the agency enforcement personnel may investigate in their pursuit of potential wrongdoers. Sanctions and other consequences of violations of law are analyzed.
The Regulation Of Insider Trading
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Author : Barry Alexander K. Rider
language : en
Publisher:
Release Date : 1979
The Regulation Of Insider Trading written by Barry Alexander K. Rider and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1979 with Insider trading in securities categories.
The Law And Finance Of Corporate Insider Trading Theory And Evidence
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Author : Hamid Arshadi
language : en
Publisher: Springer Science & Business Media
Release Date : 2012-12-06
The Law And Finance Of Corporate Insider Trading Theory And Evidence written by Hamid Arshadi and has been published by Springer Science & Business Media this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012-12-06 with Business & Economics categories.
A thorough analysis of insider trading requires the integration of law and finance, and this book presents a theoretical and empirical examination of insider trading by incorporating a synthesis of securities law with that of financial theory. The book begins with a conceptual framework that explores the theoretical roles of markets, firms and publicly held corporations, including a discussion of corporate governance to determine both who may have access to nonpublic information, and their legal rights and responsibilities. The book then examines different aspects of the securities laws, including the Securities Act of 1933, the Securities Exchange Act of 1934, and a critique of the SEC disclosure rules and their ramifications for market efficiency. This is followed by a detailed chronology of insider trading regulations enacted in the U.S. since 1934 and an overview of the existing empirical literature on insider trading. Empirical evidence is presented on insider trading activities and the merit of anti-insider trading laws is evaluated on theoretical arguments and recent empirical developments. The authors conclude by arguing that insider trading laws and enforcement activities have failed and propose the decriminalization of insider trading.
Definition Of Insider Trading
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Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
language : en
Publisher:
Release Date : 1987
Definition Of Insider Trading written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1987 with Insider trading in securities categories.
Research Handbook On Insider Trading
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Author : Stephen M. Bainbridge
language : en
Publisher: Edward Elgar Publishing
Release Date : 2013-01-01
Research Handbook On Insider Trading written by Stephen M. Bainbridge and has been published by Edward Elgar Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2013-01-01 with Business & Economics categories.
In most capital markets, insider trading is the most common violation of securities law. It is also the most well known, inspiring countless movie plots and attracting scholars with a broad range of backgrounds and interests, from pure legal doctrine to empirical analysis to complex economic theory. This volume brings together original cutting-edge research in these and other areas written by leading experts in insider trading law and economics. The Handbook begins with a section devoted to legal issues surrounding the USÕs ban on insider trading, which is one of the oldest and most energetically enforced in the world. Using this section as a foundation, contributors go on to discuss several specific court cases as well as important developments in empirical research on the subject. The Handbook concludes with a section devoted to international perspectives, providing insight into insider trading laws in China, Japan, Australia, New Zealand, the United Kingdom and the European Union. This timely and comprehensive volume will appeal to students and professors of law and economics, as well as scholars, researchers and practitioners with an interest in insider trading.
Federal Securities Law
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Author :
language : en
Publisher:
Release Date : 2017
Federal Securities Law written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017 with Insider trading in securities categories.
Securities Law
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Author : Stephen M. Bainbridge
language : en
Publisher:
Release Date : 2007
Securities Law written by Stephen M. Bainbridge and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2007 with Business & Economics categories.
Presenting the history, richness, and texture of important areas of law, this text illustrates the development of securities/insider trading law, with selected cases and in-depth explanations. Insider trading is a central topic in most corporations, business association, and securities regulation classes. For many corporate law students, insider trading is their principal introduction to federal securities law, SEC Rule 10b-5, and economic analysis. As a recommended text, this book addresses the important subject in a readable and authoritative manner. Accessible but sophisticated, it seeks to develop the reader's understanding of the theory and practice of insider trading law.
Insider Trading Sanctions Act Of 1984
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Author : United States
language : en
Publisher:
Release Date : 1984
Insider Trading Sanctions Act Of 1984 written by United States and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1984 with Insider trading in securities categories.
Insider Trading
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Author : William K. S. Wang
language : en
Publisher: Aspen Publishers
Release Date : 1996
Insider Trading written by William K. S. Wang and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1996 with Insider trading in securities categories.
Here, at last, is a clear, practical guide on what's legal and what isn't in insider trading. It's the only book that gives you everything you need to: Identify every potential source of insider trading liability -- Deter inadvertent violations with an effective compliance program -- Raise powerful defenses to government and private actions, formations, and transactions. With comprehensive, up-to-date coverage and analysis of such significant aspects as government enforcement, which private plaintiffs can sue, and transnational transactions, you'll find more information -- and more readily usable strategy -- than in any other source on the subject. In one convenient volume, Insider Trading shows you all the ways to avoid liability exposure under all applicable law, including: The Supreme Court case, United States v. O'Hagan -- Federal mail and wire fraud statutes -- Section 10(b) and Section 16(b) -- Bilateral treaties and SEC memoranda with 21 foreign jurisdictions -- Transnational transactions -- State law pitfalls.
Materials On The Law Of Insider Trading
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Author : C. Edward Fletcher
language : en
Publisher:
Release Date : 1991
Materials On The Law Of Insider Trading written by C. Edward Fletcher and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1991 with Insider trading in securities categories.