Regulation Of Money Managers 2000


Regulation Of Money Managers 2000
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Regulation Of Money Managers 2000


Regulation Of Money Managers 2000
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Author : Wolters Kluwer Law & Business
language : en
Publisher: Aspen Publishers
Release Date : 1999-12

Regulation Of Money Managers 2000 written by Wolters Kluwer Law & Business and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1999-12 with categories.




Regulation Of Money Managers


Regulation Of Money Managers
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Author : Tamar Frankel
language : en
Publisher: Wolters Kluwer
Release Date : 2015-09-16

Regulation Of Money Managers written by Tamar Frankel and has been published by Wolters Kluwer this book supported file pdf, txt, epub, kindle and other format this book has been release on 2015-09-16 with Law categories.


The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.



The Regulation Of Money Managers


The Regulation Of Money Managers
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Author : Tamar Frankel
language : en
Publisher:
Release Date : 1978

The Regulation Of Money Managers written by Tamar Frankel and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1978 with categories.




The Regulation Of Money Managers


The Regulation Of Money Managers
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Author : Tamar Frankel
language : en
Publisher:
Release Date :

The Regulation Of Money Managers written by Tamar Frankel and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on with Investment advisors categories.




The Regulation Of Money Managers


The Regulation Of Money Managers
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Author : Tamar Frankel
language : en
Publisher: Aspen Publishers
Release Date : 1995-12-31

The Regulation Of Money Managers written by Tamar Frankel and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1995-12-31 with categories.


This multi-volume work on the subjects of investment companies and investment management is thoroughly updated to reflect the many changes in the field. Current issues, such as, interest rate deregulation, discount brokerage services, money market funds, and others are discussed in the treatise.



The Regulation Of Money Managers


The Regulation Of Money Managers
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Author : Tamar Frankel
language : en
Publisher:
Release Date : 1987

The Regulation Of Money Managers written by Tamar Frankel and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1987 with categories.




Regulation Of Money Managers


Regulation Of Money Managers
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Author : Wolters Kluwer Law & Business
language : en
Publisher: Aspen Publishers
Release Date : 1999-01-01

Regulation Of Money Managers written by Wolters Kluwer Law & Business and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1999-01-01 with categories.




The Law Of Private Investment Funds


The Law Of Private Investment Funds
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Author : Timothy Spangler
language : en
Publisher: OUP Oxford
Release Date : 2012-09-06

The Law Of Private Investment Funds written by Timothy Spangler and has been published by OUP Oxford this book supported file pdf, txt, epub, kindle and other format this book has been release on 2012-09-06 with Law categories.


The new edition of The Law of Private Investment Funds offers a practical analysis of the legal and regulatory issues that arise in connection with the structuring, formation, and operation of private investment funds, including hedge funds, private equity funds, real estate funds, and other non-retail collective investment vehicles. The book provides a unique analysis of these funds on a pan-asset class basis, as well as from a US, UK, and European perspective. The themes of investor protection and fiduciary challenge are considered in the context of the various sources available for investor protection including the substantive rights and obligations under general law, and voluntary and statutory rights of regulation. The author considers the various aspects of running private investment funds against the backdrop of regulation and investor protection. Issues such as structuring and launching, and marketing private investment funds are considered in full. The author also looks at the governance challenge where limited partnerships and offshore companies are concerned. The book identifies governance as a key issue for private investment fund participants and discusses in depth several ways in which managers and fund participants can improve the governance of their funds. In addition it analyses the consequences and impact of the recent global financial crisis on private funds, and the response of the US, UK, and European regulators. The new edition includes increased coverage of best practice and industry guidelines, including the ILPA Guidelines for private equity funds, and the MFA's Best Practices for hedge funds. It also provides discussion of new regulatory regimes in the US and EU, including the Dodd Frank Act and AIFMD.



Institutional Money Management


Institutional Money Management
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Author : David M. Smith
language : en
Publisher: John Wiley & Sons
Release Date : 2011-10-27

Institutional Money Management written by David M. Smith and has been published by John Wiley & Sons this book supported file pdf, txt, epub, kindle and other format this book has been release on 2011-10-27 with Business & Economics categories.


An informative look at institutional investment management methods and practice The policies, practices, and decisions of institutional investment managers worldwide affect the economic health of not only the institutions themselves, but of countless individual clients as well. Overall, this area of finance has great impact on the capital markets. Filled with in-depth insights and practical advice, Institutional Money Management is an important basis of knowledge regarding both the theory and practice of this ever-evolving area of finance. Part of the Robert W. Kolb Series in Finance, this book on institutional investment management showcases contributed chapters from professional and academic experts in banking, insurance companies, mutual funds, pension funds, and endowments. Along the way, issues covered included everything from the role of institutional investors within the financial system and the structures that have emerged and evolved to industry standards of ethical practice and investment performance presentation. Provides a detailed examination of the objectives, constraints, methods, and stakeholders for the dominant types of institutional investors Focuses on the portfolio management strategies and techniques used by institutional investors Contains contributed chapters from numerous thought-leaders in the field of finance The practice of institutional investment management presents a diverse set of challenges. But with this book as your guide, you'll gain a better understanding of how you can overcome these challenges and manage your portfolio more effectively.



Investment Management Regulation


Investment Management Regulation
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Author : Tamar Frankel
language : en
Publisher:
Release Date : 2011

Investment Management Regulation written by Tamar Frankel and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2011 with Investment advisors categories.


Investment companies have become an important part of the financial system. This case book is designed to familiarize students with the special laws governing investment companies: their creation, structure, corporate governance, operations (including the distribution of shares and the management of the portfolios), dissolution and, time permitting, taxation. In particular, the case book focuses on the Investment Company Act of 1940 and on the practice in this area before the Securities and Exchange Commission.