Introduction To Securities Filings Under The 1933 And 1934 Acts
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Introduction To Securities Filings Under The 1933 And 1934 Acts
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Author :
language : en
Publisher:
Release Date : 1986
Introduction To Securities Filings Under The 1933 And 1934 Acts written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1986 with Disclosure of information categories.
The Law Of Securities Regulation
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Author : Thomas Lee Hazen
language : en
Publisher: West Academic Publishing
Release Date : 2006
The Law Of Securities Regulation written by Thomas Lee Hazen and has been published by West Academic Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2006 with Business & Economics categories.
The Fifth Edition of Professors Hazen's Hornbook has been revised to reflect the SEC's offering reform introduced in late 2005 and also recent Supreme Court developments. Professor Hazen's Hornbook now is totally up to date. The Revised Fifth Edition is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of ?security,? registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, civil liabilities. The book also focuses on broker-dealer regulation, market regulation, and the administrative role of the Securities and Exchange Commission. The book also covers the securities law issues such as the proxy rules and insider trading that are covered in basic courses on corporations and business associations. In addition, the Investment Company Act and Investment Advisers Act are also covered making the book suitable for advanced courses in securities regulation as well. The Hornbook contains footnotes to resources that will aid students in further research and also is organized in the same manner as the six volume Practitioner's edition in order to facilitate easy cross reference.
Securities Regulation
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Author : James D. Cox
language : en
Publisher:
Release Date : 2004
Securities Regulation written by James D. Cox and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2004 with Business & Economics categories.
Keeping pace with the many changes in the area, Securities Regulation: Cases and Materials, Fourth Edition, introduces a wealth of new material in the same highly flexible structure that earned its position as the bestseller in the field. the authors keep their book challenging yet teachable by: Mixing doctrine and professional judgments. Offering maximum flexibility for instructors through the use of modular chapters. Effective use of the problem method to expose students to both theory and practice issues. Writing in a readable, straightforward style that is sophisticated, but not intimidating. Offering an annual case supplement keyed To The book, which includes high-quality coverage of the 1933 and 1934 Acts, As well as, An introduction To The 1940's Acts. New material in the Fourth Edition responds to developments in the law and facilitates student understanding: New Chapter on Financial Reporting emphasizes the procedures and substantive standards added by Sabanes-Oxley and recent SEC actions and explores the critical role of auditors and 'generally accepted auditing standards' Exploration of the 'fairly presents' requirement that is now part of the executive certification requirements for reports filed with the SEC. Important discussion of the new Sarbanes-Oxley developments that were designed to enhance the integrity of the reporting system. Review of the extensive SEC rules adopted in the wake of Sarbanes-Oxley. Relocation of the chapter on Materiality To The middle of the book. Condensed introductory chapter that eliminates material on technology and globalization. New treatment of the burgeoning behavioral economics literature on investor heuristics in addressing risky and complex choices. Major new cases: In the matter of W.R. Grace & Co.., Caiola v. Citibank, N.A., Cendant Corporation Securities Litigation, Cedric Kushner Promotions, Ltd. V. King, Gallagher v. Abbott Laboratories, Inc., KPMG, LLP v. SEC, Razorfish, Inc. Securities Litigation, SEC v. ETS Payphones, Inc., SEC v. GLT Dain Rauscher, SEC v. Zandford.
Sec
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Author : Securities and Exchange commission
language : en
Publisher:
Release Date : 2000
Sec written by Securities and Exchange commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2000 with categories.
Annual Report Of The Securities And Exchange Commission
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1935
Annual Report Of The Securities And Exchange Commission written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1935 with Securities categories.
Introduction To Securities Filings 1988
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Author :
language : en
Publisher:
Release Date : 1988
Introduction To Securities Filings 1988 written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1988 with Disclosure of information categories.
Good People Important Problems And Workable Laws
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1984
Good People Important Problems And Workable Laws written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1984 with Government publications categories.
Securities
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Author : William M. Prifti
language : en
Publisher:
Release Date : 2001
Securities written by William M. Prifti and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2001 with Securities categories.
Wall Street Under Oath The Story Of Our Modern Money Changers
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Author : Ferdinand Pecora
language : en
Publisher: Graymalkin Media
Release Date : 2014-10-10
Wall Street Under Oath The Story Of Our Modern Money Changers written by Ferdinand Pecora and has been published by Graymalkin Media this book supported file pdf, txt, epub, kindle and other format this book has been release on 2014-10-10 with History categories.
Ferdinand Pecora investigated with ruthlessly abandon the nation’s most influential bankers and stockbrokers to determine what caused the Wall Street Crash of 1929, which in turn led to the Great Depression. Pecora, as Chief Counsel of Senate launched investigation, shined a vivid light on the shocking practices, deception, and lack of ethics that permeated Wall Street from the bottom to the highest echelons of power. Wall Street’s major players thought they were untouchable masters of their domain, but in the hot seat of the witness chair, eye-to-eye with Pecora, they were no match and fell like dominoes. The mighty J. P. Morgan was forced to admit he and many of his partners hadn’t paid any income taxes in the previous two years and his reputation was tarnished. Pecora’s expose of the practices of National City Bank (now Citibank) made banner headlines and caused the bank’s president to resign. Pecora Wall Street Under Oath in easy to understand language because he was afraid the public might get forgetful. And he was right. Federal Reserve Chairman Ben Bernanke said the 2008 “Great Recession” was actually worse than the Great Depression. Clearly, we need to stay vigilant with a refresher course from Ferdinand Pecora. First published in 1939, this classic book is as relevant today as it was then – because on Wall Street, greed is always in style.
Introduction To Securities Filings 1986
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Author :
language : en
Publisher:
Release Date : 1986
Introduction To Securities Filings 1986 written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1986 with Disclosure of information categories.