Understanding The Securities Laws 1996
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Understanding The Securities Laws 1996
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Author :
language : en
Publisher:
Release Date : 1996
Understanding The Securities Laws 1996 written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1996 with Consolidation and merger of corporations categories.
Understanding The Securities Laws
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Author :
language : en
Publisher:
Release Date : 1997
Understanding The Securities Laws written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1997 with Securities categories.
Understanding The Securities Laws 1997
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Author :
language : en
Publisher:
Release Date : 1997
Understanding The Securities Laws 1997 written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1997 with categories.
Understanding The Securities Laws 1997
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Author :
language : en
Publisher:
Release Date : 1997
Understanding The Securities Laws 1997 written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1997 with Going public (Securities) categories.
Understanding The Securities Laws 1995
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Author :
language : en
Publisher:
Release Date : 1995
Understanding The Securities Laws 1995 written by and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1995 with Going public (Securities) categories.
Securities Law 1996 Update
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Author : Victor J. O'Connor
language : en
Publisher:
Release Date : 1996
Securities Law 1996 Update written by Victor J. O'Connor and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1996 with Securities categories.
Securities Regulation
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Author : Louis Loss
language : en
Publisher: Aspen Publishers
Release Date : 2009
Securities Regulation written by Louis Loss and has been published by Aspen Publishers this book supported file pdf, txt, epub, kindle and other format this book has been release on 2009 with Business & Economics categories.
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.
Securities Law And Practice Deskbook
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Author : Gary M. Brown
language : en
Publisher:
Release Date : 2013-01-16
Securities Law And Practice Deskbook written by Gary M. Brown and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2013-01-16 with Going public (Securities) categories.
In one concise volume, the new sixth edition of Securities Law and Practice Deskbook contains thorough but accessible insight into securities law and regulation, including the sweeping Dodd-Frank changes and the Commission's recent enactment of the "proxy access" rules. Featuring step-by-step checklists that spotlight what you should and should not do as an adviser in the securities arena, this practical treatise enables you to help corporate entities * Deal effectively with the Securities Act registration process -- focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses, the due diligence necessary to ensure accuracy, and electronic filing * Handle registration and reporting under the Exchange Act -- both initial and mandated periodic reporting, including the revisions made under both Sarbanes-Oxley and the recent financial reform legislation * Minimize liability risks under the Exchange Act -- by understanding what triggers violations under Rule 10b-5, Section 16(b), and Section 14, and by avoiding such practices as churning and market manipulation Securities Law and Practice Deskbook covers the recent legislative, regulatory and judicial changes that * Revised the net worth standard of qualifying as an accredited investor * Increased the SEC's ability to impose penalties in cease-and-desist proceedings * Requires the creation of "claw-back" provisions in listed company compensation plans * Significantly revised "proxy access" and "proxy voting" regulations
The Securities Law Of Public Finance
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Author : Robert A. Fippinger
language : en
Publisher:
Release Date : 1988
The Securities Law Of Public Finance written by Robert A. Fippinger and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 1988 with Bonds categories.
Securities Regulation In A Nutshell
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Author : Thomas Lee Hazen
language : en
Publisher:
Release Date : 2016
Securities Regulation In A Nutshell written by Thomas Lee Hazen and has been published by this book supported file pdf, txt, epub, kindle and other format this book has been release on 2016 with Securities categories.
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.