Regulation Of Money Managers
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Regulation Of Money Managers
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Author : Tamar Frankel
language : en
Publisher: Wolters Kluwer
Release Date : 2015-09-16
Regulation Of Money Managers written by Tamar Frankel and has been published by Wolters Kluwer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015-09-16 with Law categories.
The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.
Regulation Of Money Managers 2000
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Author : Wolters Kluwer Law & Business
language : en
Publisher: Aspen Publishers
Release Date : 1999-12-01
Regulation Of Money Managers 2000 written by Wolters Kluwer Law & Business and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1999-12-01 with categories.
The Regulation Of Money Managers
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Author : Tamar Frankel
language : en
Publisher: Aspen Publishers
Release Date : 1995-12-31
The Regulation Of Money Managers written by Tamar Frankel and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1995-12-31 with Law categories.
Widely regarded as the most comprehensive and penetrating analysis of the regulation surrounding both investment advisers and investment companies, The Regulation of Money Managers, Second Edition provides unexcelled guidance for legal counsel in the field. It keeps you up-to-date with all significant new and proposed SEC rules, no-action letters, and interpretive releases, as well as important cases and relevant regulation from other agencies. Among the crucial topics and developments covered, you'll find: Insider trading -- What constitutes financial advice in the employer/employee relationship -- The Philanthropy Protection Act -- Condit ions under which foreign investment companies may offer their securities in the United States -- Interest rate deregulation -- The Agreement in Principle between federal banking regulators and NASD Discount brokerage services -- Ownership of savings and loan associations by bank holding companies -- Money market funds -- How to avoid Federal Reserve Board jurisdiction -- Custody of clients' funds -- Stock appreciation rights. If your practice involves the management of investments or investment companies, you'll find everything you need in this virtually inexhaustible resource.
The Regulation Of Money Managers
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Author : Tamar Frankel
language : en
Publisher:
Release Date : 1978
The Regulation Of Money Managers written by Tamar Frankel and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1978 with categories.
The Regulation Of Money Managers
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Author : Tamar Frankel
language : en
Publisher: Aspen Publishers
Release Date : 1995-12-31
The Regulation Of Money Managers written by Tamar Frankel and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1995-12-31 with categories.
The Regulation Of Money Managers
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Author : Tamar Frankel
language : en
Publisher:
Release Date : 1987
The Regulation Of Money Managers written by Tamar Frankel and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1987 with categories.
Regulation Of Money Managers 2000
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Author : Wolters Kluwer Law & Business
language : en
Publisher: Aspen Publishers
Release Date : 1999-12
Regulation Of Money Managers 2000 written by Wolters Kluwer Law & Business and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1999-12 with categories.
Regulation Of Money Managers
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Author : Wolters Kluwer Law & Business
language : en
Publisher: Aspen Publishers
Release Date : 1999-01-01
Regulation Of Money Managers written by Wolters Kluwer Law & Business and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1999-01-01 with categories.
The Regulation Of Money Managers
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Author : Tamar Frankel
language : en
Publisher: Piatkus Books
Release Date : 1993
The Regulation Of Money Managers written by Tamar Frankel and has been published by Piatkus Books this book supported file pdf, txt, epub, kindle and other format this book has been release on 1993 with Investment advisors categories.
Research Handbook On The Regulation Of Mutual Funds
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Author : William A. Birdthistle
language : en
Publisher: Edward Elgar Publishing
Release Date : 2018-10-26
Research Handbook On The Regulation Of Mutual Funds written by William A. Birdthistle and has been published by Edward Elgar Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2018-10-26 with Business & Economics categories.
With fifty trillion in worldwide assets, the growth of mutual funds is a truly global phenomenon and deserves a broad international analysis. Local political economies and legal regimes create different regulatory preferences for the oversight of these funds, and academics, public officials, and legal practitioners wishing to understand the global investing environment will require a keen awareness of these international differences. The contributors, leading scholars in the field of investment law from around the world, provide a current legal analysis of funds from a variety of perspectives and using an array of methodologies that consider the large fundamental questions governing the role and regulation of investment funds. This volume also explores the identity and behavior of investors as well as issues surrounding less orthodox funds, such as money market funds, ETFs, and private funds.This Handbook will provide legal and financial scholars, academics, lawyers and regulators with a vital tool for working with mutual funds.