Investment Company Act Of 1940
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Investment Company Act Of 1940 As Amended
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Author : United States
language : en
Publisher:
Release Date : 1977
Investment Company Act Of 1940 As Amended written by United States and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1977 with Investment advisors categories.
General Rules And Regulations Under The Investment Company Act Of 1940
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1972
General Rules And Regulations Under The Investment Company Act Of 1940 written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1972 with Investments categories.
General Rules And Regulations Under The Investment Company Act Of 1940 As In Effect November 1 1968
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1968
General Rules And Regulations Under The Investment Company Act Of 1940 As In Effect November 1 1968 written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1968 with Investments categories.
Investment Company Determination Under The 1940 Act
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Author : Robert H. Rosenblum
language : en
Publisher: American Bar Association
Release Date : 2003
Investment Company Determination Under The 1940 Act written by Robert H. Rosenblum and has been published by American Bar Association this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003 with Mutual funds categories.
Compilation Of Releases Commission Opinions And Other Material Dealing With Matters Frequently Arising Under The Investment Company Act Of 1940
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1967
Compilation Of Releases Commission Opinions And Other Material Dealing With Matters Frequently Arising Under The Investment Company Act Of 1940 written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1967 with Mutual funds categories.
Investment Company Determination Under The 1940 Act
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Author : Robert H. Rosenblum
language : en
Publisher: Aspen Publishers
Release Date : 1997
Investment Company Determination Under The 1940 Act written by Robert H. Rosenblum and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1997 with Law categories.
This is the first book to focus solely and comprehensively on the sections of the Investment Company Act of 1940 that deal with exemptions and exceptions, many of which were seriously impacted by recent Congressional changes. Written by an expert practitioner and former SEC Counsel, this reference devotes over 1,000 pages to examining all the significant changes to the Act, paying special attention to: the exception for private investment companies Newly authorized qualified purchaser funds Changes in the regulation of variable annuity and variable life insurance products and many more equally important, rapidly evolving, issues. INVESTMENT COMPANY DETERMINATION UNDER THE 1940 ACT: EXEMPTIONS AND EXCEPTIONS also addresses a number of important areas and is designed to help professionals at every level of expertise determine whether or not a particular company can be classified as an investment company. Numerous citations, pointers, and references allow users to find relevant information quickly, easily, confidently.
Mutual Fund Distribution And Section 22 D Of The Investment Company Act Of 1940
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Author : United States. Securities and Exchange Commission. Division of Investment Management Regulation
language : en
Publisher:
Release Date : 1974
Mutual Fund Distribution And Section 22 D Of The Investment Company Act Of 1940 written by United States. Securities and Exchange Commission. Division of Investment Management Regulation and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1974 with Mutual funds categories.
Investment Advisers Act Of 1940 And General Rules And Regulations Thereunder
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Author :
language : en
Publisher:
Release Date : 1979
Investment Advisers Act Of 1940 And General Rules And Regulations Thereunder written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1979 with Investment advisors categories.
Investment Company Act Amendments Of 1967
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Author : United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
language : en
Publisher:
Release Date : 1968
Investment Company Act Amendments Of 1967 written by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1968 with Mutual funds categories.
List Of Companies Registered Under The Investment Company Act Of 1940 As Of
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Author : United States. Securities and Exchange Commission
language : en
Publisher:
Release Date : 1978
List Of Companies Registered Under The Investment Company Act Of 1940 As Of written by United States. Securities and Exchange Commission and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1978 with Corporations categories.