Private Litigation Under The Federal Securities Laws
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Private Litigation Under The Federal Securities Laws
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Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
language : en
Publisher:
Release Date : 1994
Private Litigation Under The Federal Securities Laws written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1994 with Business & Economics categories.
Federal Securities Law
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Author : Thomas Lee Hazen
language : en
Publisher:
Release Date : 2003-12
Federal Securities Law written by Thomas Lee Hazen and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003-12 with categories.
This monograph by the Federal Judicial Center provides an introduction to & overview of the complexities of litigation involving the federal securities laws, with an emphasis on the issues that are most likely to arise in litigation: basic registration, disclosure, & antifraud provisions. Chapters: Introduction: The Federal Securities Laws, the Securities & Exchange Commission (SEC), Sources of Litigation, Self-Regulation, & Private Remedies; Scope & Reach of the Securities Laws; Regulating the Distribution of Securities -- the Securities Act of 1933; Regulating Issuers, Securities Professionals, & the Securities Markets -- The Securities Exchange Act of 1934; Appendix: Statutory Conversion Charts; For Further Reference; & Table of Cases.
Federal Securities Law
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Author : Thomas Lee Hazen
language : en
Publisher:
Release Date : 2003
Federal Securities Law written by Thomas Lee Hazen and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003 with Law categories.
This monograph by the Federal Judicial Center provides an introduction to & overview of the complexities of litigation involving the federal securities laws, with an emphasis on the issues that are most likely to arise in litigation: basic registration, disclosure, & antifraud provisions. Chapters: Introduction: The Federal Securities Laws, the Securities & Exchange Commission (SEC), Sources of Litigation, Self-Regulation, & Private Remedies; Scope & Reach of the Securities Laws; Regulating the Distribution of Securities -- the Securities Act of 1933; Regulating Issuers, Securities Professionals, & the Securities Markets -- The Securities Exchange Act of 1934; Appendix: Statutory Conversion Charts; For Further Reference; & Table of Cases.
Implementation Of The Private Securities Litigation Reform Act Of 1995
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Author : United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials
language : en
Publisher:
Release Date : 1998
Implementation Of The Private Securities Litigation Reform Act Of 1995 written by United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with Business & Economics categories.
Securities Litigation And Enforcement In A Nutshell
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Author : Margaret V. Sachs
language : en
Publisher:
Release Date : 2021
Securities Litigation And Enforcement In A Nutshell written by Margaret V. Sachs and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021 with Actions and defenses categories.
The 2nd edition of the Securities Litigation and Enforcement Nutshell focuses on an area of law that burgeoned nearly two decades ago after the accounting and corporate governance scandals at Enron, WorldCom, and other large publicly traded companies. It is an area of law that has only continued to expand with the 2008 financial crisis and subsequent legislation, including the Dodd-Frank Act of 2010 and the JOBS Act of 2012, and with several recent rulings by the U.S. Supreme Court. The Nutshell examines private, SEC, and criminal enforcement of the federal securities laws, with an emphasis on the elements that establish securities fraud, and the doctrinal and practical issues that typically emerge in prosecuting or defending such claims.
The Regulation Of Corporate Disclosure
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Author : James Robert Brown
language : en
Publisher: Wolters Kluwer
Release Date : 1999-01-01
The Regulation Of Corporate Disclosure written by James Robert Brown and has been published by Wolters Kluwer this book supported file pdf, txt, epub, kindle and other format this book has been release on 1999-01-01 with Law categories.
The Regulation of Corporate Disclosure, Third Edition is a complete and up-to-date handbook on the issue of corporate disclosure, covering the impact of the federal securities laws on both informal communications and the process of communicating with shareholders. The Third Edition expands topics previously covered, addressing the legal issues and practical concerns surrounding implementation of the Private Securities Litigation Reform Act of 1995, the Sarbanes-Oxley Act of 2002, and the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The book also has an in-depth treatment of managementand’s discussion and analysis (MDand&A), something that, although appearing in required SEC filings, involves many of the same difficult and complex issues raised by the informal disclosure process. Also addressed are: SEC reforms of the periodic reporting process; issues pertaining to stock research analysts and conflicts of interest; and various relevant corporate governance requirements and their disclosure implications. Critical areas analyzed include ;Disclosure requirements and anti-fraud provisions The duty to disclose Dissemination Issues involving materiality Disclosure of bad news Negotiations Dealing with analysts And much more!
The Securities Litigation Uniform Standards Act Of 1997 S 1260
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Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
language : en
Publisher:
Release Date : 1998
The Securities Litigation Uniform Standards Act Of 1997 S 1260 written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with Business & Economics categories.
The Securities Litigation Uniform Standards Act Of 1997 S 1260
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Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
language : en
Publisher:
Release Date : 1999
The Securities Litigation Uniform Standards Act Of 1997 S 1260 written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1999 with Business & Economics categories.
Securities And Federal Corporate Law
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Author : Harold S. Bloomenthal
language : en
Publisher:
Release Date : 1997
Securities And Federal Corporate Law written by Harold S. Bloomenthal and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1997 with Corporation law categories.
This multi-volume looseleaf treatise covers every step in the handling of securities transactions and is designed to minimize the risk of litigation. Exchange Act registration and reporting, sales of unregistered securities, and Regulation A offerings are discussed in detail.
Securities Litigation And Enforcement
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Author : Donna M. Nagy
language : en
Publisher: West Academic Publishing
Release Date : 2008
Securities Litigation And Enforcement written by Donna M. Nagy and has been published by West Academic Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2008 with Business & Economics categories.
Designed to suit a variety of two or three credit courses and seminars, the casebook is being used to teach (1) courses in "securities litigation" that examine litigation topics under the Exchange Act and the Securities Act; (2) courses in "securities enforcement" that center on SEC and criminal enforcement, market manipulation, insider trading, and the professional responsibilities of attorneys and accountants; and (3) more specialized courses or seminars that build around the theme of "current topics in securities litigation."