Securities Regulation Law Report
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Securities Regulation Law Report
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Author :
language : en
Publisher:
Release Date : 2004
Securities Regulation Law Report written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2004 with Securities categories.
The Law Of Securities Regulation
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Author : Thomas Lee Hazen
language : en
Publisher: West Academic Publishing
Release Date : 2006
The Law Of Securities Regulation written by Thomas Lee Hazen and has been published by West Academic Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2006 with Business & Economics categories.
The Fifth Edition of Professors Hazen's Hornbook has been revised to reflect the SEC's offering reform introduced in late 2005 and also recent Supreme Court developments. Professor Hazen's Hornbook now is totally up to date. The Revised Fifth Edition is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of ?security,? registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, civil liabilities. The book also focuses on broker-dealer regulation, market regulation, and the administrative role of the Securities and Exchange Commission. The book also covers the securities law issues such as the proxy rules and insider trading that are covered in basic courses on corporations and business associations. In addition, the Investment Company Act and Investment Advisers Act are also covered making the book suitable for advanced courses in securities regulation as well. The Hornbook contains footnotes to resources that will aid students in further research and also is organized in the same manner as the six volume Practitioner's edition in order to facilitate easy cross reference.
Principles And Practice Of Securities Regulations In Singapore
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Author : Hans Tjio
language : en
Publisher:
Release Date : 2017
Principles And Practice Of Securities Regulations In Singapore written by Hans Tjio and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2017 with Securities categories.
International Securities Law And Regulation
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Author : Dennis Campbell
language : en
Publisher: BRILL
Release Date : 2021-09-13
International Securities Law And Regulation written by Dennis Campbell and has been published by BRILL this book supported file pdf, txt, epub, kindle and other format this book has been release on 2021-09-13 with Law categories.
With this valuable text securities lawyers from the world's major trading nations offer valuable insights into the workings and legal underpinnings of global securities markets. They examine listing requirements for various stock exchanges and markets, the globalization of mutual funds, the impact of offshore funds, Internet and public offerings, planning and distribution of private securities, requirements for public offerings, disclosure and compliance requirements across international markets, and a great deal more. Published under the Transnational Publishers imprint.
Russian Federation
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Author : International Monetary Fund. Monetary and Capital Markets Department
language : en
Publisher: International Monetary Fund
Release Date : 2016-07-13
Russian Federation written by International Monetary Fund. Monetary and Capital Markets Department and has been published by International Monetary Fund this book supported file pdf, txt, epub, kindle and other format this book has been release on 2016-07-13 with Business & Economics categories.
This paper presents an assessment of the level of implementation of the IOSCO (International Organization of Securities Commissions) objectives and principles in the Russian Federation. Some of the most recent regulatory changes in the Russian Federation are clearly based on international standards. In other areas, further initiatives will be required. These include conflicts of interest identification and improving standards of management in professional market participants. It will also require the creation of legal gateways which will enable supervisors with the necessary skills sets to provide guidance as to what the Central Bank of the Russian Federation’s (CBR) reasonable expectations are on a range of issues. CBR also faces a major challenge in enforcing the regulatory regime and will need additional resources.
Securities Regulation In A Nutshell
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Author : Thomas Lee Hazen
language : en
Publisher: West Academic Publishing
Release Date : 2006
Securities Regulation In A Nutshell written by Thomas Lee Hazen and has been published by West Academic Publishing this book supported file pdf, txt, epub, kindle and other format this book has been release on 2006 with Business & Economics categories.
"Rev ed. of: Securities regulation in a nutshell / by David L. Ratner. 8th ed. 2005" -- Library of Congress.
Securities Regulation
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Author : James D. Cox
language : en
Publisher: Aspen Publishers
Release Date : 2002-05-31
Securities Regulation written by James D. Cox and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 2002-05-31 with Business & Economics categories.
Federal Securities Law Reporter
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Author :
language : en
Publisher:
Release Date : 1941
Federal Securities Law Reporter written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1941 with Mutual funds categories.
Securities Regulation In Cyberspace
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Author : Howard M. Friedman
language : en
Publisher: Aspen Publishers
Release Date : 1998
Securities Regulation In Cyberspace written by Howard M. Friedman and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 1998 with Business & Economics categories.
Regulation Of Securities
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Author : Steven Mark Levy
language : en
Publisher: Aspen Publishers
Release Date : 2001
Regulation Of Securities written by Steven Mark Levy and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 2001 with Business & Economics categories.
The Regulation of Securities: SEC Compliance and Practice, 2003 Edition is a comprehensive guide to understanding and complying with the day-to-day requirements of the federal securities laws. Using a question and answer format similar to that which the SEC has embraced, this guide provides public corporations, lawyers, and accountants, As well as company officers, directors, and large shareholders with straightforward answers To The most frequently asked questions on securities regulation, and convenient access To The relevant rules, procedures, caselaw, and forms. The 2003 Edition significantly expands and updates the previous Edition and includes chapters on: Introduction to securities regulation, including the modernized EDGAR system Periodic reporting under sections 13(a) and 15 (d) Reporting of beneficial ownership under sections 13(d) and 13(g) Insider reporting under section 16(a) Short-swing trading and exemptions under section 16(b) Tender offer disclosure requirements Proxy solicitations under section 14(a) Securities fraud under Rule 10b-5 Use of electronic media Selling restricted and control securities under Rule 144 Private resales to institutional investors under Rule 144A Going private transactions under Rule 13e-3 and a special supplement on Sarbanes-Oxley and related developments!