Review Of Investor Protection
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Review Of Investor Protection
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Author : Laurence Cecil Bartlett Gower
language : en
Publisher:
Release Date : 1985
Review Of Investor Protection written by Laurence Cecil Bartlett Gower and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1985 with Investments categories.
Review Of Investor Protection
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Author : Laurence Cecil Bartlett Gower
language : en
Publisher:
Release Date : 1982
Review Of Investor Protection written by Laurence Cecil Bartlett Gower and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1982 with Business & Economics categories.
Review Of Investor Protection
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Author : Laurence Cecil Bartlett Gower
language : en
Publisher:
Release Date : 1984
Review Of Investor Protection written by Laurence Cecil Bartlett Gower and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1984 with categories.
Review Of Investor Protection And Market Oversight With The Five Commissioners Of The Securities And Exchange Commission
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Author : United States. Congress. House. Committee on Financial Services
language : en
Publisher:
Release Date : 2007
Review Of Investor Protection And Market Oversight With The Five Commissioners Of The Securities And Exchange Commission written by United States. Congress. House. Committee on Financial Services and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2007 with Electronic government information categories.
Investor Protection A Review Of Plaintiffs Attorney Abuses In Securities Litigation And Legislative Remedies Hearing
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Author :
language : en
Publisher: DIANE Publishing
Release Date :
Investor Protection A Review Of Plaintiffs Attorney Abuses In Securities Litigation And Legislative Remedies Hearing written by and has been published by DIANE Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on with categories.
Asset Management And Investor Protection
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Author : Julian R. Franks
language : en
Publisher: Oxford University Press on Demand
Release Date : 2003
Asset Management And Investor Protection written by Julian R. Franks and has been published by Oxford University Press on Demand this book supported file pdf, txt, epub, kindle and other format this book has been release on 2003 with Business & Economics categories.
Scandals in financial institutions, weakness in the world economy, and volatility in financial markets bring to the fore issues of regulation and consumer protection. This comparative survey of how investors are currently protected in a range of European countries and the USA is set in an accessible theoretical framework. It should be valuable for academics and students involved in the analysis of financial markets and regulation, as well as practitioners in financial institutions and regulatory authorities.
Financial Advice And Investor Protection
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Author : Booysen, Sandra
language : en
Publisher: Edward Elgar Publishing
Release Date : 2021-12-07
Financial Advice And Investor Protection written by Booysen, Sandra and has been published by Edward Elgar Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021-12-07 with Law categories.
This comprehensive book offers a rigorous analysis of the legal debates, approaches and practice-related issues surrounding financial advice and investor protection. Despite widespread recognition of the importance of financial inclusion more broadly construed, recent financial crises have highlighted deficits in retail investor protection – this book informs the development of robust yet adaptable frameworks to protect investors, including effective enforcement and dispute resolution.
Investor Protection
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Author : United States House of Representatives
language : en
Publisher: Independently Published
Release Date : 2020
Investor Protection written by United States House of Representatives and has been published by Independently Published this book supported file pdf, txt, epub, kindle and other format this book has been release on 2020 with categories.
Investor protection: a review of plaintiffs' attorney abuses in securities litigation and legislative remedies: hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, second session, June 28, 2006.
Reforming Corporate Retail Investor Protection
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Author : Diane Bugeja
language : en
Publisher: Bloomsbury Publishing
Release Date : 2019-12-12
Reforming Corporate Retail Investor Protection written by Diane Bugeja and has been published by Bloomsbury Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2019-12-12 with Law categories.
The spate of mis-selling episodes that have plagued the financial services industries in recent years has caused widespread detriment to investors. Notwithstanding numerous regulatory interventions, curtailing the incidence of poor investment advice remains a challenge for regulators, particularly because these measures are taken in a 'fire-fighting' fashion without adequate consideration being given to the root causes of mis-selling. Against this backdrop, this book focuses on the sale of complex investment products to corporate retail investors by drawing upon the widespread mis-selling of interest rate hedging products (IRHP) in the UK and beyond. It brings to the fore the relatively understudied field concerning the different degrees of investor protection mechanisms applicable to individual retail investors – as opposed to corporate retail investors – by taking stock of past regulatory reforms and forthcoming regulatory initiatives as well as, more importantly, the conclusions reached by the judiciary in IRHP mis-selling claims. The conclusions are particularly interesting: corporate retail investors are in a vulnerable position when compared to individual retail investors. The former are exposed to a heightened risk of mis-selling, meaning that regulatory intervention should be targeted accordingly. The recommendations made as a result of these findings are further supported by insights emerging from behavioural law and economic theories. This book is aimed at researchers, lawyers and students with an interest in the financial regulation field who are keen to explore potential regulatory reforms to the investment services regime that address the root causes of mis-selling, and restore a level playing field amongst all retail investors.
Investor Protection
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Author : United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
language : en
Publisher:
Release Date : 2007
Investor Protection written by United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2007 with Business & Economics categories.